Attached files

file filename
EX-4.1 - EX-4.1 - Golden State Water COa11-10307_1ex4d1.htm
EX-1.1 - EX-1.1 - Golden State Water COa11-10307_1ex1d1.htm
EX-5.1 - EX-5.1 - Golden State Water COa11-10307_1ex5d1.htm
EX-12.1 - EX-12.1 - Golden State Water COa11-10307_1ex12d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  April 11, 2011

 

GOLDEN STATE WATER COMPANY

(Exact name of registrant as specified in its charter)

 

California

 

001-12008

 

95-1243678

(State or other jurisdiction of
incorporation or organization)

 

(Commission File Number)

 

(I.R.S. Employer Identification
No.)

 

630 East Foothill Blvd.

 

 

San Dimas, California

 

91773

(Address of principal executive
offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  (909) 394-3600

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01. Other Events

 

On April 11, 2011, Golden State Water Company (“GSWC”) entered into an Underwriting Agreement with Wells Fargo Securities, LLC, as representative of the several underwriters, relating to the sale and issuance to the public of $62,000,000 aggregate principal amount of its 6.00% Notes due 2041 (the “Notes”). The Notes were registered under the Securities Act of 1933, as amended pursuant to the shelf registration statement (Registration No. 333-156112) of the Company.

 

Item 9.01.

Financial Statements and Exhibits

 

 

Exhibit 1.1

Underwriting Agreement, dated April 11, 2011

Exhibit 4.1

Form of Note

Exhibit 5.1

Opinion of Winston & Strawn LLP

Exhibit 12.1

Computation of ratio of earnings to fixed charges

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

GOLDEN STATE WATER COMPANY

 

 

Date: April 14, 2011

/s/ Eva G. Tang

 

Eva G. Tang

Senior Vice President-Finance, Chief Financial
Officer and Secretary

 

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