Attached files
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| EX-99 - PRESS RELEASE - L & L ENERGY, INC. | regainscompliancewithauditco.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
February 1, 2011
Date of Report (Date of earliest event Reported)
L & L Energy, Inc.
(Exact name of registrant as specified in its charter)
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Nevada |
000-32505 |
91-2103949 |
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(State or other jurisdiction of |
(Commission File Number) |
(IRS Employer Identification No.) |
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incorporation) |
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130 Andover Park East, Suite 200, Seattle WA 98188
(Address of principal executive offices) (Zip Code)
(206) 264-8065
Registrant’s Telephone Number, Including Area Code
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On January 22, 2011, Mr. Andrew Leitch was appointed to the Audit Committee, replacing Mr. Edward Dowd who resigned from its Board of Directors on December 31, 2010. Mr. Leitch’s appointment to the Audit Committee of the Board brings the Committee’s membership back to three independent directors, thus curing the Audit Committee temporary composition deficiency due to Mr. Dowd’s departure. The Company received a notice from the NASDAQ Stock Market ("NASDAQ") indicating the above under NASDAQ Marketplace Rule 5605(c)(2)(A). This filing is made to reflect The Company has regained compliance and the matter is now considered closed.
ITEM 9.01. Financial Statements and Exhibits
(d) Exhibits
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Exhibit Number |
Description |
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99.1 |
Press Release dated February 1, 2011 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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L & L ENERGY, INC. |
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(Registrant) |
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Date: February 1, 2011 |
By: |
/s/ Dickson V. Lee |
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Dickson V. Lee, |
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Chief Executive Officer |
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