Attached files
| file | filename |
|---|---|
| 10-Q - FORM 10-Q - AMERICAN PHYSICIANS CAPITAL INC | k49512e10vq.htm |
| EX-32.1 - EX-32.1 - AMERICAN PHYSICIANS CAPITAL INC | k49512exv32w1.htm |
| EX-31.1 - EX-31.1 - AMERICAN PHYSICIANS CAPITAL INC | k49512exv31w1.htm |
| EX-31.2 - EX-31.2 - AMERICAN PHYSICIANS CAPITAL INC | k49512exv31w2.htm |
| EX-10.59 - EX-10.59 - AMERICAN PHYSICIANS CAPITAL INC | k49512exv10w59.htm |
Exhibit 99.1
Consolidated Fixed-Income Security and Cash and
Cash Equivalents Portfolio
American Physicians Capital, Inc. and Subsidiaries
As of June 30, 2010
Cash Equivalents Portfolio
American Physicians Capital, Inc. and Subsidiaries
As of June 30, 2010
| Fair | Amortized | Par | ||||||||||||
| CUSIP | Description | Value (1) | Cost | Value | ||||||||||
| AVAILABLE-FOR-SALE DEBT SECURITIES | (in thousands) | |||||||||||||
| States And Political Subdivisions | ||||||||||||||
| 709141-Q5-7 | PENNSYLVANIA ST |
9,848 | 9,248 | 9,000 | ||||||||||
| 196454-FL-1 | CO DEPT TRANSN REV |
7,567 | 6,857 | 6,575 | ||||||||||
| 95667Q-AN-6 | WEST VA ST SCH BLDG AUTH REV |
7,269 | 6,752 | 6,500 | ||||||||||
| 718814-XK-7 | PHOENIX ARIZ |
7,214 | 6,547 | 6,300 | ||||||||||
| 646135-2Y-8 | NEW JERSEY ST |
7,179 | 6,723 | 6,500 | ||||||||||
| 646039-JA-6 | NEW JERSEY ST |
7,039 | 6,455 | 6,225 | ||||||||||
| 741701-VD-5 | PRINCE GEORGES CNTY MD |
6,889 | 6,234 | 6,000 | ||||||||||
| 167723-BD-6 | CHICAGO ILL TRAN AUTH |
6,638 | 6,280 | 6,000 | ||||||||||
| 440673-YE-5 | HORRY CNTY SC SCH DIST |
6,567 | 6,557 | 6,000 | ||||||||||
| 928172-HL-2 | VIRGINIA ST PUB BLDG AUTH |
6,552 | 6,148 | 6,000 | ||||||||||
| 709141-Z7-3 | PENNSYLVANIA ST |
6,489 | 6,105 | 5,965 | ||||||||||
| 977056-8D-5 | WISCONSIN ST |
6,480 | 6,131 | 6,000 | ||||||||||
| 373383-N7-9 | GEORGIA ST |
6,256 | 5,708 | 5,485 | ||||||||||
| 186343-UR-8 | CLEVELAND OH |
5,771 | 5,306 | 5,050 | ||||||||||
| 391554-AP-7 | GREATER ALBANY SCH DIST NO 8J OR |
5,703 | 5,192 | 5,000 | ||||||||||
| 592013-7M-2 | METROPOLITAN GOVT NASHVILLE & DAV |
5,654 | 5,173 | 5,000 | ||||||||||
| 880541-LH-8 | TENNESSEE ST |
5,615 | 5,515 | 5,000 | ||||||||||
| 527839-BY-9 | LEWIS CNTY WASH PUB UTIL DIST |
5,447 | 5,131 | 5,000 | ||||||||||
| 419780-S5-1 | HAWAII ST REF-SER DG |
5,439 | 5,117 | 5,000 | ||||||||||
| 594700-CA-2 | MICHIGAN ST TRUNK LINE |
5,421 | 5,127 | 5,000 | ||||||||||
| 181054-7U-5 | CLARK CNTY NEV SCH DIST |
5,391 | 5,114 | 5,000 | ||||||||||
| 79575D-LQ-1 | SALT RIV PROJ ARIZ AGRIC IMPT |
5,364 | 5,166 | 5,000 | ||||||||||
| 575827-3X-6 | MASSACHUSETTS ST CONS LN-SER C |
5,351 | 5,122 | 5,000 | ||||||||||
| 92817F-XF-8 | VIRGINIA ST PUB SCH AUTH |
5,308 | 5,116 | 5,000 | ||||||||||
| 452151-PZ-0 | ILLINOIS ST |
5,268 | 5,099 | 5,000 | ||||||||||
| 646065-WW-8 | NEW JERSEY ST EDL FACS AUTH |
5,216 | 5,135 | 4,585 | ||||||||||
| 940858-D7-5 | WASHOE CNTY NEV SCH DIST |
5,078 | 5,039 | 4,645 | ||||||||||
| 366119-UV-5 | GARLAND TEX |
4,756 | 4,719 | 4,265 | ||||||||||
| 37358M-CN-9 | GEORGIA ST RD & TWY AUTH REV |
4,544 | 4,455 | 4,000 | ||||||||||
| 917565-HC-0 | UTAH TRAN AUTH SALES TAX REV |
4,397 | 4,351 | 3,900 | ||||||||||
| 438670-NF-4 | HONOLULU HAWAII CITY & CNTY |
4,393 | 4,305 | 4,070 | ||||||||||
| 815670-HU-1 | SEDGWICK CNTY KANS UNI SCH DIST |
3,547 | 3,502 | 3,200 | ||||||||||
| 972176-6H-9 | WILSON CNTY TENN |
3,450 | 3,235 | 3,075 | ||||||||||
| 972176-6J-5 | WILSON CNTY TENN |
3,287 | 3,148 | 3,005 | ||||||||||
| 641461-EC-8 | NEVADA ST |
3,229 | 3,230 | 3,000 | ||||||||||
| 088281-CR-9 | BEXAR CNTY TEX |
2,963 | 2,921 | 2,655 | ||||||||||
| 088281-CQ-1 | BEXAR CNTY TEX |
2,749 | 2,713 | 2,445 | ||||||||||
| 49119G-BQ-1 | KENTUCKY ASSET / LIABILITY COMMN |
2,707 | 2,717 | 2,500 | ||||||||||
| 058508-BM-3 | BALL ST UNIV IND UNIV REVS |
2,000 | 2,010 | 1,850 | ||||||||||
| 665093-EF-3 | NORTHERN COOK CNTY ILL SOLID WASTE |
1,348 | 1,252 | 1,200 | ||||||||||
| 665093-EE-6 | NORTHERN COOK CNTY ILL SOLID WASTE |
1,336 | 1,249 | 1,200 | ||||||||||
| 172311-FS-6 | CIN OH WTR SYS REV |
1,173 | 1,161 | 1,070 | ||||||||||
1
| Fair | Amortized | Par | ||||||||||||
| CUSIP | Description | Value (1) | Cost | Value | ||||||||||
| AVAILABLE-FOR-SALE DEBT SECURITIES | (in thousands) | |||||||||||||
| States And Political Subdivisions (continued) | ||||||||||||||
| 969073-HN-8 | WILL CNTY ILL CMNTY HIGH SCH |
1,140 | 1,063 | 1,000 | ||||||||||
| 76218R-ED-6 | RI CLEAN WTR FIN AGY REV |
1,128 | 1,115 | 1,000 | ||||||||||
| 677520-ZZ-4 | OHIO ST |
1,097 | 1,077 | 1,000 | ||||||||||
| 250092-F4-0 | DES MOINES IOWA |
1,085 | 1,025 | 1,000 | ||||||||||
| 615401-HU-3 | MOON AREA SCH DIST PA |
554 | 517 | 500 | ||||||||||
| Subtotal States And Political Subdivisions | 218,896 | 207,862 | 197,765 | |||||||||||
| Corporate Securities | ||||||||||||||
| 904764-AG-2 | UNILEVER CAP CORP |
6,638 | 6,530 | 6,500 | ||||||||||
| 210805-DP-9 | CONTINENTAL AIRLS EETC |
6,445 | 6,500 | 6,500 | ||||||||||
| 26353L-JB-8 | DU PONT E I DE NEMOURS & CO |
6,385 | 5,758 | 6,000 | ||||||||||
| 002824-AS-9 | ABBOTT LABS |
6,249 | 5,997 | 6,000 | ||||||||||
| 456866-AK-8 | INGERSOLL RAND CO |
5,381 | 4,782 | 5,000 | ||||||||||
| 717081-CZ-4 | PFIZER INC NT |
5,275 | 4,996 | 5,000 | ||||||||||
| 24713@-AA-4 | DELOITTE & TOUCHE USA LLP |
3,966 | 4,000 | 4,000 | ||||||||||
| 45072G-AA-0 | I-PRETSL II COMBINATION |
2,157 | 2,157 | 2,157 | ||||||||||
| 369604-AY-9 | GENERAL ELEC CO |
1,072 | 976 | 1,000 | ||||||||||
| 075887-AS-8 | BECTON DICKINSON & CO |
539 | 484 | 500 | ||||||||||
| Subtotal Corporate Securities | 44,107 | 42,180 | 42,657 | |||||||||||
| Mortgage-Backed Securities | ||||||||||||||
| 393505-XC-1 | GREEN TREE FINANCIAL CORP |
80 | 75 | 75 | ||||||||||
| Subtotal Mortgage-Backed Securities | 80 | 75 | 75 | |||||||||||
| TOTAL AVAILABLE-FOR-SALE DEBT SECURITIES | $ | 263,083 | $ | 250,117 | $ | 240,497 | ||||||||
|
| ||||||||||||||
| (1) = Available-for-sale debt securities are carried in the balance sheet at fair value. | ||||||||||||||
| Fair | Amortized | Par | ||||||||||||
| CUSIP | Description | Value | Cost (2) | Value | ||||||||||
| HELD-TO-MATURITY DEBT SECURITIES | (in thousands) | |||||||||||||
| States And Political Subdivisions | ||||||||||||||
| 64711R-BD-7 | NM FIN AUTH ST TRANSN REV |
7,613 | 7,152 | 6,805 | ||||||||||
| 677519-SC-5 | OHIO ST |
7,390 | 6,826 | 6,615 | ||||||||||
| 341150-QU-7 | FLORIDA ST |
7,167 | 6,769 | 6,500 | ||||||||||
| 29270C-HK-4 | ENERGY N W WASH ELEC REV |
7,315 | 6,761 | 6,500 | ||||||||||
| 576002-AS-8 | MASSACHUSETTS ST SPL OBLIG |
7,283 | 6,753 | 6,500 | ||||||||||
| 645916-WU-7 | NEW JERSEY ECONOMIC DEV AUTH REV |
7,108 | 6,721 | 6,500 | ||||||||||
| 93974A-NH-3 | WA ST REF-VAR PURP-SER R-03-A |
6,869 | 6,612 | 6,500 | ||||||||||
| 736742-MA-2 | PORTLAND ORE SWR SYS REV |
6,776 | 6,469 | 6,000 | ||||||||||
| 576000-AZ-6 | MASSACHUSETTS ST SCH BLDG AUTH |
6,699 | 6,255 | 6,000 | ||||||||||
| 928109-JY-4 | VIRGINIA ST |
6,902 | 6,237 | 6,000 | ||||||||||
| 040654-KT-1 | ARIZONA ST TRANSN BRD HWY REV |
6,581 | 6,192 | 6,000 | ||||||||||
| 455393-AM-0 | INDIANAPOLIS IND THERMAL ENERGY |
6,316 | 6,187 | 6,000 | ||||||||||
| 647310-G3-9 | NEW MEXICO ST SEVERANCE TAX |
6,242 | 6,023 | 6,000 | ||||||||||
| 20772F-JN-1 | CONNECTICUT ST |
6,395 | 5,961 | 5,730 | ||||||||||
| 246428-TE-6 | DELAWARE TRANSN AUTH TRANSN SYS |
5,890 | 5,841 | 5,445 | ||||||||||
| 837147-XX-0 | SC ST PUB SVC AUTH REV REF-SER D |
5,914 | 5,616 | 5,430 | ||||||||||
2
| Fair | Amortized | Par | ||||||||||||
| CUSIP | Description | Value | Cost (2) | Value | ||||||||||
| HELD-TO-MATURITY DEBT SECURITIES | (in thousands) | |||||||||||||
| States And Political Subdivisions (continued) | ||||||||||||||
| 341426-PT-5 | FLORDIA ST BRD OF ED PUB ED-SER J |
5,855 | 5,508 | 5,290 | ||||||||||
| 167486-HS-1 | CHICAGO ILL |
5,656 | 5,451 | 4,960 | ||||||||||
| 472682-LZ-4 | JEFFSN CNTY ALA SWR REV CAP IMPT |
5,596 | 5,358 | 5,230 | ||||||||||
| 591745-F5-8 | METROPOLITAN ATLANTA RAPID TRAN |
5,584 | 5,320 | 5,040 | ||||||||||
| 478700-B2-2 | JOHNSON CNTY KANS UNI SCH DIST |
5,567 | 5,288 | 5,000 | ||||||||||
| 181324-MB-7 | CLARK CNTY WASH SCH DIST NO 119 |
5,554 | 5,230 | 5,000 | ||||||||||
| 677519-3S-7 | OHIO ST |
5,707 | 5,180 | 5,000 | ||||||||||
| 262608-NQ-1 | DU PAGE & WILL CNTYS ILL CMNTY SCH |
5,543 | 5,174 | 5,000 | ||||||||||
| 576004-ED-3 | MASSACHUSETTS ST SPL OBLIG REV |
5,455 | 5,147 | 5,000 | ||||||||||
| 442436-2F-7 | HSTN TEX WTR & SWR SYS |
5,506 | 5,142 | 5,000 | ||||||||||
| 199820-QY-0 | COMAL TEX INDPT SCH DIST |
5,392 | 5,133 | 5,000 | ||||||||||
| 604128-3H-9 | MINNESOTA ST |
5,420 | 5,123 | 5,000 | ||||||||||
| 46613Q-AM-6 | JEA FLA ST JOHNS RIV PWR PK SYS |
5,260 | 5,093 | 5,000 | ||||||||||
| 40785E-MW-3 | HAMILTON SOUTHEASTERN IND CONS SCH |
5,192 | 4,999 | 4,725 | ||||||||||
| 517840-B2-9 | LAS VEGAS VALLEY NEV WTR DIST |
4,611 | 4,613 | 4,340 | ||||||||||
| 235416-ZU-1 | DALLAS TEX WTRWKS & SWR SYS REV |
5,036 | 4,589 | 4,455 | ||||||||||
| 385640-FG-7 | GRAND IS NEB ELEC REV SYS |
4,657 | 4,540 | 4,485 | ||||||||||
| 509228-EQ-1 | LAKE CNTY ILL ADLAI E STEVENSON SCH |
4,197 | 3,910 | 3,750 | ||||||||||
| 491552-PM-1 | KENTUCKY ST TPK AUTH |
3,894 | 3,623 | 3,500 | ||||||||||
| 442331-QC-1 | HOUSTON TEX |
3,637 | 3,600 | 3,300 | ||||||||||
| 040663-2J-4 | ARIZONA ST UNIV REVS |
3,641 | 3,389 | 3,220 | ||||||||||
| 927793-NT-2 | RPAR HOLDINGS REF-US RT 58 CORRID |
3,342 | 3,117 | 3,000 | ||||||||||
| 927793-NU-9 | VIRGINIA COMWLTH TRANSN BRD |
3,342 | 3,112 | 3,000 | ||||||||||
| 509228-ER-9 | LAKE CNTY ILL ADLAI E STEVENSON SCH |
3,121 | 2,903 | 2,795 | ||||||||||
| 040663-2K-1 | ARIZONA ST UNIV REVS |
2,983 | 2,772 | 2,645 | ||||||||||
| 259291-DD-1 | DOUGLAS CNTY NEB SCH DIST NO 001 |
2,778 | 2,588 | 2,500 | ||||||||||
| 97705L-FZ-5 | WISCONSIN ST |
2,203 | 2,094 | 2,000 | ||||||||||
| 235416-A7-9 | DALLAS TEX WTRWKS & SWR SYS REV |
2,259 | 2,093 | 2,045 | ||||||||||
| 438670-FF-3 | HONOLULU HAWAII CITY & CNTY |
2,075 | 1,933 | 1,855 | ||||||||||
| 167486-HV-4 | CHICAGO ILL |
1,152 | 1,143 | 1,040 | ||||||||||
| 678519-FD-6 | OKLAHOMA CITY OKLA |
1,186 | 1,129 | 1,075 | ||||||||||
| 283734-KX-8 | EL PASO TEX |
1,135 | 1,123 | 1,035 | ||||||||||
| 946363-GH-5 | WAYNE TWP IND MARION CNTY SCH |
1,100 | 1,095 | 1,000 | ||||||||||
| 345874-PH-8 | FOREST LAKE MINN INDPT SCH DIST |
1,087 | 1,050 | 1,000 | ||||||||||
| 463813-GW-9 | IRVING TEX INDPT SCH DIST |
1,106 | 1,047 | 1,000 | ||||||||||
| 659048-CN-0 | NORTH DAVIESS IND SCH BLDG CORP |
1,112 | 1,038 | 1,000 | ||||||||||
| 718814-UE-4 | PHOENIX ARIZ |
1,074 | 1,029 | 1,000 | ||||||||||
| 93974A-NL-4 | WA ST REF-VAR PURP-SER R-03-A |
1,052 | 1,014 | 1,000 | ||||||||||
| 452001-WT-3 | ILL EDL AUTH REVS |
796 | 763 | 750 | ||||||||||
| 181211-DJ-9 | CLARK CNTY WASH SCH DIST NO 101 |
617 | 589 | 570 | ||||||||||
| 263417-GJ-0 | DU PAGE CNTY ILL CMNTY HS |
535 | 525 | 520 | ||||||||||
| 341535-PW-6 | FLORIDA ST BRD ED PUB ED |
556 | 521 | 500 | ||||||||||
3
| Fair | Amortized | Par | ||||||||||||
| CUSIP | Description | Value | Cost (2) | Value | ||||||||||
| HELD-TO-MATURITY DEBT SECURITIES | (in thousands) | |||||||||||||
| States And Political Subdivisions (continued) | ||||||||||||||
| 517840-WW-0 | LAS VEGAS VALLEY NEV WTR DIST |
541 | 517 | 500 | ||||||||||
| 799098-DD-7 | SAN MIGUEL CNTY COLO SCH DIST |
543 | 517 | 500 | ||||||||||
| 040654-JV-8 | AZ ST TRANSN BRD HWY REV SER B |
543 | 514 | 500 | ||||||||||
| 442352-AH-3 | HOUSTON TEX AREA WTR CORP |
540 | 514 | 500 | ||||||||||
| 51166F-AD-1 | LAKELAND FLA ENERGY SYS REV |
528 | 511 | 500 | ||||||||||
| 54811B-EP-2 | LOWER COLO RIV AUTH TEX |
514 | 505 | 500 | ||||||||||
| 159195-MY-9 | CHANNELVIEW TEX INDPT SCH DIST |
506 | 482 | 475 | ||||||||||
| 655181-BJ-3 | NOBLESVILLE-SOUTHEASTN PUB LIBR |
503 | 476 | 460 | ||||||||||
| Subtotal States And Political Subdivisions | 254,249 | 240,499 | 231,085 | |||||||||||
| Corporate Securities | ||||||||||||||
| 74740F-GF-7 | QUAKER OATS CO |
6,502 | 6,231 | 6,000 | ||||||||||
| 134429-AM-1 | CAMPBELL SOUP CO |
6,226 | 6,081 | 6,000 | ||||||||||
| 41011W-AH-3 | HANCOCK JOHN GLOBAL FDG |
6,174 | 6,075 | 6,000 | ||||||||||
| 855707-AB-1 | ST AUTO FINL CORP |
6,120 | 6,036 | 6,000 | ||||||||||
| Subtotal Corporate Securities | 25,022 | 24,423 | 24,000 | |||||||||||
| Mortgage-Backed Securities | ||||||||||||||
| 31395L-VJ-7 | FHLMC MULTICLASS PREASSIGN 00465 |
14,384 | 13,646 | 13,586 | ||||||||||
| 31394N-4U-9 | FHLMC MULTICLASS SER 2713 |
10,522 | 10,393 | 10,367 | ||||||||||
| 31395K-CV-3 | FHLMC MULTICLASS SER 2905 |
10,393 | 9,997 | 10,000 | ||||||||||
| 31394P-3P-6 | FHLMC MULTICLASS SER 2740 |
6,497 | 6,454 | 6,442 | ||||||||||
| 31394K-AD-6 | FHLMC MULTICLASS SER 2687 |
5,106 | 5,084 | 5,076 | ||||||||||
| 31395K-PG-2 | FHLMC MULTICLASS SER 2903 |
3,896 | 3,931 | 3,948 | ||||||||||
| 31394Y-LZ-5 | FHLMC MULTICLASS SER |
2,231 | 2,248 | 2,263 | ||||||||||
| 31394G-H7-1 | FHLMC REMIC SERIES 2649 |
2,305 | 2,236 | 2,336 | ||||||||||
| 31393T-CP-9 | FNMA REMIC TRUST 2003-92 |
1,893 | 1,920 | 1,935 | ||||||||||
| 31394K-G6-5 | FHLMC MULTICLASS SER 2693 |
1,706 | 1,707 | 1,706 | ||||||||||
| 31393D-DS-7 | FNMA REMIC TRUST 2003-58 |
1,725 | 1,686 | 1,718 | ||||||||||
| 31394W-HQ-4 | FHLMC MULTICLASS SER 2784 |
1,374 | 1,349 | 1,348 | ||||||||||
| 31394W-HE-1 | FHLMC MULTICLASS SER 2784 |
1,280 | 1,282 | 1,282 | ||||||||||
| 31394Y-NA-8 | FHLMC MULTICLASS PREASSIGN |
985 | 980 | 985 | ||||||||||
| 31394G-N8-2 | FHLMC REMIC SERIES 2659 |
790 | 795 | 800 | ||||||||||
| 31362J-E6-8 | FNMA ARM #062257 |
53 | 52 | 52 | ||||||||||
| 36224V-H5-7 | GNMA POOL #339652 |
31 | 29 | 27 | ||||||||||
| 36225A-ET-3 | GNMA PLATINUM P/T 780146 |
9 | 9 | 8 | ||||||||||
| 31375A-G3-7 | FNMA P/T 328818 |
6 | 6 | 6 | ||||||||||
| 31368H-US-0 | FNMA ARM MEGA POOL #190593 |
2 | 2 | 2 | ||||||||||
| Subtotal Mortgage-Backed Securities | 65,188 | 63,806 | 63,887 | |||||||||||
| TOTAL HELD-TO-MATURITY DEBT SECURITIES | $ | 344,459 | $ | 328,728 | $ | 318,972 | ||||||||
| (2) | Held-to-maturity debt securities are carried in the balance sheet at amortized cost. |
4
| CUSIP | Description | Cost | ||||
| CASH & CASH EQUIVALENTS | (in thousands) | |||||
| 31846V-41-9 | FIRST AMER TREAS OBLIG |
825 | ||||
| 665278-70-1 | NORTHERN INSTL FDS GOVT SELECT |
41,497 | ||||
| Subtotal Money Market Funds | 42,322 | |||||
| 313385-E9-3 | FHLB DISC NT |
14,993 | ||||
| 31315L-YU-6 | FARMER MAC DISC NT |
14,993 | ||||
| 313397-C9-0 | FHLMC DISC NT |
14,993 | ||||
| 47803L-HB-2 | JOHNS HOPKINS UNIV |
10,900 | ||||
| 2470C3-GK-3 | DELL INC |
9,999 | ||||
| 91302D-GU-3 | UNITED TECHNOLOGIES |
9,998 | ||||
| 459053-YZ-1 | IBRD DISC NT |
9,997 | ||||
| 19121B-G7-8 | COCA-COLA CO |
9,996 | ||||
| 19121B-HH-5 | COCA-COLA CO |
999 | ||||
| Subtotal Commercial Paper | 96,869 | |||||
CERTIFICATE OF DEPOSIT |
100 | |||||
ZERO BALANCE CASH SWEEP ACCOUNTS |
1,361 | |||||
| Subtotal Cash and CDs | 1,461 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $ | 140,651 | ||||
5