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EX-99.01 - EXHIBIT 99.01 - Diamond Foods Incf57549exv99w01.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 or 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): December 8, 2010
DIAMOND FOODS, INC.
 
(Exact Name of Registrant as Specified in Charter)
         
Delaware   000-51439   20-2556965
         
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)
     
600 Montgomery Street, 17th Floor
San Francisco, California
 
94111
     
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s telephone number, including area code: (415) 445-7444
N/A
 
(Former Name or Former Address, if Changed Since Last Report)
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 2.02 Results of Operations and Financial Condition
On December 8, 2010, Diamond Foods, Inc. announced its financial results for the first fiscal quarter ended October 31, 2010. Diamond Foods also provided forward-looking guidance for the second fiscal quarter ending January 31, 2011 and the full fiscal year ending July 31, 2011. A copy of the press release announcing those results and guidance is attached to this report as Exhibit 99.01. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that section, and is not incorporated by reference into any filing of Diamond Foods, whether made before or after the date of this report, regardless of any general incorporation language in the filing.
Item 9.01. Financial Statements and Exhibits
(c) Exhibits.
     
Exhibit   Description
 
   
99.01
  Diamond Foods, Inc. Press Release dated December 8, 2010

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SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  DIAMOND FOODS, INC.
 
 
Date: December 8, 2010  By:   /s/ Steve Neil    
    Name:   Steve Neil   
    Title:   Executive Vice President, Chief Financial and Administrative Officer   
 

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