Attached files
file | filename |
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EX-99.4 - UNAUDITED PRO FORMA - PENINSULA GAMING - PENINSULA GAMING CORP. | proforma.htm |
EX-99.2 - AUDITED FINANCIALS OF BELLE OF ORLEANS JAN-OCT 2009 - PENINSULA GAMING CORP. | financials2009.htm |
EX-99.3 - UNAUDITED FINANCIALS OF BELLE OF ORLEANS FOR NINE MONTH PERIOD ENDED SEPT 2008 - PENINSULA GAMING CORP. | thirdqtrfinancials.htm |
EX-99.1 - AUDITED FINANCIALS OF BELLE OF ORLEANS 2008 - PENINSULA GAMING CORP. | auditedfinancials2008.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
________________________
FORM
8-K
(Amendment
No. 1)
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of
report (Date of earliest event reported): October 22, 2009
Peninsula
Gaming, LLC
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Peninsula
Gaming Corp.
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(Exact
name of registrant as
specified
in its charter)
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(Exact
name of registrant as
specified
in its charter)
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Delaware
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Delaware
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(State
or other jurisdiction of
incorporation
or organization)
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(State
or other jurisdiction of
incorporation
or organization)
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20-0800583
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25-1902805
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(I.R.S.
Employer Identification No.)
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(I.R.S.
Employer Identification No.)
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301
Bell Street
Dubuque,
Iowa 52001
(Address
of executive offices, including zip code)
(563)
690-4975
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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This
Amendment No. 1 amends the Current Report on Form 8-K, dated October 22, 2009,
of Peninsula Gaming, LLC (the “Company”) and Peninsula Gaming Corp. filed with
the U.S. Securities and Exchange Commission on October 23, 2009, relating to the
acquisition (the “Acquisition”) by the Company of all of the outstanding limited
liability company interests of Belle of Orleans, L.L.C. d/b/a Amelia Belle
Casino (“ABC”), to include the information set forth below:
Item
9.01. Financial Statements and Exhibits
(a) Financial Statements of Businesses
Acquired.
The
audited financial statements of ABC for the years ended December 31, 2008 and
2007 are attached hereto as Exhibit 99.1 and are incorporated herein by
reference. The audited financial statements of ABC for the period from January
1, 2009 through October 22, 2009 are attached hereto as Exhibit 99.2 and are
incorporated herein by reference. The unaudited financial statements of ABC for
the nine-month period ended September 30, 2008 are attached hereto as Exhibit
99.3 and are incorporated herein by reference.
(b) Pro Forma Financial
Information.
The
unaudited pro forma condensed combined balance sheet and statement of operations
as of and for the nine-month period ended September 30, 2009 and unaudited pro
forma condensed combined statement of operations for the year ended December 31,
2008 of the Company and its subsidiaries, in each case, after giving effect to
the Acquisition are attached hereto as Exhibit 99.4 and are incorporated herein
by reference.
(c) Exhibits.
Exhibit No.
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Description
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99.1
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Audited
Financial Statements of Belle of Orleans, L.L.C. for the years ended
December 31, 2008 and 2007.
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99.2
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Audited
Financial Statements of Belle of Orleans, L.L.C. for the period from
January 1, 2009 through October 22, 2009.
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99.3
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Unaudited
Condensed Financial Statements of Belle of Orleans, L.L.C. for the
nine-month period ended September 30, 2008.
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99.4
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Unaudited
Pro Forma Condensed Combined Balance Sheet and Statement of Operations as
of and for the nine-month period ended September 30, 2009 and Unaudited
Pro Forma Condensed Combined Statement of Operations for the year ended
December 31, 2008 of Peninsula Gaming, LLC and its
subsidiaries.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: January
6, 2010
PENINSULA
GAMING, LLC
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By:
/s/ M. Brent Stevens
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Name:
M. Brent Stevens
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Title:
Chief Executive Officer
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PENINSULA
GAMING CORP.
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By:
/s/ M. Brent Stevens
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Name:
M. Brent Stevens
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Title:
Chief Executive Officer
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