Attached files
| file | filename |
|---|---|
| 10-K - LPL INVESTMENT HOLDINGS INC. - LPL Financial Holdings Inc. | b84509e10vk.htm |
| EX-4.3 - EX-4.3 - LPL Financial Holdings Inc. | b84509exv4w3.htm |
| EX-4.2 - EX-4.2 - LPL Financial Holdings Inc. | b84509exv4w2.htm |
| EX-4.5 - EX-4.5 - LPL Financial Holdings Inc. | b84509exv4w5.htm |
| EX-23.1 - EX-23.1 - LPL Financial Holdings Inc. | b84509exv23w1.htm |
| EX-31.1 - EX-31.1 - LPL Financial Holdings Inc. | b84509exv31w1.htm |
| EX-32.1 - EX-32.1 - LPL Financial Holdings Inc. | b84509exv32w1.htm |
| EX-31.2 - EX-31.2 - LPL Financial Holdings Inc. | b84509exv31w2.htm |
| EX-32.2 - EX-32.2 - LPL Financial Holdings Inc. | b84509exv32w2.htm |
| EX-10.23 - EX-10.23 - LPL Financial Holdings Inc. | b84509exv10w23.htm |
| EX-10.24 - EX-10.24 - LPL Financial Holdings Inc. | b84509exv10w24.htm |
Exhibit 21.1
List of Subsidiaries
| Name Under Which | ||||||
| Jurisdiction of | the Subsidiary | |||||
Subsidiary* |
Incorporation | Does Business | ||||
1.
|
LPL Holdings, Inc.** | Massachusetts | LPL | |||
2.
|
PTC Holdings, Inc.** | Ohio | PTC | |||
3.
|
The Private Trust Company, N.A. | United States | PTC | |||
4.
|
LPL Financial LLC | California | LPL, LPL Financial | |||
5.
|
Independent Advisers Group Corporation | Delaware | IAG | |||
6.
|
UVEST Financial Services Group, Inc. | North Carolina | UVEST | |||
7.
|
LPL Insurance Associates, Inc. | Delaware | LPL, LPL Financial | |||
8.
|
LPL Independent Advisor Services Group LLC** | Delaware | LPL, LPL Financial | |||
9.
|
Mutual Service Corporation | Michigan | MSC | |||
10.
|
Waterstone Financial Group, Inc. | Illinois | Waterstone | |||
11.
|
Associated Financial Group, Inc. | California | Associated, AFG | |||
12.
|
Associated Securities Corp. | California | Associated Securities, Associated | |||
* All subsidiaries are wholly owned, directly or indirectly, by the Registrant.
** Holding companies.