UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 26, 2011

 

NRG Energy, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-15891

 

41-1724239

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer

 

 

 

 

Identification No.)

 

211 Carnegie Center, Princeton, New Jersey

 

08540

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: 609-524-4500

 

N/A
(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

 

NRG Energy, Inc. held its Annual Meeting of Stockholders on April 26, 2011.  Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders.

 

(a) Proposal 1 — Election of Class I Directors

 

Name

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

Lawrence S. Coben

 

190,595,872

 

3,067,246

 

3,034,107

 

11,063,642

 

Paul W. Hobby

 

190,821,256

 

2,841,855

 

3,034,114

 

11,063,642

 

Gerald Luterman

 

190,693,150

 

2,970,114

 

3,033,962

 

11,063,642

 

Herbert H. Tate

 

190,813,654

 

2,847,843

 

3,035,728

 

11,063,642

 

Walter R. Young

 

190,947,484

 

2,715,982

 

3,033,759

 

11,063,642

 

 

With respect to the foregoing Proposal 1, all of the directors were elected and each received the affirmative vote of a majority of the votes cast at the Annual Meeting.

 

(b) Proposal 2 — Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

204,453,218

 

249,713

 

3,057,937

 

Not Applicable

 

 

The foregoing Proposal 2 was ratified.

 

(c) Proposal 3 — Advisory vote on executive compensation

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

116,137,233

 

74,042,486

 

6,517,507

 

11,063,642

 

 

The foregoing Proposal 3 was approved.

 

(d) Proposal 4 — Advisory vote on the frequency of the advisory vote on executive compensation

 

One Year

 

Two Years

 

Three Years

 

Abstain

 

Broker Non-Votes

 

168,770,679

 

2,699,081

 

21,612,992

 

3,614,474

 

11,063,642

 

 

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With respect to the foregoing Proposal 4, the option to hold future advisory votes every one year received a majority of the votes cast at the Annual Meeting.  Based on these results, the Company’s Board of Directors currently intends to hold an advisory vote on executive compensation every one year.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

NRG Energy, Inc.

 

 

May 2, 2011

By:

/s/ Michael R. Bramnick

 

Name: Michael R. Bramnick

 

Title: Executive Vice President & General Counsel

 

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