Attached files
file | filename |
---|---|
EX-21.1 - EX-21.1 - GeoEye, Inc. | w77651exv21w1.htm |
EX-23.1 - EX-23.1 - GeoEye, Inc. | w77651exv23w1.htm |
EX-32.1 - EX-32.1 - GeoEye, Inc. | w77651exv32w1.htm |
EX-32.2 - EX-32.2 - GeoEye, Inc. | w77651exv32w2.htm |
EX-4.17 - EX04.17 - GeoEye, Inc. | w77651exv4w17.htm |
EX-4.16 - EX-4.16 - GeoEye, Inc. | w77651exv4w16.htm |
EX-4.14 - EX-4.14 - GeoEye, Inc. | w77651exv4w14.htm |
EX-23.2 - EX-23.2 - GeoEye, Inc. | w77651exv23w2.htm |
EX-31.2 - EX-31.2 - GeoEye, Inc. | w77651exv31w2.htm |
EX-31.1 - EX-31.1 - GeoEye, Inc. | w77651exv31w1.htm |
EX-10.13 - EX-10.13 - GeoEye, Inc. | w77651exv10w13.htm |
EX-10.11 - EX-10.11 - GeoEye, Inc. | w77651exv10w11.htm |
EX-10.12 - EX-10.12 - GeoEye, Inc. | w77651exv10w12.htm |
10-K - 10-K - GeoEye, Inc. | w77651e10vk.htm |
Exhibit 4.15
UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST
COMPANY, A NEW YORK CORPORATION (DTC), NEW YORK, NEW YORK, TO THE ISSUER OR ITS AGENT FOR
REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME
OF CEDE & CO. OR SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY
PAYMENT IS MADE TO CEDE & CO., OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED
REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO
ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.
TRANSFERS OF THIS GLOBAL NOTE SHALL BE LIMITED TO TRANSFERS IN WHOLE, BUT NOT IN PART, TO DTC, TO
NOMINEES OF DTC OR TO A SUCCESSOR THEREOF OR SUCH SUCCESSORS NOMINEE AND TRANSFERS OF PORTIONS OF
THIS GLOBAL NOTE SHALL BE LIMITED TO TRANSFERS MADE IN ACCORDANCE WITH THE RESTRICTIONS SET FORTH
IN THE INDENTURE REFERRED TO ON THE REVERSE HEREOF.
THE SECURITY (OR ITS PREDECESSOR) EVIDENCED HEREBY WAS ORIGINALLY ISSUED IN A TRANSACTION EXEMPT
FROM REGISTRATION UNDER SECTION 5 OF THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE
SECURITIES ACT), AND THE SECURITY EVIDENCED HEREBY MAY NOT BE OFFERED, SOLD OR OTHERWISE
TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN APPLICABLE EXEMPTION THEREFROM. EACH
PURCHASER OF THE SECURITY EVIDENCED HEREBY IS HEREBY NOTIFIED THAT THE SELLER MAY BE RELYING ON THE
EXEMPTION FROM THE PROVISIONS OF SECTION 5 OF THE SECURITIES ACT. THE HOLDER OF THE SECURITY
EVIDENCED HEREBY AGREES FOR THE BENEFIT OF THE ISSUER THAT (A) SUCH SECURITY MAY BE RESOLD, PLEDGED
OR OTHERWISE TRANSFERRED, PRIOR TO THE DATE (THE RESALE RESTRICTION TERMINATION DATE) THAT IS 40
DAYS AFTER THE LATER OF THE ORIGINAL ISSUE DATE HEREOF AND THE LAST DATE ON WHICH THE ISSUER OR ANY
AFFILIATE OF THE ISSUER WAS THE OWNER OF THIS SECURITY (OR ANY PREDECESSOR OF SUCH SECURITY), ONLY
(1) (a) FOR SO LONG AS THE NOTES ARE ELIGIBLE FOR RESALE UNDER RULE 144A, TO A PERSON WHO THE
SELLER REASONABLY BELIEVES IS A QUALIFIED INSTITUTIONAL BUYER (AS DEFINED IN RULE 144A UNDER THE
SECURITIES ACT) IN A TRANSACTION MEETING THE REQUIREMENTS OF RULE 144A, (b) OUTSIDE THE UNITED
STATES IN AN OFFSHORE TRANSACTION IN ACCORDANCE WITH RULE 904 UNDER THE SECURITIES ACT, (c) IN A
TRANSACTION MEETING THE REQUIREMENTS OF RULE 144 UNDER THE SECURITIES ACT, (d) TO AN INSTITUTIONAL
ACCREDITED INVESTOR (AS DEFINED IN RULE 501 (a) (1), (2), (3) OR (7) OF THE SECURITIES ACT (AN
INSTITUTIONAL ACCREDITED INVESTOR)) THAT, PRIOR TO SUCH TRANSFER, FURNISHES THE TRUSTEE A SIGNED
LETTER CONTAINING CERTAIN REPRESENTATIONS AND AGREEMENTS (THE FORM OF WHICH CAN BE OBTAINED FROM
THE TRUSTEE) AND, IF SUCH
TRANSFER IS IN RESPECT OF AN AGGREGATE PRINCIPAL AMOUNT OF NOTES LESS THAN $250,000, AN OPINION OF
COUNSEL ACCEPTABLE TO GEOEYE, INC. THAT SUCH TRANSFER IS IN COMPLIANCE WITH THE SECURITIES ACT OR
(e) IN ACCORDANCE WITH ANOTHER EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT
(AND BASED UPON AN OPINION OF COUNSEL IF GEOEYE, INC. SO REQUESTS), (2) TO GEOEYE, INC. OR (3)
PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT AND, IN EACH CASE, IN ACCORDANCE WITH ANY
APPLICABLE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR ANY OTHER APPLICABLE JURISDICTION
AND (B) THE HOLDER WILL, AND EACH SUBSEQUENT HOLDER IS REQUIRED TO, NOTIFY ANY PURCHASER FROM IT OF
THE SECURITY EVIDENCED HEREBY OF THE RESALE RESTRICTIONS SET FORTH IN (A) ABOVE.
THIS NOTE HAS BEEN ISSUED WITH ORIGINAL ISSUE DISCOUNT (WITHIN THE MEANING OF SECTION 1273 OF THE
INTERNAL REVENUE CODE OF 1986, AS AMENDED). UPON WRITTEN REQUEST, THE ISSUER WILL PROMPTLY MAKE
AVAILABLE TO ANY HOLDER OF THIS NOTE THE FOLLOWING INFORMATION: (1) THE ISSUE PRICE AND DATE OF THE
NOTE, (2) THE AMOUNT OF ORIGINAL ISSUE DISCOUNT ON THE NOTE AND (3) THE YIELD TO MATURITY OF THE
NOTE. HOLDERS SHOULD CONTACT JEANINE MONTGOMERY AT GEOEYE, INC., 21700 ATLANTIC BLVD., DULLES, VA
20166.
No. S-1
Principal Amount $2,375,000, or such
other amount as shall be set forth in the Schedule of
Increases or Decreases in Global Note attached hereto
other amount as shall be set forth in the Schedule of
Increases or Decreases in Global Note attached hereto
9.625% Senior Secured Note due 2015
CUSIP NO.: | U32343AAO | |||
ISIN: | USU32343AA00 |
GEOEYE, INC., a corporation organized under the laws of the State of Delaware, promises to pay
to CEDE & CO., or registered assigns, the principal sum of TWO MILLION THREE HUNDRED SEVENTY FIVE
THOUSAND DOLLARS ($2,375,000), or such other amount as shall be set forth in the Schedule of
Increases or Decreases in Global Note attached hereto on October 1, 2015.
Interest Rate: 9.625% per annum
Interest Payment Dates: April 1 and October 1.
Record Dates: March 15 and September 15.
Additional provisions of this Note are set forth on the other side of this Note and are
incorporated as if set forth on the face hereof.
IN WITNESS WHEREOF, the Issuer has caused this instrument to be duly executed.
Geo Eye, Inc. |
||||
By: | /s/ Joseph F. Greeves | |||
Name: | Joseph F. Greeves | |||
Title: | Executive Vice President and Chief Financial Officer |
|||
Dated: October 9, 2009
[Signature Page to Regulation S Global Note]
TRUSTEES CERTIFICATE OF AUTHENTICATION
THE BANK OF NEW YORK MELLON,
at Trustee, certifies that this is one of the
Notes referred to in the within-mentioned
Indenture.
Notes referred to in the within-mentioned
Indenture.
By:
|
/s/ Christopher Greene |
|||
Christopher Greene | ||||
Title: Vice President |
[Signature Page to Regulation S Global Note]
[REVERSE SIDE OF ORIGINAL NOTE]
9.625% Senior Secured Note due 2015
1. Interest
GEOEYE, INC., a corporation organized under the laws of the State of Delaware (such
corporation, and its successors and assigns under the Indenture hereinafter referred to, being
herein called the Issuer), promises to pay interest on the principal amount of this Note at a
rate per annum, equal to 9.625%. The Issuer shall pay interest semi-annually on April 1 and October
1 of each year, commencing April 1, 2010. Interest on the Notes shall accrue from the most recent
date to which interest has been paid or duly provided for or, if no interest has been paid or duly
provided for, from October 9, 2009 until the principal hereof is due. Interest shall be computed on
the basis of a 360-day year of twelve 30-day months. The Issuer shall pay interest on overdue
principal at the rate borne by the Notes, and it shall pay interest on overdue installments of
interest at the same rate to the extent lawful.
Registration Rights Agreement. The Holder of this Note is entitled to the benefits of a
Registration Rights Agreement, dated as of October 9, 2009, among the Issuer, the Subsidiary
Guarantors and the Initial Purchasers named therein.
2. Method of Payment
The Issuer shall pay interest on the Notes (except defaulted interest) to the Persons who are
registered Holders at the close of business on the March 15 and September 15 next preceding the
interest payment date even if Notes are canceled after the record date and on or before the
interest payment date (whether or not a Business Day). Holders must surrender Notes to a Paying
Agent to collect principal payments. The Issuer shall pay principal, premium, if any, interest and
Additional Interest, if any, in money of the United States of America that at the time of payment
is legal tender for payment of public and private debts. Payments in respect of the Notes
represented by a Global Note (including principal, premium, if any, and interest) shall be made by
wire transfer of immediately available funds to the accounts specified by The Depository Trust
Company or any successor depositary. The Issuer will make all payments in respect of a certificated
Note (including principal, premium, if any, and interest), at the office of each Paying Agent,
except that, at the option of the Issuer, payment of interest may be made by mailing a check to the
registered address of each Holder thereof; provided, however, that payments on the Notes may also
be made, in the case of a Holder of at least $1,000,000 aggregate principal amount of Notes, by
wire transfer to a U.S. dollar account maintained by the payee with a bank or financial institution
in the United States if such Holder elects payment by wire transfer by giving written notice to the
Trustee or a Paying Agent to such effect designating such account no later than 15 days immediately
preceding the relevant due date for payment (or such other date as the Trustee may accept in its
discretion).
3. Paying Agent and Registrar
Initially, The Bank of New York Mellon, a New York banking corporation (the Trustee), will
act as Paying Agent and Registrar. The Issuer may appoint and change any Paying Agent or Registrar
without notice. The Issuer may act as Paying Agent or Registrar.
4. Indenture; Subsidiary Guarantors
The Issuer issued the Notes under an Indenture dated as of October 9, 2009 (the Indenture),
among the Issuer, the Subsidiary Guarantors and the Trustee. The terms of the Notes include those
stated in the Indenture and those made part of the Indenture by reference to the Trust Indenture
Act of 1939 as in effect on the date of the Indenture (the Trust Indenture Act). Terms used in
this Note and not defined herein have the meanings ascribed thereto in the Indenture. The Notes are
subject to all terms and provisions of the Indenture, and the Holders (as defined in the Indenture)
are referred to the Indenture and the Trust Indenture Act for a statement of such terms and
provisions.
The Notes are senior secured obligations of the Issuer. This Note is one of the Original Notes
referred to in the Indenture. The Notes include the Original Notes, Additional Notes and any
Exchange Notes issued in exchange for the Original Notes or Additional Notes pursuant to the
Indenture. The Original Notes, Additional Notes and any Exchange Notes are treated as a single
class of securities under the Indenture.
To guarantee the due and punctual payment of the principal, premium, if any, and interest and
Additional Interest on the Notes and all other amounts payable by the Issuer under the Indenture,
the Notes, the Security Documents when and as the same shall be due and payable, whether at
maturity, by acceleration or otherwise, according to the terms of the Notes and the Indenture, the
Subsidiary Guarantors have unconditionally guaranteed (and future guarantors, together with the
Subsidiary Guarantors, shall unconditionally Guarantee), jointly and severally, such obligations on
a senior secured first-priority basis pursuant to the terms of the Indenture.
5. Security.
The Notes shall be secured by first-priority Liens and security interests, subject to
Permitted Liens, in the Collateral on the terms and conditions set forth in the Indenture, the
Intercreditor Agreements and the Security Documents. The Collateral Agent holds the Collateral in
trust for the benefit of the Trustee and the Holders, in each case pursuant to the Security
Documents and the Intercreditor Agreements. Each Holder, by accepting this Note, consents and
agrees to the terms of the Security Documents (including the provisions providing for the
foreclosure and release of Collateral) and the Intercreditor Agreements as the same may be in
effect or may be amended from time to time in accordance with their terms and the Indenture and
authorizes and directs the Collateral Agent to enter into the Security Documents and the
Intercreditor Agreements, and to perform its obligations and exercise its rights thereunder in
accordance therewith.
6. Redemption and Repurchase
The Notes may not be redeemed except as set forth below:
Optional Redemption upon Equity Offerings. At any time on or prior to October 1, 2012, the
Issuer may on any one or more occasions redeem up to 35% of the aggregate principal amount of the
Notes issued under the Indenture at a redemption price of 109.625% of the principal amount of the
Notes, plus accrued and unpaid interest and Additional Interest, if any, to the redemption date, in
each case with the net cash proceeds of one or more Equity Offerings that
have not previously been used or designated for a different purpose under the Indenture; provided
that:
(1) at least 65% of the aggregate principal amount of Notes issued under the Indenture remains
outstanding immediately after the occurrence of such redemption; and
(2) the redemption occurs within 120 days of the date of the closing of such Equity Offering.
Redemption at Option of Issuer. At any time on or after October 1, 2013, the Issuer may on one
or more occasions redeem all or a part of the Notes, upon not less than 30 nor more than 60 days
notice, at the redemption prices (expressed as percentages of principal amount) set forth below
plus accrued and unpaid interest and Additional Interest, if any, to the redemption date, if
redeemed during the twelve-month period beginning on October 1 of the years indicated below:
Year | Percentage | |||
2013 |
104.813 | % | ||
2014 and thereafter |
100.00 | % |
In addition, at any time prior to October 1, 2013, the Issuer may redeem the Notes, at its
option, in whole at any time or in part from time to time, upon not less than 30 nor more than 60
days prior notice mailed by first-class mail to each holders registered address, at a redemption
price equal to 100% of the principal amount of the Notes redeemed plus the Applicable Premium as
of, and accrued and unpaid interest and Additional Interest, if any, to the applicable redemption
date.
Applicable Premium means with respect to any Note on any applicable redemption date, as
determined by the Issuer, the greater of:
(1) 1.0% of the outstanding principal amount of such Note; and
(2) the excess of (a) the present value at such redemption date of (i) the redemption price
of such Note at October 1, 2013 (such redemption price being set forth in the table
appearing above under Redemption at Option of Issuer) plus (ii) all required interest
payments due on such Note through October 1, 2013 (excluding accrued and unpaid interest),
computed using a discount rate equal to the Treasury Rate as of such redemption date plus
50 basis points, over (b) the then outstanding principal amount of such Note.
Treasury Rate means with respect to the Notes, as of the applicable redemption date, the yield to
maturity as of such redemption date of United States Treasury securities with a constant maturity
(as compiled and published in the most recent Federal Reserve Statistical Release H.15 (519) that
has become publicly available at least two Business Days prior to such redemption date (or, if such
Statistical Release is no longer published, any publicly available source of
similar market data)) most nearly equal to the period from such redemption date to October 1, 2013;
provided, however, that if the period from such redemption date to October 1, 2013 is less than one
year, the weekly average yield on actually traded United States Treasury securities adjusted to a
constant maturity of one year will be used.
7. Mandatory Redemption
The Issuer shall not be required to make any mandatory redemption or sinking fund payments
with respect to the Notes.
8. Denominations; Transfer; Exchange
The Notes are in registered form, without coupons, in denominations of $2,000 and whole
multiples of $1,000 in excess thereof. A Holder shall register the transfer of or exchange of Notes
in accordance with the Indenture. Upon any registration of transfer or exchange, the Registrar and
the Trustee may require a Holder, among other things, to furnish appropriate endorsements or
transfer documents and to pay any taxes required by law or permitted by the Indenture. The
Registrar need not register the transfer of or exchange any Notes selected for redemption (except,
in the case of a Note to be redeemed in part, the portion of the Notes not to be redeemed) or to
transfer or exchange any Notes for a period of 15 days prior to a selection of Notes to be
redeemed.
9. Persons Deemed Owners
The registered Holder of this Note shall be treated as the owner of it for all purposes. |
10. Unclaimed Money
If money for the payment of principal or interest remains unclaimed for two years, the Trustee
and a Paying Agent shall pay the money back to the Issuer at its written request unless an
abandoned property law designates another Person. After any such payment, the Holders entitled to
the money must look to the Issuer for payment as general creditors and the Trustee and a Paying
Agent shall have no further liability with respect to such monies.
11. Discharge and Defeasance
Subject to certain conditions, the Issuer at any time may terminate some of or all of its
obligations under the Notes and the Indenture if the Issuer deposits with the Trustee money or
Government Securities for the payment of principal of, and interest on the Notes to redemption, or
maturity, as the case may be.
12. Amendment, Waiver
Subject to certain exceptions set forth in the Indenture, the Indenture, the Guarantees, the
Security Documents, the Intercreditor Agreements and the Notes may be amended, or default may be
waived, with the consent of the Holders of a majority in principal amount of the outstanding Notes.
Without notice to or the consent of any Holder, the Issuer and the Trustee may amend or supplement
the Indenture, the Guarantees, the Security Documents, the
Intercreditor Agreements or the Notes to, among other things, cure any ambiguity, omission, defect
or inconsistency.
13. Defaults and Remedies
If an Event of Default occurs (other than an Event of Default relating to certain events of
bankruptcy, insolvency or reorganization of the Issuer) and is continuing, the Trustee or the
Holders of at least 25% in principal amount of the outstanding Notes, in each case, by written
notice to the Issuer (and to the Trustee if given by Holders), may declare the principal of,
premium, if any, and accrued but unpaid interest on all the Notes to be due and payable. If an
Event of Default relating to certain events of bankruptcy, insolvency or reorganization of the
Issuer occurs, the principal of, premium, if any, and interest on all the Notes shall become
immediately due and payable without any declaration or other act on the part of the Trustee or any
Holders. Under certain circumstances, the Holders of a majority in principal amount of the
outstanding Notes may rescind any such acceleration with respect to the Notes and its consequences.
14. Trustee Dealings with the Issuer
Subject to certain limitations imposed by the Trust Indenture Act, the Trustee under the
Indenture, in its individual or any other capacity, may become the owner or pledgee of Notes and
may otherwise deal with and collect obligations owed to it by the Issuer or its Affiliates and may
otherwise deal with the Issuer or its Affiliates with the same rights it would have if it were not
Trustee.
15. No Recourse Against Others
No director, officer, employee, incorporator or holder of any equity interests in the Issuer
or of any Subsidiary Guarantor or any direct or indirect parent corporation, as such, shall have
any liability for any obligations of the Issuer or the Subsidiary Guarantors under the Notes or
this Indenture or for any claim based on, in respect of, or by reason of, such obligations or their
creation. Each Holder of Notes by accepting a Note waives and releases all such liability.
16. Authentication
This Note shall not be valid until an authorized signatory of the Trustee (or an
authenticating agent) manually signs the certificate of authentication on the other side of this
Note.
17. Abbreviations
Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM
(=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of
survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors
Act).
18. Governing Law
THIS NOTE SHALL BE GOVERNED BY, AND CONSTRUED IN
ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.
19. CUSIP Numbers, ISINs and Common Codes
The Issuer has caused CUSIP numbers, ISINs and/or Common Codes to be printed on the Notes and
has directed the Trustee to use CUSIP numbers and ISINs and/or Common Codes in notices of
redemption as a convenience to the Holders. No representation is made as to the accuracy of such
numbers either as printed on the Notes or as contained in any notice of redemption and reliance may
be placed only on the other identification numbers placed thereon.
The Issuer will furnish to any Holder of Notes upon written request and without charge to the
Holder a copy of the Indenture which has in it the text of this Note.
ASSIGNMENT FORM
To assign this Note, fill in the form below:
I or we assign and transfer this Note to:
(Print or type assignees name, address and zip code)
(Insert assignees soc. sec. or tax I.D. No.)
and irrevocably appoint agent to transfer this Note on the books of the Issuer.
The agent may substitute another to act for him.
Date:
|
|
Your Signature: | |
Signature Guarantee:
Date:
|
|
|
||||||
Signature must be guaranteed by a participant in a recognized signature guaranty medallion program or other signature guarantor program reasonably acceptable to the Trustee | Signature of Signature Guarantee |
CERTIFICATE TO BE DELIVERED UPON TRANSFER, EXCHANGE
OR REGISTRATION OF TRANSFER RESTRICTED NOTES
OR REGISTRATION OF TRANSFER RESTRICTED NOTES
This
certificate relates to $___ principal amount of Notes held in (check applicable
space) ___ book-entry or ___ definitive form by the undersigned.
The undersigned (check one box below):
o | has requested the Registrar by written order to deliver in exchange for its beneficial interest in the Global Note held by the Depository a Note or Notes in definitive, registered form of authorized denominations and in an aggregate principal amount equal to its beneficial interest in such Global Note (or the portion thereof indicated above); |
o | has requested the Registrar by written order to exchange or register the transfer of a Note or Notes, including exchanges or transfers between Global Notes. |
In connection with any transfer of any of the Notes evidenced by this certificate occurring
prior to the expiration of the period referred to in Rule 144(d) under the Securities Act, the
undersigned confirms that such Notes are being transferred in accordance with its terms:
CHECK ONE BOX BELOW
(1 | ) | o | to the Issuer; or | |||
(2 | ) | o | to the Registrar for registration in the name of the Holder, without transfer; or | |||
(3 | ) | o | pursuant to an effective registration statement under the Securities Act of 1933; or | |||
(4 | ) | o | inside the United States to a qualified institutional buyer (as defined in Rule 144A under the Securities Act of 1933) that purchases for its own account or for the account of a qualified institutional buyer to whom notice is given that such transfer is being made in reliance on Rule 144A, in each case pursuant to and in compliance with Rule 144A under the Securities Act of 1933; or | |||
(5 | ) | o | outside the United States in an offshore transaction within the meaning of Regulation S under the Securities Act in compliance with Rule 904 under the Securities Act of 1933 and such Security shall be held immediately after the transfer through Euroclear or Clearstream until the expiration of the Restricted Period (as defined in the Indenture); or | |||
(6 | ) | o | to an institutional accredited investor (as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act of 1933) that has furnished to the Trustee a signed letter containing certain representations and agreements; or |
(7 | ) | o | pursuant to another available exemption from registration provided by Rule 144 under the Securities Act of 1933. |
Unless one of the boxes is checked, the Registrar will refuse to register any of the Notes
evidenced by this certificate in the name of any Person other than the registered Holder thereof;
provided, however, that if box (5), (6) or (7) is checked, the Registrar may require, prior to
registering any such transfer of the Notes, such legal opinions, certifications and other
information as the Issuer has reasonably requested to confirm that such transfer is being made
pursuant to an exemption from, or in a transaction not subject to, the registration requirements of
the Securities Act of 1933.
Date:
|
|
Your Signature: | |
Signature Guarantee:
Date:
|
|
|
||||||
Signature must be guaranteed by a participant in a recognized signature guaranty medallion program or other signature guarantor program reasonably acceptable to the Trustee | Signature of Signature Guarantee |
TO BE COMPLETED BY PURCHASER IF (4) ABOVE IS CHECKED.
The undersigned represents and warrants that it is purchasing this Note for its own account or
an account with respect to which it exercises sole investment discretion and that it and any such
account is a qualified institutional buyer within the meaning of Rule 144A under the Securities
Act of 1933, and is aware that the sale to it is being made in reliance on Rule 144A and
acknowledges that it has received such information regarding the Issuer as the undersigned has
requested pursuant to Rule 144A or has determined not to request such information and that it is
aware that the transferor is relying upon the undersigneds foregoing representations in order to
claim the exemption from registration provided by Rule 144A.
Date:
|
|
|
SCHEDULE OF INCREASES OR DECREASES IN GLOBAL NOTE |
The initial principal amount of this Global Note is $2,375,000. The following increases or
decreases in this Global Note have been made:
Principal amount of | ||||||||
Amount of decrease | Amount of increase | this Global Note | Signature of authorized | |||||
Date of | in Principal Amount | in Principal Amount | following such | signatory of Trustee or | ||||
Exchange | of this Global Note | of this Global Note | decrease or increase | Securities Custodian | ||||
OPTION OF HOLDER TO ELECT PURCHASE
If you want to elect to have this Note purchased by the Issuer pursuant to Section 4.06 (Asset
Sales and Event of Loss), Section 4.08 (Change of Control) or Sections 4.03(c)(xvii) and 4.17
(each, a Restricted Proceeds Offer) of the Indenture, check the box:
Asset Sales and Event of Loss o Change of Control o Restricted Proceeds Offer
If you want to elect to have only part of this Note purchased by the Issuer pursuant to
Section 4.06 (Asset Sales and Event of Loss), Section 4.08 (Change of Control) or Sections
4.03(c)(xvii) and 4.17 (each, a Restricted Proceeds Offer) of the Indenture, state the amount
($2,000 or an integral multiple of $1,000 in excess thereof):
$
Date:
|
|
Your Signature: | |
Signature Guarantee:
|
|