Attached files
file | filename |
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EX-1.3 - EX-1.3 - METLIFE INC | y85858exv1w3.htm |
EX-1.6 - EX-1.6 - METLIFE INC | y85858exv1w6.htm |
EX-1.1 - EX-1.1 - METLIFE INC | y85858exv1w1.htm |
EX-1.2 - EX-1.2 - METLIFE INC | y85858exv1w2.htm |
EX-1.5 - EX-1.5 - METLIFE INC | y85858exv1w5.htm |
EX-1.4 - EX-1.4 - METLIFE INC | y85858exv1w4.htm |
Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): August 2, 2010
METLIFE, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 1-15787 | 13-4075851 | ||
(State or Other Jurisdiction | (Commission | (IRS Employer | ||
of Incorporation) | File Number) | Identification No.) |
200 Park Avenue, New York, New York | 10166-0188 | |
(Address of Principal Executive Offices) | (Zip Code) |
212-578-2211
(Registrants Telephone Number, Including Area Code)
(Registrants Telephone Number, Including Area Code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 8.01. Other Events | ||||||||
Item 9.01. Financial Statements and Exhibits | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX | ||||||||
EX-1.1 | ||||||||
EX-1.2 | ||||||||
EX-1.3 | ||||||||
EX-1.4 | ||||||||
EX-1.5 | ||||||||
EX-1.6 |
Table of Contents
Item 8.01. Other Events.
Common Stock Offering
On
August 2, 2010, MetLife, Inc., a Delaware corporation (MetLife), entered into (i) an
underwriting agreement (attached hereto as Exhibit 1.1 and
incorporated herein by reference) (the Common Stock Underwriting
Agreement), and
(ii) a pricing agreement (attached hereto as Exhibit 1.2 and incorporated herein by reference) (the
Common Stock Pricing Agreement) relating to the sale of 75,000,000 shares of MetLifes common stock, par value
$0.01 per share (the Common Stock), each among MetLife and Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., HSBC Securities
(USA) Inc., UBS Securities LLC and Wells Fargo Securities, LLC, as representatives of the
several underwriters named in Schedule I to the Pricing Agreement (the Common Stock Underwriters), at an
initial public offering price of $42.00 per share. The Common Stock Underwriters have exercised their option to purchase an additional 11,250,000 shares of Common Stock from
MetLife.
The Common Stock is being offered and sold pursuant to the shelf registration statement on
Form S-3 (File No. 333-147180) (the Registration Statement), filed with the U.S. Securities and Exchange Commission (the
Commission) on November 6, 2007, and a prospectus supplement related to the common stock dated August 3, 2010 (filed with the Commission pursuant to
Rule 424(b)(5) under the Securities Act of 1933, as amended (the Securities Act)).
Fixed Rate Senior Notes Offering
On August 3, 2010, MetLife entered into (i) an underwriting agreement (attached hereto as
Exhibit 1.3 and incorporated herein by reference) (the Fixed Rate Notes Underwriting Agreement),
and (ii) a pricing agreement (attached hereto as Exhibit 1.4 and incorporated herein by reference)
(the Fixed Rate Notes Pricing Agreement) relating to the sale of $1 billion aggregate principal
amount of its 2.375% Senior Notes due 2014, $1 billion aggregate principal amount of its 4.750%
Senior Notes due 2021, and $750 million aggregate principal amount of its 5.875% Senior Notes due
2041 (collectively, the Fixed Rate Senior Notes), each among MetLife and Banc of America
Securities LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., HSBC Securities
(USA) Inc., UBS Securities LLC and Wells Fargo Securities, LLC, as representatives of the several
underwriters named in Schedule I to the Fixed Rate Notes Pricing Agreement (the Fixed Rate Notes
Underwriters).
The Fixed Rate Senior Notes were offered and sold pursuant to the Registration Statement and a
prospectus supplement related to the Fixed Rate Senior Notes dated August 3, 2010 (filed with the
Commission pursuant to Rule 424(b)(5) under the Securities Act).
Floating Rate Senior Notes Offering
On August 3, 2010, MetLife entered into (i) an underwriting agreement (attached hereto as
Exhibit 1.5 and incorporated herein by reference) (the Floating Rate Notes Underwriting
Agreement), and (ii) a pricing agreement (attached hereto as Exhibit 1.6 and incorporated herein
by reference) (the Floating Rate Notes Pricing Agreement) relating to the sale of $250 million
aggregate principal amount of its Floating Rate Senior Notes due 2013 (the Floating Rate Senior
Notes), each among MetLife and Banc of America Securities LLC, Credit Suisse Securities (USA) LLC,
Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., UBS Securities LLC and Wells Fargo
Securities, LLC, as representatives of the several underwriters named in Schedule I to the Floating
Rate Notes Pricing Agreement (the Floating Rate Notes Underwriters).
The Floating Rate Senior Notes were offered and sold pursuant to the Registration Statement
and a prospectus supplement related to the Floating Rate Senior Notes dated August 3, 2010 (filed
with the Commission pursuant to Rule 424(b)(5) under the Securities Act).
Table of Contents
Item 9.01. Financial Statements and Exhibits.
(a) | Not applicable. | |
(b) | Not applicable. | |
(c) | Not applicable | |
(d) | Exhibits |
1.1 | Common Stock Underwriting Agreement dated August 2, 2010 among MetLife and the representatives of the Common Stock Underwriters | ||
1.2 | Common Stock Pricing Agreement dated August 2, 2010 among MetLife and the representatives of the Common Stock Underwriters |
1.3 | Fixed Rate Notes Underwriting Agreement dated August 3, 2010 among MetLife and the representatives of the Fixed Rate Notes Underwriters | ||
1.4 | Fixed Rate Notes Pricing Agreement dated August 3, 2010 among MetLife and the representatives of the Fixed Rate Notes Underwriters | ||
1.5 | Floating Rate Notes Underwriting Agreement dated August 3, 2010 among MetLife and the representatives of the Floating Rate Notes Underwriters | ||
1.6 | Floating Rate Notes Pricing Agreement dated August 3, 2010 among MetLife and the representatives of the Floating Rate Notes Underwriters |
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
METLIFE, INC. |
||||
By: | /s/ Gwenn L. Carr | |||
Name: | Gwenn L. Carr | |||
Title: | Executive Vice President | |||
Date:
August 5, 2010
Table of Contents
EXHIBIT INDEX
EXHIBIT NUMBER |
EXHIBIT | |
1.1
|
Common Stock Underwriting Agreement dated August 2, 2010 among MetLife and the representatives of the Common Stock Underwriters | |
1.2
|
Common Stock Pricing Agreement dated August 2, 2010 among MetLife and the representatives of the Common Stock Underwriters |
1.3 | Fixed Rate Notes Underwriting Agreement dated August 3, 2010 among MetLife and the representatives of the Fixed Rate Notes Underwriters | |
1.4 | Fixed Rate Notes Pricing Agreement dated August 3, 2010 among MetLife and the representatives of the Fixed Rate Notes Underwriters | |
1.5 | Floating Rate Notes Underwriting Agreement dated August 3, 2010 among MetLife and the representatives of the Floating Rate Notes Underwriters | |
1.6 | Floating Rate Notes Pricing Agreement dated August 3, 2010 among MetLife and the representatives of the Floating Rate Notes Underwriters |