Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - MACC PEI LIQUIDATING TRUST | form8kexh991_020310.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the
Securities
Exchange Act of 1934
|
Date of Report (Date
of earliest event reported)
|
February
1, 2010
|
|
MACC
PRIVATE EQUITIES INC.
|
|
(Exact
name of registrant as specified in its charter)
|
|
DELAWARE
|
0-24412
|
42-1421406
|
|
(State
or other jurisdiction
of
incorporation)
|
(Commission
File
Number)
|
(IRS
Identification
Employer
No.)
|
|
580
Second Street, Suite 102, Encinitas, California
|
92024
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
|
Registrant’s
telephone number, including area code
|
(760)
479-5080
|
|
Not
Applicable
|
|
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
|
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
As
previously reported in MACC Private Equities Inc. (the “Company”) Form 8-K
filed on December 18, 2009, the Company received a notice from the staff of the
Nasdaq Stock Market (“Nasdaq”) indicating
the Company was not in compliance with the Nasdaq Listing Rule 5605 because it
no longer complied with Nasdaq’s audit committee requirements due to the
resignation of Geoffrey T. Woolley as a director of the Company on December 8,
2009.
Consistent
with Listing Rule 5605(c)(4)(A), however, Nasdaq provided the Company a cure
period in order to regain compliance with Nasdaq Listing Rule
5605. On February 1, 2010, the Company received a notice from Nasdaq
indicating the Company is in compliance with Nasdaq Listing Rule 5605 based on
the appointment of Kevin J. Gadawski to the Company’s Board of Directors and
audit committee, as detailed in the Company’s 8-K dated January 28, 2010, and
the matter is now closed. A copy of said notice has been filed with
this 8-K as Exhibit 99.1, and is incorporated herein by reference.
Item
9.01. Financial Statements and Exhibits.
(d) Exhibits
99.1 Letter
to MACC Private Equities Inc. from Nasdaq, dated February 1,
2010.
SIGNATURES
|
|
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
| MACC PRIVATE EQUITIES INC. | |||
|
Date:
February 4, 2010
|
By:
|
/s/ Travis T. Prentice | |
| Travis T. Prentice | |||
| President and CEO | |||
Exhibit
Index
Exhibit
Number Description
99.1 Letter
to MACC Private Equities Inc. from Nasdaq, dated February 1,
2010.