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EX-1.1 - EX-1.1 - CITIGROUP INCy86967exv1w1.htm
EX-99.1 - EX-99.1 - CITIGROUP INCy86967exv99w1.htm
 
 
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 5, 2010
Citigroup Inc.
(Exact name of Registrant as specified in its charter)
         
Delaware
(State or other jurisdiction
of incorporation)
  1-9924
(Commission
File Number)
  52-1568099
(IRS Employer
Identification No.)
     
399 Park Avenue, New York,
New York

(Address of principal executive
offices)
  10043
(Zip Code)
(212) 559-1000
(Registrant’s telephone number,
including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

CITIGROUP INC.
Current Report on Form 8-K
Item 9.01 Financial Statements and Exhibits.
     (d) Exhibits.
     
Exhibit Number    
1.1
  Underwriting Agreement, dated as of September 30, 2010, among Citigroup Inc., Citigroup Capital XIII, the United States Department of the Treasury and the underwriters named therein, relating to Citigroup Capital XIII’s 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
 
   
99.1
  Opinion regarding certain tax matters

 


 

SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  CITIGROUP INC.
 
 
Dated: October 5, 2010  By:   /s/ Michael J. Tarpley    
    Name:   Michael J. Tarpley   
    Title:   Assistant Secretary   
 

 


 

EXHIBIT INDEX
     
Exhibit Number    
1.1
  Underwriting Agreement, dated as of September 30, 2010, among Citigroup Inc., Citigroup Capital XIII, the United States Department of the Treasury and the underwriters named therein, relating to Citigroup Capital XIII’s 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
 
   
99.1
  Opinion regarding certain tax matters