Attached files
Amendment No. 2 to the Broker-Dealer Supervisory and Service Agreement
This Amendment No. 2 (“Amendment No. 2”) to the Broker-Dealer Supervisory and Service Agreement, dated January 15, 1993 (“Original Selling Agreement”), is entered into by Investors Capital Corporation, a Delaware company, (“Broker-Dealer”) Phoenix Life Insurance Company (“PLIC”), a New York company and PHL Variable Insurance Company (“PHL Variable”), a Connecticut company, both with administrative offices at One American Row, P. O. Box 5056, Hartford, Connecticut 06102-5056 and Phoenix Equity Planning Corporation, a Delaware company, (“PEPCO”) effective as of January 29, 2010 (“Effective Date”).
WHEREAS, Broker-Dealer, PEPCO, PLIC and PHL Variable desire to clarify the name of the product listed on Addendum A-1 to Amendment No. 1 to the Original Selling Agreement and to set forth an additional representation with respect to that product.
| 1. | Addendum A-1 to Amendment No. 1 to the Original Selling Agreement is hereby replaced with the attached Addendum A-1 dated January 29, 2010. |
| 2. | The parties agree and acknowledge that Investors Capital Corporation has obligations under FINRA Rules 2730, 2740, 2420 and 2750, or their successor rules, to the extent applicable to the Phoenix Guaranteed Income EdgeSM. |
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| Investors Capital Edge | Phoenix Equity Planning Corporation | |||||||
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Addendum A-1 dated January 29, 2010
To the Broker-Dealer Supervisory and Service Agreement
entered into as of January 15, 1993
Phoenix Guaranteed Income EdgeSM-Commission 0%