Attached files
| file | filename |
|---|---|
| EX-99.2 - Arlington Asset Investment Corp. | v197883_ex99-2.htm |
| EX-99.1 - Arlington Asset Investment Corp. | v197883_ex99-1.htm |
UNITED
STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (date of earliest event reported): September 24, 2010
ARLINGTON
ASSET INVESTMENT CORP.
(Exact
name of Registrant as specified in its charter)
|
Virginia
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54-1873198
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000-50230
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||
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(State
or Other Jurisdiction
of
Incorporation or Organization)
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(I.R.S.
Employer Identification No.)
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(Commission
File Number)
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1001
Nineteenth Street North
Arlington,
VA 22209
(Address
of principal executive offices) (Zip code)
(877)
370-4413
(Registrant’s
telephone number including area code)
N/A
(Former name or former address, if
changed from last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
|
¨
|
Written communications pursuant
to Rule 425 under the Securities Act (17 CFR
230.425)
|
|
¨
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Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
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¨
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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¨
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item
8.01 Other Events.
On
September 24, 2010, the Circuit Court for Arlington County, Virginia (the
“Court”) entered an Order Preliminarily Approving Derivative Settlement and
Providing for Notice (the “Order”) in Kornfeld, et al. v. Billings, et
al., pending in the Court as Case No. 08-1144. The Order
preliminarily approved settlement of the case in accordance with the Stipulation
of Settlement entered into by the parties (the “Stipulation”), dated August 9,
2010 and filed with the Court on September 1, 2010, and approved distribution of
the Notice of Settlement of Derivative Action, Hearing Thereon, and Right to
Appear (the “Notice”) as provided in the Stipulation. As
indicated in the Notice, the Order set a hearing date of December 10, 2010 to
consider whether to grant final approval to the settlement and enter judgment
thereon.
The terms
of the proposed settlement are set forth in the Notice and the Stipulation,
which, pursuant to the Preliminary Order, are filed herewith as Exhibits 99.1
and 99.2, respectively.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
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Exhibit No.
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Description
|
|
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99.1
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Notice
of Settlement of Derivative Action, Hearing Thereon and Right to
Appear
|
|
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99.2
|
|
Stipulation
of Settlement dated August 9,
2010
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SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this Report to
be signed on its behalf by the undersigned hereunto duly
authorized.
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ARLINGTON
ASSET INVESTMENT CORP.
|
||
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Date: September
30, 2010
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By:
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/s/ Kurt R. Harrington
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Name:
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Kurt
R. Harrington
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|
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Title:
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Executive
Vice President, Chief Financial Officer
and
Chief Accounting Officer
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EXHIBIT
INDEX
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Exhibit
No.
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Description
|
|
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99.1
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Notice
of Settlement of Derivative Action, Hearing Thereon and Right to
Appear
|
|
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99.2
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Stipulation
of Settlement dated August 9,
2010
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