Attached files
| file | filename |
|---|---|
| EX-31.2 - NEULION, INC. | ex31_2.htm |
| EX-31.1 - NEULION, INC. | ex31_1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
10-K/ A
Amendment
No. 1
|
x
|
ANNUAL
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
|
|
For
the fiscal year ended December 31,
2009.
|
or
|
¨
|
TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
|
|
For
the transition period from
to
|
|
| Commission File Number: 000-53620 |
NEULION,
INC.
(Exact
name of registrant as specified in its charter)
|
Canada
|
98-0469479
|
|
|
(State
or Other Jurisdiction of
|
(I.R.S.
Employer
|
|
|
Incorporation
or Organization)
|
Identification
No.)
|
| 1600 Old Country Road, Plainview, New York | 11803 | |||
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s
telephone number, including area code: (516) 622-8300
Securities
registered pursuant to Section 12(b) of the Act:
Title of each
class Name of exchange on which
registered
None
Securities
registered pursuant to Section 12(g) of the Act:
|
Common
Shares
|
|
(Title
of Class)
|
Indicate
by check mark if the registrant is a well-known seasoned issuer, as defined in
Rule 405 of the Securities Act. Yes ¨ No x
Indicate
by check mark if the registrant is not required to file reports pursuant to
Section 13 or 15(d) of the Exchange Act. Yes ¨ No x
Indicate
by check mark whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months
(or for such shorter period that the registrant was required to file such
reports), and (2) has been subject to such filing requirements for the past 90
days. Yes x No ¨
Indicate
by check mark whether the registrant has submitted electronically and posted on
its corporate website, if any, every Interactive Data File required to be
submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding
12 months (or for such shorter period that the registrant was required to submit
and post such files). Yes ¨ No ¨
1
Indicate
by check mark if disclosure of delinquent filers pursuant to Item 405 of
Regulation S-K is not contained herein, and will not be contained, to the best
of registrant’s knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. ¨
Indicate
by check mark whether registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer or a smaller reporting company. See
the definitions of “large accelerated filer,” “accelerated filer” and “smaller
reporting company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer o | Accelerated filer o | |
| Non-accelerated filer o | Smaller reporting company x | |
|
(Do
not check if a smaller
reporting
company)
|
Indicate
by check mark whether the registrant is a shell company (as defined in Rule
12b-2 of the Exchange Act). Yes ¨ No x.
State the
aggregate market value of the voting and non-voting common equity held by
non-affiliates computed by reference to the price at which the common equity was
last sold, or the average bid and asked price of such common equity, as of the
last business day of the registrant’s most recently completed second fiscal
quarter: $ 27,862,730.
There
were 116,744,404 shares of the registrant’s common shares issued and outstanding
as of March 10, 2010.
DOCUMENTS
INCORPORATED BY REFERENCE
Our
definitive Proxy Statement relating to our Annual and Special Meeting of
Shareholders to be held on June 15, 2010 (the “Proxy Statement”), to be filed
with the Securities and Exchange Commission (the “SEC”) pursuant to Regulation
14A under the Securities Act of 1934, is incorporated by reference in Items 10,
11, 12, 13 and 14 of Part III of this Form 10-K.
Explanatory Note
This Amendment No. 1 to our Annual Report on Form 10-K for
the fiscal year ended December 31, 2009 is being filed to correct the aggregate
market value of the voting and non-voting common equity held by non-affiliates
of NeuLion, Inc. on the Form 10-K cover page. No other information in
our Annual Report on Form 10-K for the fiscal year ended December 31, 2009 is
hereby amended.
2
PART
IV
Item
15. Exhibits , Financial Statement
Schedules
(b) Exhibits
The
following Exhibits are filed as part of this report :
|
31.1
|
Certification
of the Chief Executive Officer (Principal Executive Officer) pursuant to
Rule 13a-14(a) of the Securities Exchange Act, as
amended
|
|
31.2
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Certification
of the Chief Financial Officer (Principal Financial Officer) pursuant to
Rule 13a-14(a) of the Securities Exchange Act, as
amended
|
3
SIGNATURES
Pursuant
to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of
1934, the registrant had duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
| NEULION, INC. | |||
|
March
29 ,
2010
|
By:
|
/s/ Nancy Li | |
| Name: | Nancy Li | ||
| Title: | Chief Executive Officer | ||
| (Principal Executive Officer) | |||