Cohen & Co Inc. - FORM 8-K - EX-99.1 - ALLOCATION OF EXCESS BASE CASE REVENUE AND QUARTERLY THRESHOLD

Attached files

file	filename
8-K - FORM 8-K - Cohen & Co Inc.	d8k.htm
EX-99.2 - PRESS RELEASE - Cohen & Co Inc.	dex992.htm

Exhibit 99.1

Allocation of Excess Base Case Revenue


	First Measurement Period		Second Measurement Period		Third Measurement Period		Fourth Measurement Period		Fifth Measurement Period		Sixth Measurement Period		Seventh Measurement Period
Alesco 1	$	179,070	$	140,608	$	130,794	$	126,889	$	123,101	$	119,426	$	115,861
Alesco 2		194,944		152,928		141,466		135,854		127,696		123,884		120,186
Alesco 3		190,105		148,994		137,588		133,481		121,866		118,228		114,699
Alesco 4		342,438		265,663		236,994		229,920		223,049		216,391		209,924
Alesco 5		331,189		256,671		223,647		216,970		210,493		204,209		198,113
Alesco 6		580,577		449,947		401,404		389,420		377,793		366,514		355,571
Alesco 7		289,188		224,121		199,669		193,719		187,935		182,325		176,882
Alesco 8		590,574		462,796		428,085		415,385		402,992		389,750		376,921
Alesco 9		615,522		482,844		451,271		440,549		427,925		415,673		401,067
Subtotal		3,313,606		2,584,572		2,350,917		2,282,187		2,202,851		2,136,400		2,069,223
Alesco 10		934,802		734,926		685,416		665,134		645,455		626,362		607,730
Alesco 11		636,545		495,092		446,039		432,725		419,808		407,277		395,120
Alesco 12		629,921		495,027		458,960		444,413		431,147		418,277		403,165
Alesco 13		424,125		332,779		309,682		298,810		288,177		279,569		270,449
Alesco 14		728,623		571,030		509,083		479,746		463,550		449,713		435,902
Alesco 15		483,367		379,325		354,198		344,018		333,749		323,787		314,122
Alesco 16		452,659		355,296		324,861		313,212		303,863		294,793		285,994
Alesco 17		212,998		147,209		124,115		121,214		117,599		114,089		110,683
Subtotal		4,503,040		3,510,684		3,212,355		3,099,272		3,003,349		2,913,867		2,823,164
Total	$	7,816,646	$	6,095,257	$	5,563,272	$	5,381,459	$	5,206,200	$	5,050,266	$	4,892,388

Quarterly Thresholds


	First Measurement Period - Quarter Ending										Second Measurement Period - Quarter Ending
	5/23/10		8/23/10		11/23/10		2/23/11		1st Period		5/23/11		8/23/11		11/23/11		2/23/12		2nd Period
Alesco 1	$	49,086	$	46,147	$	43,212	$	40,625	$	179,070	$	38,041	$	35,764	$	33,489	$	33,314	$	140,608
Alesco 2		53,563		50,113		47,153		44,116		194,944		41,511		38,837		36,544		36,036		152,928
Alesco 3		52,161		48,940		45,920		43,084		190,105		40,425		37,928		35,588		35,053		148,994
Alesco 4		93,975		88,188		82,730		77,546		342,438		72,830		68,346		64,116		60,371		265,663
Alesco 5		90,770		85,362		79,909		75,148		331,189		70,347		66,156		61,929		58,239		256,671
Alesco 6		158,810		149,952		139,807		132,009		580,577		123,078		116,213		108,350		102,307		449,947
Alesco 7		79,423		74,372		69,920		65,473		289,188		61,553		57,638		54,188		50,741		224,121
Alesco 8		161,900		152,176		142,529		133,969		590,574		125,472		117,936		110,460		108,927		462,796
Alesco 9		168,886		158,460		148,677		139,499		615,522		130,887		122,806		115,225		113,926		482,844

Subtotal		908,573		853,709		799,857		751,467		3,313,606		704,144		661,624		619,889		598,915		2,584,572

Alesco 10		256,559		240,586		225,859		211,798		934,802		198,833		186,454		175,041		174,598		734,926
Alesco 11		174,654		163,872		153,755		144,263		636,545		135,357		127,001		119,160		113,574		495,092
Alesco 12		172,746		162,258		152,075		142,843		629,921		133,878		125,750		117,858		117,541		495,027
Alesco 13		116,405		109,153		102,476		96,092		424,125		90,214		84,594		79,419		78,553		332,779
Alesco 14		199,677		187,818		175,784		165,344		728,623		154,749		145,559		136,232		134,489		571,030
Alesco 15		132,600		124,463		116,733		109,570		483,367		102,765		96,459		90,468		89,633		379,325
Alesco 16		124,200		116,532		109,338		102,588		452,659		96,255		90,313		84,737		83,991		355,296
Alesco 17		75,168		48,900		45,881		43,049		212,998		40,391		37,897		35,558		33,363		147,209

Subtotal		1,252,008		1,153,584		1,081,901		1,015,547		4,503,040		952,442		894,027		838,473		825,741		3,510,684

Total	$	2,160,581	$	2,007,293	$	1,881,758	$	1,767,014	$	7,816,646	$	1,656,586	$	1,555,652	$	1,458,362	$	1,424,656	$	6,095,257

Quarterly Thresholds


	Third Measurement Period - Quarter Ending										Fourth Measurement Period - Quarter Ending
	5/23/12		8/23/12		11/23/12		2/23/13		3rd Period		5/23/13		8/23/13		11/23/13		2/23/14		4th Period
Alesco 1	$	33,072	$	32,820	$	32,575	$	32,327	$	130,794	$	32,085	$	31,840	$	31,602	$	31,362	$	126,889
Alesco 2		35,775		35,494		35,237		34,960		141,466		34,707		34,434		34,185		32,528		135,854
Alesco 3		34,789		34,526		34,266		34,007		137,588		33,750		33,496		33,243		32,992		133,481
Alesco 4		59,923		59,472		59,022		58,577		236,994		58,134		57,696		57,260		56,829		229,920
Alesco 5		56,541		56,130		55,691		55,286		223,647		54,853		54,454		54,028		53,635		216,970
Alesco 6		101,455		100,768		99,929		99,252		401,404		98,426		97,759		96,946		96,289		389,420
Alesco 7		50,476		50,110		49,728		49,356		199,669		48,980		48,614		48,243		47,882		193,719
Alesco 8		108,226		107,412		106,620		105,827		428,085		105,032		104,229		103,455		102,667		415,385
Alesco 9		113,512		113,047		112,586		112,126		451,271		111,341		110,535		109,734		108,939		440,549

Subtotal		593,769		589,779		585,652		581,718		2,350,917		577,309		573,058		568,696		563,123		2,282,187

Alesco 10		173,287		171,995		170,704		169,431		685,416		168,159		166,905		165,653		164,417		665,134
Alesco 11		112,780		111,929		111,084		110,246		446,039		109,414		108,588		107,768		106,955		432,725
Alesco 12		116,702		114,950		114,087		113,221		458,960		112,371		111,518		110,681		109,841		444,413
Alesco 13		78,061		79,220		76,063		76,339		309,682		76,603		74,355		73,792		74,060		298,810
Alesco 14		133,815		129,564		123,324		122,381		509,083		121,470		120,540		119,643		118,093		479,746
Alesco 15		89,335		88,905		88,313		87,645		354,198		86,985		86,327		85,677		85,029		344,018
Alesco 16		83,741		80,930		80,393		79,797		324,861		79,195		78,597		78,004		77,416		313,212
Alesco 17		31,303		31,043		30,942		30,827		124,115		30,647		30,418		30,189		29,961		121,214

Subtotal		819,024		808,534		794,910		789,886		3,212,355		784,843		777,250		771,408		765,772		3,099,272

Total	$	1,412,793	$	1,398,313	$	1,380,562	$	1,371,604	$	5,563,272	$	1,362,153	$	1,350,307	$	1,340,104	$	1,328,895	$	5,381,459

Quarterly Thresholds


	Fifth Measurement Period - Quarter Ending										Sixth Measurement Period - Quarter Ending
	5/23/14		8/23/14		11/23/14		2/23/15		5th Period		5/23/15		8/23/15		11/23/15		2/23/16		6th Period
Alesco 1	$	31,127	$	30,890	$	30,659	$	30,425	$	123,101	$	30,198	$	29,968	$	29,744	$	29,517	$	119,426
Alesco 2		32,293		32,039		31,807		31,557		127,696		31,329		31,082		30,858		30,615		123,884
Alesco 3		30,814		30,581		30,350		30,121		121,866		29,894		29,668		29,444		29,222		118,228
Alesco 4		56,399		55,974		55,551		55,125		223,049		54,715		54,303		53,893		53,479		216,391
Alesco 5		53,215		52,829		52,415		52,034		210,493		51,627		51,251		50,850		50,481		204,209
Alesco 6		95,487		94,841		94,051		93,414		377,793		92,636		92,009		91,243		90,625		366,514
Alesco 7		47,517		47,162		46,803		46,453		187,935		46,099		45,754		45,406		45,066		182,325
Alesco 8		101,900		101,123		100,367		99,603		402,992		98,858		98,104		96,763		96,025		389,750
Alesco 9		108,150		107,367		106,590		105,818		427,925		105,053		104,293		103,538		102,790		415,673

Subtotal		556,903		552,805		548,593		544,550		2,202,851		540,408		536,433		531,739		527,819		2,136,400

Alesco 10		163,184		161,967		160,752		159,553		645,455		158,356		157,176		155,997		154,834		626,362
Alesco 11		106,148		105,347		104,552		103,762		419,808		102,979		102,202		101,431		100,665		407,277
Alesco 12		109,017		108,190		107,378		106,563		431,147		105,763		104,960		104,172		103,382		418,277
Alesco 13		73,673		71,510		71,768		71,226		288,177		70,688		70,155		69,625		69,100		279,569
Alesco 14		117,214		116,317		115,451		114,568		463,550		113,715		112,845		112,005		111,148		449,713
Alesco 15		84,389		83,750		83,120		82,491		333,749		81,870		81,250		80,638		80,029		323,787
Alesco 16		76,831		76,251		75,676		75,105		303,863		74,538		73,975		73,417		72,863		294,793
Alesco 17		29,735		29,510		29,288		29,066		117,599		28,847		28,629		28,413		28,199		114,089

Subtotal		760,190		752,842		747,983		742,334		3,003,349		736,757		731,193		725,699		720,219		2,913,867

Total	$	1,317,093	$	1,305,647	$	1,296,576	$	1,286,884	$	5,206,200	$	1,277,165	$	1,267,626	$	1,257,438	$	1,248,038	$	5,050,266

Quarterly Thresholds


	Seventh Measurement Period - Quarter Ending
	5/23/16		8/23/16		11/23/16		2/23/17		7th Period
Alesco 1	$	29,296	$	29,073	$	28,856	$	28,636	$	115,861
Alesco 2		30,394		30,154		29,937		29,701		120,186
Alesco 3		29,002		28,783		28,565		28,350		114,699
Alesco 4		53,075		52,682		52,284		51,883		209,924
Alesco 5		50,086		49,721		49,332		48,974		198,113
Alesco 6		89,871		89,262		88,519		87,919		355,571
Alesco 7		44,723		44,388		44,050		43,721		176,882
Alesco 8		95,308		94,580		93,875		93,158		376,921
Alesco 9		101,409		100,644		99,884		99,130		401,067

Subtotal		523,162		519,288		515,302		511,471		2,069,223

Alesco 10		153,662		152,505		151,351		150,212		607,730
Alesco 11		99,905		99,151		98,403		97,660		395,120
Alesco 12		102,606		100,945		100,187		99,427		403,165
Alesco 13		68,578		68,061		67,158		66,651		270,449
Alesco 14		110,321		109,476		108,661		107,444		435,902
Alesco 15		79,426		78,825		78,231		77,640		314,122
Alesco 16		72,313		71,767		71,226		70,688		285,994
Alesco 17		27,986		27,775		27,565		27,357		110,683

Subtotal		714,797		708,506		702,783		697,079		2,823,164

Total	$	1,237,959	$	1,227,794	$	1,218,084	$	1,208,550	$	4,892,388

Cohen & Co Inc. - FORM 8-K - EX-99.1 - ALLOCATION OF EXCESS BASE CASE REVENUE AND QUARTERLY THRESHOLD - August 4, 2010

Attached files

Cohen & Co Inc. Reports