Attached files
| file | filename |
|---|---|
| EX-16.1 - AIS FUTURES FUND IV LP | efc10-58_ex161.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): January 19, 2010
AIS
FUTURES FUND IV L.P.
(Exact
name of registrant as specified in its charter)
|
Delaware
|
000-52599
|
13-3909977
|
|
(State
or other jurisdiction
of
incorporation)
|
(Commission
file number)
|
(IRS
Employer
Identification
No.)
|
c/o
AIS FUTURES MANAGEMENT LLC.
187
Danbury Road, Suite 201
Wilton,
Connecticut 06897
(Address
of principal executive offices)
Registrant’s
telephone number, including area code: (203) 563-1180
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
|
[
]
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
[
]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
[
]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
|
|
(a)
|
On
January 19, 2010, AIS Futures Management LLC (the “Company”), general
partner of AIS Futures Fund IV L.P., (the “Fund”), with the
approval of the Company's principals, dismissed McGladrey &
Pullen, LLP (“McGladrey”) as the independent registered public accounting
firm for the Fund.
|
|
|
The
reports of McGladrey on the Fund’s financial statements for each of
the fiscal years ended December 31, 2007 and December 31, 2008
did not contain an adverse opinion or a disclaimer of opinion, and were
not qualified or modified as to uncertainty, audit scope or accounting
principles.
|
|
|
During
the fiscal years ended December 31, 2007 and December 31, 2008 and during
the period from December 31, 2008 through the date of this Form
8-K, the Company has had no disagreements with McGladrey on any matter of
accounting principles or practices, financial statement disclosure, or
auditing scope or procedure, which disagreements, if not resolved to the
satisfaction of McGladrey, would have caused it to make reference to the
subject matter thereof in connection with its report on the financial
statements of the Fund for such periods. There were no reportable events
(as defined in paragraphs (A) through (D) of Regulation S-K Item
304(a)(1)(v)) during the fiscal years ended December 31, 2007 and December
31, 2008 or during the period from December 31, 2008 through
the date of this Form 8-K.
|
|
|
The
Company, on behalf of the Fund, requested that McGladrey furnish it a
letter addressed to the Commission stating whether it agrees with the
above statements. A copy of that letter dated January 25, 2010,
is filed as an Exhibit hereto.
|
|
|
(b)
|
On
January 22, 2010, the Company, with the approval of its principals,
engaged Arthur F. Bell, Jr. & Associates, L.L.C. (“Arthur Bell”) to
serve as the independent registered public accounting firm of the
Fund. During the fiscal years ended December 31, 2007 and
December 31, 2008 and during the interim period from December 31,
2008 through the date of the engagement of Arthur Bell, the
Company has not consulted Arthur Bell on behalf of the Fund with respect
to any of the matters described in Regulation S-K Item 304(a)(2)(i) or
(ii).
|
|
|
|
Item
9.01 Financial Statements and Exhibits
(c)
Exhibits
|
Exhibit No.
|
Exhibit Description
|
|
16.1
|
Letter
of McGladrey & Pullen, LLP dated January 25, 2010 regarding the
disclosure contained in Item 4.01(a) of this Form
8-K.
|
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
Date:
January 25, 2010
|
AIS FUTURES FUND IV L.P.
|
|||
| By: | AIS Futures Management, LLC, General Partner | ||
|
|
By:
|
/s/ John Hummel | |
| Name: John Hummel | |||
| Title: President | |||
Exhibit
Index
|
Exhibit No.
|
Exhibit Description
|
|
16.1
|
Letter
of McGladrey & Pullen, LLP dated January 25, 2010 regarding the
disclosure contained in Item 4.01(a) of the this Form
8-K.
|