Attached files
file | filename |
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10-K/A - FORM 10-K/A - PROSPECT CAPITAL CORP | c06272e10vkza.htm |
EX-32.1 - EXHIBIT 32.1 - PROSPECT CAPITAL CORP | c06272exv32w1.htm |
EX-32.2 - EXHIBIT 32.2 - PROSPECT CAPITAL CORP | c06272exv32w2.htm |
EX-31.1 - EXHIBIT 31.1 - PROSPECT CAPITAL CORP | c06272exv31w1.htm |
EXHIBIT 31.2
CERTIFICATION OF CHIEF FINANCIAL OFFICER
CERTIFICATION OF CHIEF FINANCIAL OFFICER
PURSUANT TO RULE 13a-14(a)/15d-14(a)
PURSUANT TO RULE 13a-14(a)/15d-14(a)
I, Brian H. Oswald, Chief Financial Officer and Treasurer of Prospect Capital Corporation, certify
that:
1. I have reviewed this annual report on Form 10-K of Prospect Capital Corporation;
2. Based on my knowledge, this report does not contain any untrue statement of a material
fact or omit to state a material fact necessary to make the statements made, in light of the
circumstances under which such statements were made, not misleading with respect to the
period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included
in this report, fairly present in all material respects the financial condition, results of
operations and cash flows of the registrant as of, and for, the periods presented in this
report;
4. The registrants other certifying officer and I are responsible for establishing and
maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e)
and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act
Rules 13a 15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure
controls and procedures to be designed under our supervision, to ensure that material
information relating to the registrant is made known to us by others within those
entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal
control over financial reporting to be designed under our supervision, to provide
reasonable assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in accordance with generally
accepted accounting principles;
(c) Evaluated the effectiveness of the registrants disclosure controls and procedures
and presented in this report our conclusions about the effectiveness of the disclosure
controls and procedures, as of the end of the period covered by this report based on
such evaluation; and
(d) Disclosed in this report any change in the registrants internal control over
financial reporting that occurred during the registrants most recent fiscal quarter
that has materially affected, or is reasonably likely to materially affect, the
registrants internal control over the financial reporting; and
5. The registrants other certifying officer and I have disclosed, based on our most recent
evaluation of internal control over financial reporting, to the registrants auditors and the
Audit Committee of the registrants Board of Directors (or persons performing the equivalent
functions):
(a) All significant deficiencies and material weaknesses in the design or operation of
internal control over financial reporting which are reasonably likely to adversely
affect the registrants ability to record, process, summarize and report financial
information; and
(b) Any fraud, whether or not material, that involves management or other employees
who have a significant role in the registrants internal control over financial
reporting.
Dated this 23rd Day of September 2010 |
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/s/ Brian H. Oswald
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Chief Financial Officer |