Attached files
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| EX-10.1 - AMENDMENT TO SUBACCOUNTING AGREEMENT - UNITED WESTERN BANCORP INC | exh10_1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
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Date
of report (Date of earliest event reported) February 24, 2010
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United
Western Bancorp, Inc.
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(Exact
Name of Registrant as Specified in Its Charter)
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Colorado
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(State
or Other Jurisdiction of Incorporation)
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0-21231
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84-1233716
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(Commission
File Number)
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(IRS
Employer Identification No.)
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700
Seventeenth Street, Suite 2100
Denver,
Colorado
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80202
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(303)
595-9898
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(Registrant’s
Telephone Number, Including Area Code)
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(Former
Name or Former Address, if Changed Since Last
Report)
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General
Instruction A.2. below):
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM
1.01 ENTRY INTO A
MATERIAL DEFINITIVE AGREEMENT
Effective
February 24, 2010, United Western Bank®, a subsidiary of United Western Bancorp,
Inc. (the “Company”) entered into First Amendment to Amended and Restated
Subaccounting Agreement, (the “Amendment”) which amends that certain Amended and
Restated Subaccounting Agreement dated as of June 27, 2009 (the “Agreement”),
with Equity Trust Company (“ETC”), Equity Administrative Services, Inc. (“EAS”)
and Sterling Administrative Services, LLC (“SAS”). The Amendment
revises the Agreement to, among other things, (a) require each parties’ written
consent prior to participating Bank Account (as defined in the
Agreement)deposits to a Third Party Bank; and (b) provide that ETC, EAS and SAS
may terminate the Agreement in the event United Western Bank becomes neither
“well capitalized” nor “adequately capitalized” as defined in the
Amendment.
The
foregoing description of the Amendment is only a summary and is qualified in its
entirety by reference to the full text of the Amendment, which is attached
hereto as Exhibit 10.1 and is hereby incorporated by reference into this Item
1.01.
ITEM
9.01 FINANCIAL
STATEMENTS AND EXHIBITS
(a) Exhibits.
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10.1
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First
Amendment to Amended and Restated Subaccounting Agreement entered into as
of February 24, 2010 between United Western Bank®, Equity Trust Company,
Equity Administrative Services, Inc., and Sterling Administrative
Services, LLC.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
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UNITED
WESTERN BANCORP, INC.
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Dated: March
4, 2010
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By:
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Name: Michael
J. McCloskey
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Title: Executive
Vice President and Chief Operating Officer
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EXHIBIT
INDEX
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10.1
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First
Amendment to Amended and Restated Subaccounting Agreement entered into as
of February 24, 2010 between United Western Bank®, Equity Trust Company,
Equity Administrative Services, Inc., and Sterling Administrative
Services, LLC.
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