Attached files
| file | filename |
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| S-1/A - S-1/A - S&W Seed Co | a2197112zs-1a.htm |
| EX-4.5 - EXHIBIT 4.5 - S&W Seed Co | a2198129zex-4_5.htm |
| EX-5.1 - EXHIBIT 5.1 - S&W Seed Co | a2198129zex-5_1.htm |
| EX-4.3 - EXHIBIT 4.3 - S&W Seed Co | a2198129zex-4_3.htm |
| EX-1.1 - EXHIBIT 1.1 - S&W Seed Co | a2198129zex-1_1.htm |
| EX-4.6 - EXHIBIT 4.6 - S&W Seed Co | a2198129zex-4_6.htm |
| EX-4.4 - EXHIBIT 4.4 - S&W Seed Co | a2198129zex-4_4.htm |
| EX-4.2 - EXHIBIT 4.2 - S&W Seed Co | a2198129zex-4_2.htm |
| EX-23.2 - EXHIBIT 23.2 - S&W Seed Co | a2198129zex-23_2.htm |
EXHIBIT 4.1
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NUMBER SW |
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SHARES |
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INCORPORATED UNDER THE |
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CUSIP 785135 10 4 |
THIS CERTIFIES THAT
is the record holder of
FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE, OF
S&W SEED COMPANY
Transferable on the books of the corporation in person or by duly authorized attorney upon surrender of this Certificate properly Endorsed. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.
WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
Dated:
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COUNTERSIGNED AND REGISTERED: TRANSFER ONLINE, INC. |
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[SEAL] |
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512 SE Salmon, Portland, OR 97214 |
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(503) 227 - 2950 |
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PRESIDENT |
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By: |
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Registrar-Authorized Signature |
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SECRETARY |
S&W SEED COMPANY
UPON WRITTEN REQUEST, THE CORPORATION WILL FURNISH TO ANY STOCKHOLDER, WITHOUT CHARGE, A FULL STATEMENT OF THE DESIGNATION, PREFERENCE, LIMITATIONS AND RELATIVE RIGHTS APPLICABLE TO THE SHARES OF EACH CLASS OF STOCK AUTHORIZED TO BE ISSUED AND, WITH RESPECT TO ANY PREFERRED OR SPECIAL CLASS THAT THE CORPORATION IS AUTHORIZED TO ISSUE IN SERIES, THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS FOR SHARES OF EACH SUCH SERIES, SO FAR AS THE SAME HAVE BEEN FIXED AND DETERMINED, AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO FIX AND DETERMINE THE RELATIVE RIGHTS AND PREFERENCES OF SUBSEQUENT SERIES.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
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TEN COM |
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as tenants in common |
UNIF GIFT MIN ACT— |
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Custodian |
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(Cust) |
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TEN ENT |
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as tenants by the entireties |
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under Uniform Gifts to Minors Act |
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JT TEN |
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as joint tenants with right |
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of survivorship and not as |
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(State) |
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tenants in common |
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UNIF TRF MIN ACT— |
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Custodian (until age ) |
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(Cust) |
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(Minor) |
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under Uniform Transfers to Minors Act |
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(State) |
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Additional abbreviations may also be used though not in the above list.
FORM OF ASSIGNMENT
(TO BE SIGNED UPON ASSIGNMENT)
FOR VALUE RECEIVED, hereby sell, assign and transfer unto
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PLEASE INSERT SOCIAL
SECURITY OR OTHER |
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(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)
____________________________________________________________________________________________ shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
_______________________________________________________________________________________ attorney-in-fact To transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.
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Dated |
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X |
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X |
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NOTICE: |
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15. |
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