Attached files
| file | filename |
|---|---|
| EX-99.1 - PROSPECTUS SUPPLEMENT - MARKET 2000 PLUS HOLDRS SM TRUST | ss118600_ex9901.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
______________
Date of Report (Date of earliest event reported): May 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Initial Depositor
(Exact name of Registrant as specified in its charter)
Market 2000+ HOLDRS (SM) Trust
[Issuer with respect to the receipts]
|
DELAWARE
(State or other jurisdiction of
incorporation)
|
001-16087
Commission File Number
|
13-5674085
(I.R.S. Employer
Identification No.)
|
______________
One Bryant Park
New York, New York 10036
(Address of principal executive offices and zip code)
(212) 449-1000
(Registrant’s telephone number, including area code)
______________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 8.01.
|
Other Events
|
On May 6, 2011, the 1-for-10 reverse stock split of Citigroup Inc., an underlying constituent of the Market 2000+ HOLDRS Trust, became effective. As a result, the quantity of shares of Citigroup Inc. represented by each 100 share round-lot of Market 2000+ HOLDRS will decrease from 3 shares to 0.3 shares. Starting May 9, 2011, deposits of shares of Citigroup Inc. for creations of Market 2000+ HOLDRS will decrease from 3 shares to 0.3 shares per round-lot of 100 Market 2000+ HOLDRS.
|
Item 9.01.
|
Financial Statements and Exhibits
|
|
(d)
|
Exhibits
|
|
|
99.1
|
Market 2000+ HOLDRS Trust Prospectus Supplement dated May 12, 2011 to Prospectus dated March 15, 2011.
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | |||
|
Date: May 12, 2011
|
By:
|
/s/ Liam B. O’Neil | |
| Name: | Liam B. O’Neil | ||
| Title: | Managing Director | ||
EXHIBIT INDEX
Number and Description of Exhibit
|
(99.1)
|
Market 2000+ HOLDRS Trust Prospectus Supplement dated May 12, 2011 to Prospectus dated March 15, 2011.
|