Attached files
| file | filename |
|---|---|
| 8-K - Pure Earth, Inc. | v168194_8k.htm |
| EX-3.1 - Pure Earth, Inc. | v168194_ex3-1.htm |
| EX-4.5 - Pure Earth, Inc. | v168194_ex4-5.htm |
| EX-4.1 - Pure Earth, Inc. | v168194_ex4-1.htm |
| EX-4.2 - Pure Earth, Inc. | v168194_ex4-2.htm |
| EX-4.3 - Pure Earth, Inc. | v168194_ex4-3.htm |
Exhibit
4.4
November
24, 2009
Fidus
Mezzanine Capital, L.P.
190 S.
LaSalle Street
Suite 2140
Chicago,
IL 60603
Re: Issuance of
Series C Convertible Preferred Stock
Gentlemen:
Pure
Earth, Inc. (the “Company”)
proposes to issue Series C Convertible Preferred Stock (“Series C
Shares”) to Fidus Mezzanine Capital, L.P. (“FMC”). The
Series C Shares are convertible into the Company’s common stock at FMC’s option
and, under certain circumstances, at the Company’s option (i.e., a mandatory
conversion).
In order to minimize your state
reporting burdens, we have agreed that the Company will not effect a mandatory
conversion of your Series C Shares to the extent that doing so would result in
your holding greater than 4.9% of our issued and outstanding common stock after
giving effect to any such mandatory conversion.
|
Sincerely,
|
||
|
PURE
EARTH, INC.
|
||
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By:
|
/s/ Brent
Kopenhaver
|
|
Acknowledge
and Agreed:
FIDUS
MEZZANINE CAPITAL, L.P.
By: Fidus
Mezzanine Capital GP, LLC, its General Partner
|
By:
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/s/ Edward H. Ross
|
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Printed Name:
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Edward H. Ross
|
|
Title:
|
Managing
Partners
|
One
Neshaminy Interplex, Suite 201 ∙ Trevose, PA 19053 ∙ Phone 215 639 8755 ∙ Fax
215 639 8756
www.pureearthinc.com