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EX-99.1 - 180 DEGREE CAPITAL CORP. /NY/v217527_ex99-1.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
 
April 5, 2011 (April 5, 2011)
 

 
HARRIS & HARRIS GROUP, INC.
 

(Exact name of registrant as specified in its charter)
         
New York
(State or other jurisdiction of
incorporation)
 
0-11576
(Commission File
Number)
 
13-3119827
(IRS Employer
Identification No.)
 
 

1450 Broadway
New York, New York 10018
 

 
(Address of principal executive offices and zip code)
 
(212) 582-0900
 

(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 
 
Item 8.01.                      Other Events.

On April 5, 2011, Harris & Harris Group, Inc. (the “Company”) announced it invested $2 million yesterday in Champions Oncology, Inc., formerly known as Champions Biotechnology, Inc. (OTC: CSBR) (“Champions”) as part of a private placement of 12.5 million shares of its common stock at a price of $0.75 per share, resulting in gross proceeds to Champions of $9.4 million.

The Company’s press release is attached hereto as Exhibit 99.1.

Item 9.01.                      Financial Statements and Exhibits.

 
(a)
Not applicable.

 
(b)
Not applicable.

 
(c)
Not applicable.

 
(d)
Exhibits.

Exhibit No.
Description
   
99.1
Press Release dated April 5, 2011

 
 

 
 
SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Date:
April 5, 2011
 
HARRIS & HARRIS GROUP, INC.
         
         
         
     
By:
/s/ Daniel B. Wolfe
       
Daniel B. Wolfe
       
President


 
 

 

EXHIBIT INDEX
 
Exhibit No.
Description
   
99.1
Press Release dated April 5, 2011