Attached files
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EX-99.1 - EXHIBIT 99.1 - SYNTHESIS ENERGY SYSTEMS INC | c12034exv99w1.htm |
EX-99.2 - EXHIBIT 99.2 - SYNTHESIS ENERGY SYSTEMS INC | c12034exv99w2.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 8, 2011
Synthesis Energy Systems, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-33522 | 20-2110031 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
Three Riverway, Suite 300, Houston, Texas |
77056 |
|
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (713) 579-0600
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
In accordance with General Instruction B.2. of Form 8-K, the information presented under Item
2.02 and Item 7.01 of this Current Report on Form 8-K shall not be deemed filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated
by reference in any filing under the Securities Act of 1933, as amended, except as expressly set
forth by specific reference in such a filing.
Item 1.01 Entry into a Material Definitive Agreement
On February 8, 2001, Synthesis Energy Systems, Inc. (the Company) announced that Donald P.
Bunnell, the Companys President and Chief Executive Officer Asia Pacific, and a founder of the
Company, will be leaving the Company, effective February 28, 2011, to pursue other interests. His
employment agreement with the Company will also be terminated effective as of such date, subject to
the continued enforcement of the provisions relating to non-competition and confidentiality. Mr.
Bunnell will remain on the Board. In connection with the departure, the Company and Mr. Bunnell
are also negotiating the terms of a Consulting Agreement to cover a transition period after his
departure, a copy of which will be filed on an amendment to this Form 8-K once the agreement is
executed.
Item 1.02 Termination of a Material Definitive Agreement.
The text set forth in Item 1.01 regarding the termination of the employment agreement of
Donald P. Bunnell is incorporated into this Item 1.02 by reference.
Item 2.02 Results of Operations and Financial Condition.
On February 8, 2011, the Company issued an earnings release
announcing the financial results for its fiscal second quarter ended December 31, 2010. A copy of
the press release is furnished herewith as Exhibit 99.1.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
The text set forth in Item 1.01 regarding the departure of Mr. Bunnell is
incorporated into this Item 5.02 by reference.
Item 7.01 Regulation FD Disclosure.
On February 8, 2011, the Company issued a press release announcing, among other things, the
departure of Mr. Bunnell. A copy of the press release is furnished herewith as
Exhibit 99.2.
Item 9.01 Financial Statements and Exhibits
(a) | Financial Statements of business acquired |
None.
(b) | Pro Forma Financial Information |
None.
(c) | Shell Company Transactions |
None.
(d) | Exhibits |
*99.1 | Press Release dated February 8, 2011 relating to second
quarter financial results. |
|||
*99.2 | Press Release dated February 8, 2011 relating to Bunnell
departure. |
* = | Furnished herewith |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Synthesis Energy Systems, Inc. |
||||
Dated: February 8, 2011 | /s/ Robert Rigdon | |||
Robert Rigdon | ||||
President and Chief Executive Officer |
EXHIBIT INDEX
*99.1 | Press Release dated February 8, 2011 relating to second quarter financial results. |
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*99.2 | Press Release dated February 8, 2011 relating to Bunnell departure. |
* = | Furnished herewith |