UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 7, 2011
Constant Contact, Inc.
Delaware | 001- 33707 | 04-3285398 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
1601 Trapelo Road Waltham, Massachusetts |
02451 | |
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (781) 472-8100
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. | Other Events. |
From March 7, 2011 to March 10, 2011, while it was permissible under the applicable securities laws
for officers and directors of Constant Contact, Inc. (the Company) to purchase and sell
securities of the Company, the following officers entered into binding trading plans (the 10b5-1
Plans):
Maximum number | ||||||
of shares of | ||||||
common stock that | Time period during | |||||
may be sold under | which sales may occur | |||||
Name | Title | 10b5-1 Plans | under 10b5-1 Plans | |||
Gail F. Goodman |
Chairman, President | |||||
and Chief Executive | ||||||
Officer | 100,000 | 06/10/2011 -- 05/31/2012 | ||||
Harpreet S. Grewal |
Executive Vice | |||||
President, Chief | ||||||
Financial Officer | ||||||
and Treasurer | 31,250 | 07/07/2011 -- 10/31/2011 | ||||
Nancie G. Freitas |
Vice President and | |||||
Chief Marketing | ||||||
Officer | 26,000 | 06/15/2011 -- 5/31/2012 | ||||
Robert P. Nault |
Vice President and | |||||
General Counsel | 10,000 | 06/10/2011 -- 12/31/2011 |
Pursuant to the 10b5-1 Plans, certain shares of the Companys common stock held by such individuals
will be sold on a periodic basis without further direction from the individual in accordance with
the terms and conditions set forth in the applicable 10b5-1 Plan, which in all cases include
minimum sale price thresholds. Under the Companys insider trading policy, trades will not occur
under the 10b5-1 Plans until at least 90 days after the execution date of the applicable 10b5-1
Plan. Each of the 10b5-1 Plans is designed to comply with Rule 10b5-1 under the Securities Exchange
Act of 1934, as amended, and the Companys insider trading policy. Transactions made pursuant to
the 10b5-1 Plans will be disclosed publicly through Form 144 and Form 4 filings with the Securities
and Exchange Commission. Except as may be required by law, the Company does not undertake to report
on specific Rule 10b5-1 plans of the Companys officers or directors, nor to report modifications
or terminations of such plans.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CONSTANT CONTACT, INC. |
||||
Date: March 15, 2011 | By: | /s/ Robert P. Nault | ||
Robert P. Nault | ||||
Vice President, General Counsel and Secretary | ||||