Attached files
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| EX-99.1 - GLADSTONE INVESTMENT CORPORATION\DE | v200481_ex99-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the Securities Exchange Act of 1934
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Date
of Report (Date of earliest event reported):
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October
29, 2010
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Gladstone
Investment Corporation
(Exact
name of registrant as specified in its
charter)
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Delaware
(State
or other jurisdiction
of
incorporation)
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814-00704
(Commission
File
Number)
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83-0423116
(IRS
Employer
Identification
No.)
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1521
Westbranch Drive, Suite 200
McLean,
Virginia 22102
(Address
of principal executive
offices)
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Registrant's
telephone number, including area code: (703)
287-5800
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item
2.01.
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Completion
of Acquisition or Disposition of
Assets
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On
October 29, 2010, Gladstone Investment Corporation (the “Company”) closed on a
$25.0 million investment in Venyu Solutions Inc. (“Venyu”) consisting of
subordinated debt and equity. The Company, together with Boston based
private equity firm Madison Parker Capital, LLC and certain members of Venyu’s
management, invested debt and equity capital to support the buyout of Venyu from
stockholders of PHNS Inc. Venyu, headquartered in Baton Rouge,
Louisiana, is a leader in commercial-grade, customizable solutions for data
protection, data hosting, and disaster recovery.
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Item
7.01.
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Regulation
FD Disclosure
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On
November 1, 2010, Gladstone Investment Corporation issued a press release
announcing the above mentioned new investment. The text of the press release is
included as an exhibit to this Form 8-K. Pursuant to the rules and
regulations of the Securities and Exchange Commission, such exhibit and the
information set forth therein and herein are deemed to be furnished and shall
not be deemed to be filed.
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Item
9.01.
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Financial
Statements and Exhibits.
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Exhibit
No.
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Description
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99.1
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Press
Release issued by Gladstone Investment Corporation on November 1,
2010.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Gladstone
Investment Corporation
(Registrant)
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November
1, 2010
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By: /s/ David Watson
(David
Watson, Chief Financial
Officer)
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