Attached files

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EX-5.1 - OPINION OF DORSEY & WHITNEY - ReShape Lifesciences Inc.dex51.htm
EX-23.1 - CONSENT OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM - ReShape Lifesciences Inc.dex231.htm

As filed with the Securities and Exchange Commission on December 8, 2010

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

ENTEROMEDICS INC.

(Exact name of registrant as specified in its charter)

 

Delaware   3845   48-1293684

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification No.)

 

 

2800 Patton Road

St. Paul, Minnesota 55113

(651) 634-3071

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Mark B. Knudson, Ph.D.

Chief Executive Officer

EnteroMedics Inc.

2800 Patton Road

St. Paul, Minnesota 55113

(651) 634-3003

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Kenneth L. Cutler

Timothy S. Hearn

Dorsey & Whitney LLP

50 South Sixth Street

Minneapolis, Minnesota 55402

Tel: (612) 340-2600

Fax: (612) 340-2868

  W. Morgan Burns
Jonathan R. Zimmerman
Faegre & Benson LLP
2200 Wells Fargo Center
90 South Seventh Street
Minneapolis, Minnesota 55402
Tel: (612) 766-7000
Fax: (612) 766-1600

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box:  x

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  x  333-170503


If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer   ¨      Accelerated filer   ¨
Non-accelerated filer   x   (Do not check if a smaller reporting company)    Smaller reporting company   ¨

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of

Securities to be Registered

 

Proposed

Maximum
Aggregate
Offering Price(1)(2)

  Amount of
Registration Fee(3)

Common stock, $0.01 par value per share

  $1,050,000    

Warrants to purchase common stock

  (4)   (4)

Common stock underlying warrants

  $1,312,500(5)    

Total

  $2,362,500   $169

 

 

(1) In accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended, an additional amount of securities having a proposed maximum aggregate offering price of no more than 20% of the maximum aggregate offering price of the securities eligible to be sold under the related Registration Statement on Form S-1 (File No. 333-170503), as amended, is hereby registered.
(2) Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(o) under the Securities Act of 1933. Includes the offering price attributable to shares available for purchase by the underwriter to cover over-allotments, if any.
(3) Calculated pursuant to Rule 457(o) based on an estimate of the proposed maximum aggregate offering price.
(4) No fee pursuant to Rule 457(g).
(5) Determined in accordance with Rule 457(g) based upon the estimated exercise price of the warrants.

 

 

This Registration Statement shall become effective upon filing in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 

 


EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

This Registration Statement on Form S-1 (this “Registration Statement”) is being filed with respect to the registration of additional shares of common stock, par value $0.01 per share, and warrants to purchase common stock of EnteroMedics Inc., a Delaware corporation (the “Company”), pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the Company’s Registration Statement on Form S-1, as amended (File No. 333-170503), initially filed by the Company on November 10, 2010 and declared effective by the Securities and Exchange Commission (the “Commission”) on December 8, 2010, are incorporated by reference into this Registration Statement.

The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.


PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 16. Exhibits

All exhibits filed with or incorporated by reference in the Company’s Registration Statement on Form S-1, as amended (File No. 333-170503), are incorporated by reference into, and shall be deemed part of, this Registration Statement, except the following, which are filed herewith.

 

Exhibit
Number

 

Description

  5.1   Opinion of Dorsey & Whitney LLP.
23.1   Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm.
23.2   Consent of Dorsey & Whitney LLP (included in Exhibit 5.1 to this Registration Statement).
 24.1*   Power of Attorney.

 

* Included on the signature page to the Company’s Registration Statement on Form S-1 (File No. 333-170503) filed with the Commission on November 10, 2010.

 

II-1


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement on Form 
S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of St. Paul, State of Minnesota, on December 8, 2010.

 

ENTEROMEDICS INC.
By   /S/    MARK B. KNUDSON, PH.D.        
  Mark B. Knudson, Ph.D.
  President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement on Form S-1 has been signed by the following persons in the capacities and on the date indicated.

 

Signature

  

Title

 

Date

/S/    MARK B. KNUDSON, PH.D.        

  

President, Chief Executive Officer, Chairman and Director (principal executive officer)

  December 8, 2010
Mark B. Knudson, Ph.D.     

/S/    GREG S. LEA        

  

Senior Vice President and Chief Financial Officer (principal financial and accounting officer)

  December 8, 2010
Greg S. Lea     

*

   Director   December 8, 2010
Luke Evnin, Ph.D.     

*

   Director   December 8, 2010
Catherine Friedman     

*

   Director   December 8, 2010
Carl Goldfischer, M.D.     

*

   Director   December 8, 2010
Bobby I. Griffin     

*

   Director   December 8, 2010
Donald C. Harrison M.D.     

*

   Director   December 8, 2010
Paul H. Klingenstein     

*

   Director   December 8, 2010
Nicholas L. Teti, Jr.     

*

   Director   December 8, 2010
Jon T. Tremmel     

 

*By:   /S/    MARK B. KNUDSON, PH.D.        
  Mark B. Knudson, Ph.D.
  Attorney-in-Fact


EXHIBIT INDEX

 

Exhibit
Number

 

Description

  5.1   Opinion of Dorsey & Whitney LLP.
23.1   Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm.
23.2   Consent of Dorsey & Whitney LLP (included in Exhibit 5.1 to this registration statement).
 24.1*   Power of Attorney.

 

* Included on the signature page to the Company’s Registration Statement on Form S-1 (File No. 333-170503) filed with the Commission on November 10, 2010.