SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): February 25, 2010
HALO
COMPANIES,
INC.
(Exact name of Company as
specified in its charter)
Delaware
(State
or other jurisdiction of incorporation)
| 000-15862 | 13-3018466 | |
| (Commission File Number) | (IRS Employer Identification No.) |
One Allen Center, Suite 500,
700 Central Expressway South, Allen, Texas 75013
(Address
of principal executive
offices)
(Zip
Code)
Company’s
telephone number, including area code: (214) 644-0065
__________________________
(Former name or
former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the Company under any of the following
provisions:
[
] Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425)
[
] Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
[
] Pre-commencement
communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
[ ] Pre-commencement communication pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)
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Item
8.01. Other
Events.
As
previously announced, on December 11, 2009 the name of the Company was formally
changed to Halo Companies, Inc., by means of a filing with the Delaware
Secretary of State.
Also as
previously announced, on December 11, 2009 the Company effected a 7.57 for one
(7.57:1) reverse stock split on the Company’s outstanding common stock as of
November 13, 2009, by means of a filing with the Delaware Secretary of
State.
Both of
these corporate actions -- the name change, and the 7.57 for one (7.57:1)
reverse stock split on the Company’s outstanding common stock -- have been
formally approved by FINRA, the Financial Industry Regulatory
Authority. FINRA approval was effective February 25,
2010.
As a consequence of these corporate
actions, the Company is now trading under the symbol “HALN.”
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SIGNATURES
Pursuant
to the requirements of Securities Exchange Act of 1934, the registrant had duly
caused this report to be signed on its behalf by the undersigned thereunto duly
authorized.
Dated: March
3, 2010
HALO
COMPANIES, INC.
By: _______________________________________
Brandon
C. Thompson
Chairman
of the Board,
Chief
Executive Officer and Director
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