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EX-99.1 - Artio Global Investors Inc. | v207943_ex99-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report
(Date of earliest event reported): January 12,
2011
Artio
Global Investors Inc.
(Exact name of
registrant as specified in its charter)
Delaware
|
1-34457
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13-6174048
|
||
(State
or other jurisdiction
of
incorporation)
|
(Commission
File Number)
|
(IRS
Employer
Identification
No.)
|
330
Madison Ave.
New
York, NY
|
10017
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
(212)
297-3600
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former name or
former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
7.01. Regulation FD Disclosure.
On
January 12, 2011, Artio Global Investors Inc. (the “Company”) issued a news
release announcing its preliminary assets under management as of December 31,
2010, and a conference call relating to its fourth quarter and full year 2010
financial and operating results. A copy of the Company’s news release
is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The
information in this Item 7.01 and the attached exhibit is being furnished to the
Securities and Exchange Commission and shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that section, nor shall it be
deemed incorporated by reference into any filing of the Company under the
Securities Act of 1933, as amended, or the Exchange Act, except as expressly set
forth by specific reference in such a filing.
Item
9.01 Financial Statements and Exhibits.
(d)
|
Exhibits.
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Exhibit
No.
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Description
|
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Exhibit
99.1
|
News
Release issued January 12, 2011
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Artio
Global Investors Inc.
|
||||
Date: January
12, 2011
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By:
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/s/
Adam Spilka
|
||
Name:
|
Adam
Spilka
|
|||
Title:
|
General
Counsel and Corporate Secretary
|