Attached files
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EX-99.1 - EX-99.1 - CIFC Corp. | exhibit1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): | December 7, 2009 |
DEERFIELD CAPITAL CORP.
__________________________________________
(Exact name of registrant as specified in its charter)
Maryland | 1-32551 | 20-2008622 |
_____________________ (State or other jurisdiction |
_____________ (Commission |
______________ (I.R.S. Employer |
of incorporation) | File Number) | Identification No.) |
6250 North River Road, Rosemont, Illinois | 60018 | |
_________________________________ (Address of principal executive offices) |
___________ (Zip Code) |
Registrants telephone number, including area code: | (773) 380-1600 |
Not Applicable
______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On Monday, December 7, 2009, Deerfield Capital Corp. (the "Company") completed the voluntary transfer of the listing of its common stock from the NYSE Amex LLC to the NASDAQ Stock Market LLC (the "NASDAQ"). The Company’s common stock commenced trading on the NASDAQ on December 7, 2009 under the same ticker symbol, DFR.
A copy of the Company’s press release announcing the completion of its transfer to the NASDAQ is attached hereto as Exhibit 99.1 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The following exhibits are filed with this Current Report on Form 8 K:
99.1 Press Release issued by the Company on December 7, 2009
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DEERFIELD CAPITAL CORP. | ||||
December 7, 2009 | By: |
/s/ Robert A. Contreras
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Name: Robert A. Contreras | ||||
Title: Senior Vice President, General Counsel and Secretary |
Exhibit Index
Exhibit No. | Description | |
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99.1
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Press Release issued by the Company on December 7, 2009 |