Attached files
file | filename |
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EX-32.1 - EXHIBIT 32.1 - XETA TECHNOLOGIES INC | c11599exv32w1.htm |
EX-31.2 - EXHIBIT 31.2 - XETA TECHNOLOGIES INC | c11599exv31w2.htm |
EX-32.2 - EXHIBIT 32.2 - XETA TECHNOLOGIES INC | c11599exv32w2.htm |
EX-31.1 - EXHIBIT 31.1 - XETA TECHNOLOGIES INC | c11599exv31w1.htm |
Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
þ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended October 31, 2010
OR
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission file number 0-16231
XETA Technologies, Inc.
(Exact name of registrant as specified in its charter)
Oklahoma | 73-1130045 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employee Identification No.) |
|
1814 W. Tacoma Street, Broken Arrow, OK | 74012-1406 | |
(Address of principal executive offices) | (Zip Code) |
918-664-8200
(Registrants telephone number, including area code)
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, $0.001 par value
(Title of Class)
(Title of Class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of
the Securities Act. Yes o No þ
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or
Section 15(d) of the Act. Yes o No þ
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the past 12 months (or for such
shorter period that the registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months
(or for such shorter period that the registrant was required to submit and post such files).
Not applicable þ
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is
not contained herein, and will not be contained, to the best of registrants knowledge, in
definitive proxy or information statements incorporated by reference in Part III of this Form 10-K
or any amendment to this Form 10-K. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See definition of large accelerated filer,
accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check
one):
Large accelerated filer o | Accelerated filer o | Non-accelerated filer o | Smaller reporting company þ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Act). Yes o No þ
The aggregate market value of the voting stock held by non-affiliates of the registrant, computed
by reference to the Nasdaq closing price on April 30, 2010, the last business day of the
registrants most recently completed second fiscal quarter, was approximately $32,386,758.
The number of shares outstanding of the registrants Common Stock as of December 17, 2010 was
10,730,236.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Proxy Statement to be filed with the Securities and Exchange Commission in
connection with the Annual Meeting of Shareholders to be held April 5, 2011 are incorporated by
reference into Part III, Items 10 through 14 hereof.
TABLE OF CONTENTS
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES | ||||||||
SIGNATURES | ||||||||
Exhibit 31.1 | ||||||||
Exhibit 31.2 | ||||||||
Exhibit 32.1 | ||||||||
Exhibit 32.2 |
Table of Contents
EXPLANATORY NOTE
This Amendment on Form 10-K/A to the Annual Report on Form 10-K filed by XETA Technologies, Inc.
(the Company), on January 25, 2011 (the original Annual Report) corrects a typographical error
in the number of shares outstanding of the Companys Common Stock as reported on the cover page of
the original Annual Report.
Except as described above, the remainder of the original Annual Report is unchanged and this
Amendment on Form 10-K/A to the Annual Report does not reflect any event occurring after the date
of the original Annual Report.
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.
(a)(3) Exhibits The following exhibits are included with this report:
31.1 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||
31.2 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||
32.1 | Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||
32.2 | Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
XETA TECHNOLOGIES, INC. |
||||
January 28, 2011 | By: | /s/ Greg D. Forrest | ||
Greg D. Forrest, Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been
signed below by the following persons on behalf of the registrant and in the capacities and on the
dates indicated.
January 28, 2011 | /s/ Greg D. Forrest | |||
Greg D. Forrest, Chief Executive Officer and President | ||||
January 28, 2011 | /s/ Robert B. Wagner | |||
Robert B. Wagner, Chief Financial Officer and Executive Director of Operations | ||||
January 28, 2011 | /s/ Donald T. Duke | |||
Donald T. Duke, Director | ||||
January 28, 2011 | /s/ Ronald L. Siegenthaler | |||
Ronald L. Siegenthaler, Director | ||||
January 28, 2011 | /s/ S. Lee Crawley | |||
S. Lee Crawley, Director |