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EX-99.1 - EDELMAN FINANCIAL GROUP INC.v221755_ex99-1.htm
EX-99.2 - EDELMAN FINANCIAL GROUP INC.v221755_ex99-2.htm

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported) May 10, 2011 (May 10, 2011)
 
Sanders Morris Harris Group Inc.
(Exact name of registrant as specified in its charter)
 
Texas
(State or other jurisdiction of incorporation)
 
0-30066
 
76-0583569
(Commission File Number)
 
(IRS Employer Identification No.)
     
600 Travis, Suite 5800, Houston, Texas
 
77002
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code  (713) 993-4610
 
 
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
 
Item 2.02    Results of Operations and Financial Condition

The following information is furnished pursuant to Item, 2.02, “Results of Operation and Financial Condition” and Item 7.01, “Regulation FD Disclosure.”

On May 10, 2011, Sanders Morris Harris Group Inc. announced its results of operations for the quarter ended March 31, 2011.

Item 7.01    Regulation FD Disclosure

The information set froth in Item 2.02 “Results of Operations and Financial Condition” is also furnished pursuant to this Item 7.01 and Exhibits 99.1 and 99.2 are hereby incorporated by reference into this 7.01.

Item 9.01.   Financial Statements and Exhibits.
 
 
a.
Financial statements of business acquired
 
Not Applicable
 
 
b.
Pro forma financial information
 
Not Applicable
 
 
c.
Exhibits
 
 
99.1 
Press Release
 
99.2 
Call script
 
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
SANDERS MORRIS HARRIS GROUP INC.
   
   
 
By:
        /s/  George L. Ball
 
   
George L. Ball,
   
Chief Executive Officer
   
   
Date: May 10, 2011
 
         
 
 
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