EQUUS TOTAL RETURN, INC. - FORM 10-K - EX-32.1 - CEO 906 CERTIFICATION - March 31, 2010

Attached files

file filename
10-K - FORM 10-K - EQUUS TOTAL RETURN, INC.d10k.htm
EX-32.2 - CFO 906 CERTIFICATION - EQUUS TOTAL RETURN, INC.dex322.htm
EX-31.2 - CFO 302 CERTIFICATION - EQUUS TOTAL RETURN, INC.dex312.htm
EX-31.1 - CEO 302 CERTIFICATION - EQUUS TOTAL RETURN, INC.dex311.htm
EX-10.(F) - CODE OF ETHICS - EQUUS TOTAL RETURN, INC.dex10f.htm

EXHIBIT 32.1

CERTIFICATION PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

(18 U.S.C. SECTION 1350)

In connection with the accompanying Annual Report of Equus Total Return, Inc. (the “Company”) on Form 10-K for the period ended December 31, 2009 (the “Report”), I, Jay Brown, Chief Investment Officer of the Company, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

 

  (1) To my knowledge, the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

 

  (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Dated: March 31, 2010

 

/s/ Jay Brown

Jay Brown

Chief Investment Officer

EQUUS TOTAL RETURN, INC. Reports