Attached files
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EX-99.1 - EXHIBIT 99.1 - PFF BANCORP INC | c06931exv99w1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 13, 2010
PFF BANCORP, INC.
(Exact name of registrant as specified in its charter)
DELAWARE | 001-16845 | 95-4561623 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
2058 N. Mills Avenue, #139 Claremont, CA |
91711 |
|
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (213) 683-6159
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
On October 13, 2010, PFF Bancorp, Inc. (the Company) and Glencrest Investment Advisors,
Inc., Glencrest Insurance Services, Inc., Diversified Builder Services, Inc. and PFF Real Estate
Services, Inc. (collectively with the Company, the Debtors) filed their monthly operating
reports for the period September 1, 2010 to September 30, 2010 (the September 2010 Monthly
Operating Reports) with the United States Bankruptcy Court for the District of Delaware (the
Court) (Case Number 08-13127-KJC). The September 2010 Monthly Operating Reports are
attached hereto as Exhibit 99.1 and are incorporated herein by reference.
Cautionary Statement Regarding Financial and Operating Data
The Company cautions investors and potential investors not to place undue reliance upon the
information contained in the September 2010 Monthly Operating Reports which were not prepared for
the purpose of providing the basis for an investment decision relating to any of the securities of
the Company. The September 2010 Monthly Operating Reports are limited in scope, cover limited time
periods, and have been prepared solely for the purpose of complying with the monthly reporting
requirements of the Bankruptcy Code. The September 2010 Monthly Operating Reports were not audited
or reviewed by independent accountants, were not prepared in accordance with U.S. Generally
Accepted Accounting Principles, are in a format prescribed by applicable bankruptcy laws, and are
subject to future adjustment and reconciliation. There can be no assurance that, from the
perspective of an investor or potential investor in the Companys securities that the September
2010 Monthly Operating Reports are complete. The September 2010 Monthly Operating Reports also
contain information for periods which are shorter and otherwise different from those required in
periodic reports pursuant to the Securities Exchange Act of 1934, as amended (the Exchange
Act), and such information is likely not indicative of the Companys financial condition or
operating results for the period that would be reflected in the periodic reports pursuant to the
Exchange Act. Results set forth in the September 2010 Monthly Operating Reports should not be
viewed as indicative of future results.
Forward-Looking Statements
Certain matters discussed in this Current Report on Form 8-K and the exhibits hereto may constitute
forward-looking statements within the meaning of the Private Securities Litigation Reform Act of
1995. Words such as anticipates, expects, intends, plans, believes, seeks, estimates
or variations of such words and similar expressions are intended to identify such forward-looking
statements. These forward-looking statements may relate to, among other things, expectations of the
business environment in which the Company operates, projections of future performance, perceived
opportunities in the market and statements regarding the Companys strategic objectives. These
forward-looking statements are based upon current management expectations and may therefore involve
risks and uncertainties. The Companys actual results or performance may differ materially from
those suggested, expressed, or implied by forward-looking statements due to a wide range of factors
including, but not limited to, the Companys ability to manage its business as a
debtor-in-possession pursuant to the provisions of the Bankruptcy Code and liquidate all of its
remaining assets for distribution to creditors, the Companys ability to obtain Court approval with
respect to motions in the Chapter 11 proceeding prosecuted by it from time to time, risks
associated with third parties seeking and obtaining Court approval to convert the case to a Chapter
7 case, and other risks detailed in the Companys reports filed with the Securities and Exchange
Commission, including the Companys Annual Report on Form 10-K for the fiscal year ended March 31,
2008 and the Companys Quarterly Reports on Form 10-Q for the fiscal quarters ended June 30, 2008
and September 30, 2008. The Company disclaims any obligation to subsequently revise or update any
forward-looking statements to reflect events or circumstances after the date of such statements or
to reflect the occurrence of anticipated or unanticipated events.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Number | Exhibit | |||
99.1 | Monthly Operating Reports of the Debtors for the period from
September 1, 2010 to September 30, 2010. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: October 25, 2010 | PFF BANCORP, INC. |
|||
/s/ Kevin McCarthy | ||||
Kevin McCarthy | ||||
President and Chief Executive Officer |
EXHIBIT INDEX
Number | Exhibit | |||
99.1 | Monthly Operating Reports of the Debtors for the period from
September 1, 2010 to September 30, 2010. |