ENCORIUM GROUP INC - FORM S-1/A - EX-99.4 - FORM OF NOMINEE HOLDER CERTIFICATION. - August 20, 2010

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S-1/A - AMENDMENT NO. 1 - ENCORIUM GROUP INCc89101s1a1.htm
EX-4.3 - FORM OF SUBSCRIPTION RIGHTS CERTIFICATE - ENCORIUM GROUP INCex4_3.htm
EX-5.1 - OPINION OF COZEN O?CONNOR - ENCORIUM GROUP INCex5_1.htm
EX-99.6 - FORM OF LETTER TO STOCKHOLDERS. - ENCORIUM GROUP INCex99_6.htm
EX-99.1 - FORM OF INSTRUCTIONS AS TO USE OF ENCORIUM GROUP, INC. SUBSCRIPTION RIGHTS CERTIFICATES. - ENCORIUM GROUP INCex99_1.htm
EX-23.1 - CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM - ASHER & COMPANY , LTD. - ENCORIUM GROUP INCex23_1.htm
EX-23.2 - CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM - DELOITTE & TOUCHE LLP - ENCORIUM GROUP INCex23_2.htm
EX-99.5 - BENEFICIAL OWNER ELECTION FORM. - ENCORIUM GROUP INCex99_5.htm
EX-99.3 - FORM OF LETTER TO SECURITY DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES. - ENCORIUM GROUP INCex99_3.htm
EX-99.2 - FORM OF LETTER TO CLIENTS. - ENCORIUM GROUP INCex99_2.htm
EX-21.1 - LIST OF SUBSIDIARIES - ENCORIUM GROUP INCex21_1.htm
Exhibit 99.4
 
FORM OF
NOMINEE HOLDER CERTIFICATION
 
ENCORIUM GROUP, INC.
 
3,401,151 SHARES OF COMMON STOCK
ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS
 
NOMINEE HOLDER CERTIFICATION
 
The undersigned, a bank, broker, trustee, depository or other nominee holder of rights (the “Subscription Rights”) to purchase shares of common stock, par value $0.001 per share, of Encorium Group, Inc. (the “Company”), pursuant to the rights offering described in the Company’s Prospectus dated August 24, 2010 (the “Prospectus”), hereby certifies to the Company and American Stock Transfer & Trust Company, LLC, as subscription agent for the rights offering, that (a) the undersigned has exercised, on behalf of the beneficial owners thereof (which may include the undersigned), the number of Subscription Rights specified below pursuant to basic subscription rights (as described in the Prospectus), (b) the undersigned has exercised, on behalf of the beneficial owners thereof (which may include the undersigned), the number of Subscription Rights specified below pursuant to the over-subscription privilege (as described in the Prospectus), listing separately below the number of shares owned on the record date, the number of shares subscribed for pursuant to basic subscription rights and the number of shares subscribed for pursuant to the over-subscription privilege for each beneficial owner (without identifying any such beneficial owner), and (c) with respect to the exercise of the over-subscription privilege described in (b) above, each such beneficial owner’s basic subscription rights have been exercised in full:
 
NUMBER OF
SHARES OWNED
ON THE RECORD DATE
  
  
NUMBER OF SHARES
SUBSCRIBED FOR
PURSUANT TO BASIC
SUBSCRIPTION RIGHTS
  
  
  
NUMBER OF SHARES
SUBSCRIBED FOR
PURSUANT TO THE OVER-
SUBSCRIPTION PRIVILEGE
         
 
  
  
  
  
  
  
  
  
         
 
  
  
  
  
  
  
  
  
         
 
  
  
  
  
  
  
  
  
         
 
  
  
  
  
  
  
  
  
         
 
  
  
  
  
  
  
  
  
         
 
  
  
  
  
  
  
  
  
 
   
Name of Bank, Broker, Trustee, Depository
or Other Nominee
  
     
By:
    
Name:
    
Title:
    
   
Provide the following information if applicable:
  
   
Depository Trust Company (“DTC”)
  
Participant Number
  
   
   
Participant
  
     
By:
    
Name:
    
Title:
    
DTC Basic Subscription Confirmation Number(s)
 
 

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