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EX-99.1 - Umami Sustainable Seafood Inc.v223843_ex99-1.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 17, 2011

Umami Sustainable Seafood Inc.
 (Exact name of registrant as specified in its charter)

Nevada
000-52401
98-0636182
(State or Other Jurisdiction
(Commission File
(I.R.S. Employer
of Incorporation)
Number)
Identification Number)
 
1230 Columbia St., Suite 1100
San Diego, CA 92101
(Address of principal executive offices) (zip code)

(619) 544-9177
 (Registrant’s telephone number, including area code)

   
 
 
 (Former name or former address, if changed since last report)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 

 

Item 2.02.         Results of Operations and Financial Condition.

On May 17, 2011, Umami Sustainable Seafood Inc. (the “Company”) issued a press release announcing operating results for the three and nine months ended March 31, 2011. A copy of the press release making the announcement is attached as Exhibit 99.1.

Item 9.01.         Financial Statements and Exhibits.
 
Exhibit No.        Description

99.1                     Press release dated May 17, 2011
 
 
 

 
SIGNATURES

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
 
UMAMI SUSTAINABLE SEAFOOD INC.
 
 
 
 
 
       
May 23, 2011
By:
/s/ Daniel G. Zang
 
   
Daniel G. Zang
Chief Financial Officer
 
       

 
 

 
 
EXHIBIT INDEX
 
Exhibit No.         Description

99.1                      Press release dated May 17, 2011