Attached files
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| EX-99.1 - TWO HARBORS INVESTMENT CORP. | v210228_ex99-1.htm |
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
Current
Report
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): February 7,
2011
Two
Harbors Investment Corp.
(Exact
name of registrant as specified in its charter)
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Maryland
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001-34506
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27-0312904
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
No.)
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601
Carlson Parkway, Suite 330
Minnetonka,
MN 55305
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(Address
of principal executive offices)
(Zip
Code)
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Registrant’s
telephone number, including area code: (612) 238-3300
Not
Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
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o
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Written
communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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ITEM
3.01 NOTICE OF DELISTING OR FAILURE TO SATISFY A
CONTINUED LISTING RULE OR STANDARD; TRANSFER OF LISTING
On
February 7, 2011, Two Harbors Investment Corp. (the “Company”) provided written
notice to the NYSE Amex that it intends to transfer the listing of its common
stock to the New York Stock Exchange (“NYSE”). The Company expects the last day
of trading of its common stock on the NYSE Amex to be on or about February 10,
2011, and expects the common stock to begin trading on the NYSE on or about
February 11, 2011 under its current symbol “TWO.” Until it begins trading on the
NYSE, the Company’s common stock will remain trading on the NYSE Amex under the
symbol “TWO.”
A copy of
the press release announcing its anticipated listing on the NYSE is attached
hereto as Exhibit 99.1 and incorporated herein by
reference.
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Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits
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Exhibit
No.
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Description
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99.1 Press
Release dated February 7, 2011.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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TWO
HARBORS INVESTMENT CORP.
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By:
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/s/ TIMOTHY W. O’BRIEN
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Timothy
O’Brien
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Secretary
and General Counsel
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Date:
February 7, 2011
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