UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K/A
Amendment
No. 1
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) of the
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of Earliest Event Reported): December
14, 2010
CHINA
ARCHITECTURAL ENGINEERING, INC.
(Exact
Name of Registrant as Specified in Charter)
Delaware
|
001-33709
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51-05021250
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(State
or other jurisdiction
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(Commission
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(IRS
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
|
Research
Building, No.801 Wuzhong Road,
Changzhou
Science and Education Industrial Park
Wujin
District,
Changzhou,
Jiangsu, People’s Republic of China
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213164
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(Address
of principal executive offices)
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(Zip
code)
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Registrant’s
telephone number, including area code:
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+86-519-86339908
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N/A
(Former
Name or Former Address, If Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
|
o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
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EXPLANATORY
NOTE
This
Amendment No. 1 to the Current Report on Form 8-K/A is being filed to clarify
that the number of shares of common stock subject to the Rule 10b5-1
pre-arranged stock trading plan is 200,000 shares of common stock, which takes
into account the 1-for-4 reverse stock split that the Company effected on
December 21, 2010.
Item
7.01 Regulation
FD Disclosure.
KGE Group
Limited entered into a pre-arranged stock trading plan dated December 14, 2010
in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as
amended, to sell shares of common stock in China Architectural Engineering, Inc.
(the “Company”). Pursuant to the terms of the trading plan, no more
than 200,000 shares of common stock may be sold under the trading
plan. The foregoing number of shares subject to sale under the
trading plan takes into account the 1-for-4 reverse stock split effected by the
Company on December 21, 2010. Luo Ken Yi is a director of KGE Group
Limited and also owns approximately 70% of KGE Group Limited's issued and
outstanding shares. In addition, KGE Holding Limited owns approximately 5% of
the issued and outstanding shares of KGE Group Limited, of which is owned by Luo
Ken Yi and his brother. Luo Ken Yi is the president and a member of
the Board of Directors of the Company.
Rule
10b5-1 under the Securities Exchange Act of 1934, as amended, permits corporate
officers and directors to adopt written pre-arranged stock trading plans when
they are not in possession of material, non-public information. To the extent
required, proposed and actual transactions will be disclosed publicly through
Form 144 and Form 4 filings, respectively, with the Securities and Exchange
Commission. The Form 4 filings also will be posted in the investor relations
section of the Company's Web site. Except as may be required by law, the Company
does not undertake to report on specific Rule 10b5-1 pre-planned stock trading
plans of Company officers, nor to report modifications or terminations of the
aforementioned 10b5-1 Plan or the plan of any other individual.
The
information reported under Item 7.01 in this Current Report on Form 8-K shall
not be deemed filed for purposes of Section 18 of the Securities Exchange Act of
1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of
that section, nor shall it be deemed incorporated by reference in any filing
under the Securities Act of 1933, as amended, or the Exchange Act, regardless of
any general incorporation language in such filing.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: December
30, 2010
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CHINA
ARCHITECTURAL ENGINEERING, INC.
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By:
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/s/ Andy
Lu
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Name:
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Andy
Lu
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Title:
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Acting
Chief Financial Officer
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