Attached files

file filename
S-1/A - AMENDMENT NO. 6 TO FORM S-1 - CODEXIS, INC.ds1a.htm
EX-5.1 - OPINION OF LATHAM & WATKINS LLP - CODEXIS, INC.dex51.htm
EX-1.1 - FORM OF UNDERWRITING AGREEMENT - CODEXIS, INC.dex11.htm
EX-3.4 - FORM OF AMENDED AND RESTATED BYLAWS OF THE REGISTRANT - CODEXIS, INC.dex34.htm
EX-3.2 - FORM OF AMENDMENT AND RESTATED CERTIFICATE OF INCORPORATION - CODEXIS, INC.dex32.htm
EX-10.19 - FORM OF INDEMNIFICATION AGREEMENT - CODEXIS, INC.dex1019.htm
EX-10.11 - CODEXIS, INC. 2010 EQUITY INCENTIVE AWARD PLAN AND FORM OF STOCK OPTION AGRMNT - CODEXIS, INC.dex1011.htm
EX-23.1 - CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM - CODEXIS, INC.dex231.htm

Exhibit 4.1

 

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Exhibit 4.1

CDXS

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

THIS CERTIFICATE IS TRANSFERABLE IN SOUTH SAINT PAUL, MN.

SEE REVERSE SIDE FOR CERTAIN DEFINITIONS

CUSIP 192005 10 6

THIS CERTIFIES THAT

is the owner of

FULLY PAID AND NON-ASSESSABLE COMMON SHARES, $0.0001 PAR VALUE, OF

transferable on the books of the Corporation by the holder hereof in person or by Attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.

IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed by facsimile signatures of its duly authorized officers.

Dated:

COUNTERSIGNED AND REGISTERED: WELLS FARGO BANK, N.A.

BY

AUTHORIZED SIGNATURE

TRANSFER AGENT

AND REGISTRAR

SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY

PRESIDENT CHIEF & EXECUTIVE OFFICER


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The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: UTMA –             Custodian             TEN COM – as tenants in common (Cust) (Minor) TEN ENT – as tenants by entireties under Uniform Transfers to Minors

JT TEN – as joint tenants with right of survivorship Act             and not as tenants in common (State) Additional abbreviations may also be used though not in above list.

For value received             hereby sell, assign, and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE)

Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

Dated             X

NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

SIGNATURE GUARANTEED

ALL GUARANTEES MUST BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK

STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE.