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EX-3.1 - EX-3.1 - Johnson Controls International plca10-5664_1ex3d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 


 

Date of Report (Date of earliest event reported): March 10, 2010

 

TYCO INTERNATIONAL LTD.

(Exact Name of Registrant as Specified in its Charter)

 

Switzerland

 

98-0390500

(Jurisdiction of Incorporation)

 

(IRS Employer Identification Number)

 

001-13836

(Commission File Number)

 

Freier Platz 10

CH-8200 Schaffhausen, Switzerland

(Address of Principal Executive Offices, including Zip Code)

 

41-52-633-02-44

(Registrant’s Telephone Number, including Area Code)

 

Check the appropriate box below if the form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2 (b) under the Exchange Act (17 CFR 240.14d-2 (b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07                                             Submission of Matters to a Vote of Security Holders.

 

The 2010 Annual General Meeting of Shareholders of Tyco International Ltd. (the “Company”) was held on March 10, 2010 in Zürich, Switzerland.  At the meeting, the holders of 377,376,243 registered shares of the Company’s common stock were represented in person or by proxy, constituting a quorum, including 36,570,667 broker non-votes.  Each of the Board’s proposals was considered and approved by the requisite majority of votes cast or represented.  The proposals are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on January 15, 2010.  The vote results detailed below represent final results as certified by the Inspector of Elections.

 

Proposal No. 1 — Approval of the Annual Report and Financial Statements

 

For

 

Against

 

Withhold / Abstain

 

376,389,072

 

249,542

 

737,629

 

 

Proposal No. 2 — Discharge of the Board of Directors from Liability for the Financial Year Ended September 25, 2009

 

For

 

Against

 

Withhold / Abstain

 

345,386,638

 

31,035,988

 

953,617

 

 

Proposal No. 3 — Election of the Board of Directors

 

Name

 

For

 

Against

 

Withhold / Abstain

 

Edward D. Breen

 

267,881,135

 

 

72,924,443

 

Michael E. Daniels

 

340,390,375

 

 

415,202

 

Timothy Donahue

 

338,253,493

 

 

2,552,084

 

Brian Duperreault

 

340,353,236

 

 

452,341

 

Bruce S. Gordon

 

339,941,263

 

 

864,315

 

Rajiv L. Gupta

 

338,718,194

 

 

2,087,383

 

John A. Krol

 

340,119,660

 

 

685,917

 

Brendan R. O’Neill

 

340,352,831

 

 

452,747

 

William S. Stavropoulos

 

340,119,864

 

 

685,713

 

Sandra S. Wijnberg

 

340,390,924

 

 

414,654

 

R. David Yost

 

338,519,177

 

 

2,286,401

 

 

Proposal No. 4.a — Election of Statutory Auditors (Deloitte AG (Zürich))

 

For

 

Against

 

Withhold / Abstain

 

376,905,173

 

303,784

 

167,285

 

 

Proposal No. 4.b — Ratification of Independent Registered Public Accounting Firm (Deloitte & Touche LLP)

 

For

 

Against

 

Withhold / Abstain

 

376,931,747

 

286,821

 

157,674

 

 

Proposal No. 4.c — Election of Special Auditors (PricewaterhouseCoopers AG (Zürich))

 

For

 

Against

 

Withhold / Abstain

 

376,859,516

 

276,121

 

240,605

 

 

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Proposal No. 5.a — Allocation of Fiscal Year 2009 Results

 

For

 

Against

 

Withhold / Abstain

 

376,412,307

 

477,967

 

485,967

 

 

Proposal No. 5.b — Payment of Dividend in the Form of a Capital Reduction

 

For

 

Against

 

Withhold / Abstain

 

375,201,957

 

1,708,496

 

465,789

 

 

Proposal No. 6 — Amendment to Articles of Association to Provide for Plurality Voting in a Contested Election.

 

For

 

Against

 

Withhold / Abstain

 

338,513,766

 

2,009,645

 

282,165

 

 

Item 8.01                                             Other Events.

 

At the annual general meeting, under Proposal No. 6, the Company’s shareholder’s approved an amendment to the Company’s Articles of Association to provide for plurality voting in the event, and only in the event, of a contested director election.  A copy of the amended Articles of Association is attached hereto as Exhibit 3.1 and incorporated herein by reference.

 

Item 9.01.                                      Financial Statements and Exhibits.

 

(c) Exhibits.

 

Exhibit No.

 

Description

3.1

 

Articles of Association of Tyco International Ltd.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

TYCO INTERNATIONAL LTD.

 

(Registrant)

 

 

 

By:

/s/ John S. Jenkins, Jr.

 

 

John S. Jenkins, Jr.

 

 

Vice-President and Corporate Secretary

 

 

 

 

 

 

Date:  March 12, 2010

 

 

 

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