UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
January 22, 2010
Date of Report
(Date of earliest event reported)
(Date of earliest event reported)
True North Finance Corporation
(Exact Name of Registrant as Specified in Charter)
Delaware | 333-129919 | 20-3345780 | ||
(State or Other | (Commission File Number) | (IRS Employer | ||
Jurisdiction of | Identification No.) | |||
Incorporation) |
4999 France Avenue South, Suite 248, Minneapolis, Minnesota 55410
(Address of Principal Executive Offices) (ZIP Code)
Registrants telephone number, including area code: (952) 358-6120
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c)) |
Item 8.01 Other Events.
True North Finance Corporation (the Company) has entered into a contract with Buttonwood
Investment Services, LLC (BIS) to conduct an independent third party due diligence review of the
Company in preparation for the Companys new securities program, the offering of $100,000,000 Five
Year Notes Series A. BIS provides due diligence services in connection with public and private
securities offerings, focusing on alternative investments and direct participation programs. This
review is conducted on the behalf of the Company with the anticipation of distributing the review
to future broker/dealers interested in reviewing the Companys bond offering for inclusion in their
investment platform.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TRUE NORTH FINANCE CORPORATION |
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Date: January 22, 2010 | By: | /s/ Todd A. Duckson | ||
TODD A. DUCKSON, | ||||
President of the Company | ||||