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EX-99.1 - GLADSTONE INVESTMENT CORPORATION\DE | v200794_ex99-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event
reported): November
2, 2010
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Gladstone
Investment Corporation
(Exact
name of registrant as specified in its charter)
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Delaware
(State
or other jurisdiction
of
incorporation)
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814-00704
(Commission
File
Number)
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83-0423116
(IRS
Employer
Identification
No.)
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1521
Westbranch Drive, Suite 200
McLean,
Virginia 22102
(Address
of principal executive offices)
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Registrant's
telephone number, including area code: (703)
287-5800
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
EXPLANATORY
NOTE
Gladstone
Investment Corporation is filing this amendment to its current report on Form
8-K, which was originally filed with the Securities and Exchange Commission on
November 2, 2010, to change the Item number from Item 2.01, Completion of
Acquisition or Disposition of Assets, to Item 2.02, Results of Operations and
Financial Condition.
Item
2.02.
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Results
of Operations and Financial
Condition.
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On
November 2, 2010, Gladstone Investment Corporation issued a press release
announcing its financial results for the quarter ended September 30,
2010. The text of the press release is included as an exhibit to this
Form 8-K. Pursuant to the rules and regulations of the Securities and
Exchange Commission, such exhibit and the information set forth therein and
herein are deemed to be furnished and shall not be deemed to be
filed.
Item
9.01.
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Financial
Statements and Exhibits.
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Exhibit
No.
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Description
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99.1
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Press
Release issued by Gladstone Investment Corporation on November 2,
2010.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Gladstone
Investment Corporation
(Registrant)
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November
2, 2010
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By: /s/ David Watson
(David
Watson, Chief Financial
Officer)
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