Attached files
| file | filename |
|---|---|
| 8-K - LPL INVESTMENT HOLDINGS INC. - LPL Financial Holdings Inc. | b81692e8vk.htm |
| EX-3.1 - EX-3.1 - LPL Financial Holdings Inc. | b81692exv3w1.htm |
| EX-10.4 - EX-10.4 - LPL Financial Holdings Inc. | b81692exv10w4.htm |
| EX-10.2 - EX-10.2 - LPL Financial Holdings Inc. | b81692exv10w2.htm |
| EX-10.3 - EX-10.3 - LPL Financial Holdings Inc. | b81692exv10w3.htm |
| EX-10.1 - EX-10.1 - LPL Financial Holdings Inc. | b81692exv10w1.htm |
| EX-10.5 - EX-10.5 - LPL Financial Holdings Inc. | b81692exv10w5.htm |
| EX-10.6 - EX-10.6 - LPL Financial Holdings Inc. | b81692exv10w6.htm |
Exhibit 4.1
The following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full according to applicable
laws or regulations:
TEN COM-
|
as tenants in common | UNIF GIFT MIN ACT- | Custodian | |||||||||||||||
TEN ENT-
|
as tenants by the entireties | (Cust) | (Minor) | |||||||||||||||
| JT TEN- | as joint tenants with right
of survivorship and not as |
under Uniform Gifts to Minors | ||||||||||||||||
| tenants in common | Act | |||||||||||||||||
| (State) |
||||||||||||||||||
| UNIF TRF MIN ACT- | Custodian (until age | ) | ||||||||||||||||
| (Cust) | ||||||||||||||||||
| under Uniform Transfers | ||||||||||||||||||
| (Minor) | ||||||||||||||||||
| to Minors Act | ||||||||||||||||||
| (State) |
||||||||||||||||||
Additional abbreviations may also be used though not in the above list.
| FOR VALUE RECEIVED, | hereby sell, assign and transfer unto |
PLEASE INSERT SOCIAL SECURITY OR OTHER |
||||
IDENTIFYING NUMBER OF ASSIGNEE |
||||
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)
| Shares | ||
of the common stock represented by the within Certificate, and do hereby
irrevocably constitute and appoint |
||
| Attorney | ||
to transfer the said stock on the books of the within named Corporation with
full power of substitution in the premises. |
Dated |
||||
| X | ||||
| X | ||||
| NOTICE: | THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER. |
Signature(s) Guaranteed
By |
||||
| THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. | ||||