Attached files
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) April 27, 2011
------------------
SJW Corp.
------------------------------------------------------------------
(Exact name of registrant as specified in its charter)
California 1-8966 77-0066628
------------------------------------------------------------------
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
110 W. Taylor Street, San Jose, California 95110
------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)
(408) 279-7800
------------------------------------------------------------------
Registrant's telephone number, including area code
Not Applicable
------------------------------------------------------------------
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On April 27, 2011, SJW Corp. (the "Company") announced its financial
results for the quarter ended March 31, 2011. A copy of the press
release announcing these financial results is attached hereto as
Exhibit 99.1 and incorporated into this Form 8-K by reference.
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the 2011 Annual Meeting of Shareholders of SJW Corp. held on
April 27, 2011, (i) the ten individuals listed below were elected to
the Board of Directors, (ii) the advisory resolution regarding the
compensation of the named executive officers was approved, (iii) the
shareholders voted on the advisory vote as to whether the advisory
shareholder vote to approve the compensation of the named executive
officers should occur every year, once every two years or once every
three years as more fully set forth below, and (iv) the appointment
of KPMG LLP as the independent registered public accounting firm for
2011 was ratified, each by the votes set forth below:
Proposal 1: Election of Directors:
Broker
Name of Director In Favor Withheld Non-Votes
---------------- ---------- -------- ---------
Katharine Armstrong 13,412,921 111,095 3,909,998
Mark L. Cali 13,410,696 113,320 3,909,998
J. Philip DiNapoli 13,447,837 76,179 3,909,998
Douglas R. King 13,416,487 107,529 3,909,998
Norman Y. Mineta 10,522,355 3,001,661 3,909,998
Ronald B. Moskovitz 13,463,236 60,780 3,909,998
George E. Moss 10,536,835 2,987,181 3,909,998
W. Richard Roth 13,463,448 60,568 3,909,998
Charles J. Toeniskoetter 12,657,849 866,167 3,909,998
Robert A. Van Valer 13,468,398 55,618 3,909,998
Proposal 2: Approval of the advisory resolution approving the
compensation of the named executive officers as disclosed in the proxy
statement:
Broker
In Favor Against Abstain Non-Votes
---------- --------- --------- ---------
11,520,218 467,105 1,536,693 3,909,998
Proposal 3: Advisory votes as to whether the advisory shareholder vote
to approve the compensation of the named executive officers should
occur every year, once every two years or once every three years:
1 year 2 Years 3 Years Abstain
--------- --------- --------- ---------
3,674,765 842,722 7,461,905 1,544,624
In light of the shareholder vote on Proposal 3, the Company will
include an advisory shareholder vote on the compensation of the named
executive officers in its proxy materials once every three years until
the next required vote on the frequency of shareholder votes on the
compensation of named executive officers.
Proposal 4: Ratification of Appointment of Independent Registered
Public Accounting Firm:
Broker
In Favor Against Abstain Non-Votes
---------- --------- --------- ---------
17,301,903 72,186 59,925 0
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Number Description of Document
------- -----------------------
99.1 Press Release issued by SJW Corp., dated April 27, 2011
Announcing the 2011 First Quarter Financial Results.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
SJW Corp.
-----------------------------
April 27, 2011 /s/ James P. Lynch
----------------- -----------------------------
James P. Lynch, Chief Financial
Officer and Treasurer
Exhibit
Number Description of Document
------- -----------------------
99.1 Press Release issued by SJW Corp., dated April 27, 2011
Announcing the 2011 First Quarter Financial Results.
