Attached files
file | filename |
---|---|
EX-5 - EnSync, Inc. | v195921_ex-5.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of
report (Date of earliest event reported): September 2, 2010
ZBB
Energy Corporation
(Exact
name of registrant as specified in charter)
Wisconsin
|
001-33540
|
39-1987014
|
||
(State
or other jurisdiction
of
incorporation)
|
(Commission
file
number)
|
(IRS
Employer
Identification
Number)
|
N93 W14475 Whittaker Way, Menomonee Falls,
Wisconsin
|
53051
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
Registrant’s
telephone number, including area code: (262)
253-9800
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions.
o Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.03
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance
Sheet Arrangement of a Registrant
The
information contained in “Item 8.01 – Other Events” is incorporated herein by
reference.
Item 8.01. Other
Events.
The
shares of common stock being purchased by Socius are being offered by the
Company pursuant to an effective shelf registration statement on Form S-3, which
was declared effective on May 13, 2009 (File No. 333-156941) (the “Registration
Statement”). Exhibits 5 and 23 are filed herewith in connection with
the Registration Statement and are incorporated herein by
reference.
Item 9.01. Financial
Statements and Exhibits.
Exhibits
The
exhibits required to be filed as a part of this Current Report on Form 8-K are
listed in the Exhibit Index attached hereto and incorporated herein by
reference.
2
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
ZBB
Energy Corporation
|
|||
Date: September
2, 2010
|
By:
|
/s/ Eric C. Apfelbach | |
Name: Eric C. Apfelbach | |||
Title: President and CEO |
EXHIBIT
INDEX
Exhibit No. | Exhibit Description |
5
|
Opinion
of Godfrey & Kahn, S.C.
|
23
|
Consent
of Godfrey & Kahn, S.C. (included as part of Exhibit
5)
|