LIGHTING SCIENCE GROUP CORP - FORM S-1/A - EX-99.6 - FORM OF NOMINEE HOLDER CERTIFICATION - January 12, 2010

Attached files

file filename
S-1/A - AMENDMENT NO. 1 TO THE FORM S-1 - LIGHTING SCIENCE GROUP CORPds1a.htm
EX-23.2 - CONSENT OF TURNER, STONE & COMPANY, L.L.P - LIGHTING SCIENCE GROUP CORPdex232.htm
EX-4.16 - FORM OF WARRANT OFFERED HEREBY - LIGHTING SCIENCE GROUP CORPdex416.htm
EX-4.15 - SPECIMEN SERIES D NON-CONVERTIBLE PREFERRED STOCK CERTIFICATE - LIGHTING SCIENCE GROUP CORPdex415.htm
EX-4.14 - SPECIMEN COMMON STOCK CERTIFICATE - LIGHTING SCIENCE GROUP CORPdex414.htm
EX-4.17 - FORM OF SUBSCRIPTION CERTIFICATE - LIGHTING SCIENCE GROUP CORPdex417.htm
EX-5.1 - OPINION OF HAYNES AND BOONE, LLP - LIGHTING SCIENCE GROUP CORPdex51.htm
EX-23.1 - CONSENT OF MCGLADREY & PULLEN, LLP - LIGHTING SCIENCE GROUP CORPdex231.htm
EX-99.4 - FORM OF NOTICE TO CLIENTS OF STOCKHOLDERS WHO ARE ACTING AS NOMINEES - LIGHTING SCIENCE GROUP CORPdex994.htm
EX-99.3 - FORM OF NOTICE TO STOCKHOLDERS WHO ARE ACTING AS NOMINEES - LIGHTING SCIENCE GROUP CORPdex993.htm
EX-99.1 - FORM OF INSTRUCTIONS AS TO USE OF SUBSCRIPTION RIGHTS CERTIFICATES - LIGHTING SCIENCE GROUP CORPdex991.htm
EX-99.5 - FORM OF BENEFICIAL OWNERS ELECTION FORM - LIGHTING SCIENCE GROUP CORPdex995.htm
EX-99.2 - FORM OF NOTICE TO STOCKHOLDERS WHO ARE RECORD HOLDERS - LIGHTING SCIENCE GROUP CORPdex992.htm

Exhibit 99.6

FORM OF NOMINEE HOLDER CERTIFICATION

LIGHTING SCIENCE GROUP CORPORATION

LOGO

The undersigned, a broker, dealer, custodian bank, trust company or other nominee of non-transferable subscription rights (the “Subscription Rights”) to purchase units of securities (the “Units”) of Lighting Science Group Corporation (the “Company”) pursuant to the rights offering (the “Rights Offering”) described and provided for in the Company’s Prospectus dated January     , 2010 hereby certifies to the Company and to American Stock Transfer & Trust Company, LLC, as Subscription Agent for the Rights Offering, that: (1) the undersigned has exercised, on behalf of the beneficial owners thereof (which may include the undersigned), the number of Subscription Rights specified below pursuant to the Basic Subscription Right (as defined in the Prospectus) and, on behalf of beneficial owners of Subscription Rights who have subscribed for the purchase of additional Units pursuant to the Over-Subscription Right, the number of Units specified below pursuant to the Over-Subscription Right (as defined in the Prospectus), listing separately below each such exercised Basic Subscription Right and the corresponding Over-Subscription Right (without identifying any such beneficial owner), and (2) to the extent a beneficial owner has elected to subscribe for Units pursuant to the Over-Subscription Right, each such beneficial owner’s Basic Subscription Right has been exercised in full:

 

Number of Shares of Common Stock Owned
on the Record Date*

   

Number of Units Subscribed for
Pursuant to the Basic

Subscription Right

   

Number of Units Subscribed for
Pursuant to the Over-Subscription

Right

1.

      

2.

      

3.

      

4.

      

5.

      

6.

      

7.

      

8.

      

9.

      

10.

      

 

* In accordance with the terms of the Rights Offering, includes shares of common stock issuable upon the conversion or exercise of outstanding shares of 6% Convertible Preferred Stock, Series B Preferred Stock or warrants to purchase common stock.

 

 

   

 

Name of Nominee Holder

    DTC Participant Number

By:

   

 

Name:

    DTC Subscription Confirmation Numbers

Title:

Phone Number:

Fax Number:

   

Dated:

  
  

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