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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 10-K
FOR ANNUAL AND TRANSITION REPORTS
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED: DECEMBER 31, 2003
or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Commission file number:
333-64131
333-89425
333-68848
333-106428
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CHASE FUNDING, INC.
(Issuer in respect of Chase Funding Mortgage Loan Asset-Backed Certificates
Series 1999-1, Series 1999-2, Series 1999-3, Series 1999-4, Series 2000-1,
Series 2000-2, Series 2000-3, Series 2001-1, Series 2001-2, Series 2001-3,
Series 2001-4, Series 2002-1, Series 2002-2, Series 2002-3, Series 2002-4,
Series 2003-1, Series 2003-2, Series 2003-3, Series 2003-4, Series 2003-5,
Series 2003-6, Series 2001-AD1, Series 2001-C1, Series 2001-C2, Series 2001-C3,
Series 2002-C1, Series 2003-C1, Series 2003-C2 and Series 2001-FF1)
(the "Certificates")
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(Exact name of Registrant as specified in its charter)
New York 13-3436103
- ------------------------------ -------------------
(State or other jurisdiction ) (I.R.S. Employer
of incorporation Identification No.)
343 Thornall Street, Edison, NJ 08837
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (732) 205-0600
Securities registered pursuant to Section 12(b) of the Act: NONE
Securities registered pursuant to Section 12(g) of the Act: NONE
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports) and (2) has been subject to such
filing requirements for the past 90 days. Yes: X No:
--- ---
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. Yes: X No:
--- ---
State the aggregate market value of the voting stock held by
non-affiliates of the Registrant. The aggregate market value shall be computed
by reference to the price at which the stock was sold, or the average bid and
asked priced of such stock, as of a specified date within 60 days prior to the
date of filing. NOT APPLICABLE.
Introductory Note
This Annual Report on Form 10-K is filed pursuant to Sections 13 and
15(d) of the Securities Exchange Act of 1934, as amended, in the manner
described in a "no-action" letter issued by the Office of the Chief Counsel to
Chase Funding, Inc. (formerly known as Chemical Mortgage Securities, Inc.) dated
May 24, 1988 (the "Exemption Order"). Accordingly, responses to certain items
have been omitted from or modified in this Annual Report.
The Mortgage Loan Asset-Backed Certificates, Series 1999-1, Series
1999-2, Series 1999-3, Series 1999-4, Series 2000-1, Series 2000-2, Series
2000-3, Series 2001-1, Series 2001-2, Series 2001-3, Series 2001-4, Series
2002-1, Series 2002-2, Series 2002-3, Series 2002-4, Series 2003-1, Series
2003-2, Series 2003-3, Series 2003-4, Series 2003-5, Series 2003-6 and its Chase
Funding Loan Acquisition Trust Mortgage Loan Asset-Backed Certificates, Series
2001-AD1, Series 2001-C1, Series 2001-C2, Series 2001-C3, Series 2002-C1, Series
2003-C1, Series 2003-C2 and Series 2001-FF1 (each a "Series"), each represent
the entire beneficial ownership interest in a trust fund (the "Trust Fund")
consisting, among other things, of a segregated pool of subprime one- to
four-family first-lien or second lien mortgage loans (the "Mortgage Loans").
PART I
Item 1. Business.
Omitted.
Item 2. Properties.
Information regarding the mortgaged properties is included in the
Accountant's Report and the Annual Statement of Compliance filed under Item 14
hereof, as discussed in Item 14.
Item 3. Legal Proceedings.
The registrant knows of no material pending legal proceedings with
respect to the Trust Fund for any Series, involving the registrant, the Trust
Fund, the related trustee) and Chase Manhattan Mortgage Corporation (the
"Seller" and "Servicer"), other than ordinary routine litigation incidental to
duties of the registrant, Trustee, Seller or the Servicer under the applicable
pooling and servicing agreement for Series 1999-1, Series 1999-2, Series 1999-3,
Series 1999-4, Series 2000-1, Series 2000-2, Series 2000-3, Series 2001-1,
Series 2001-2, Series 2001-3, Series 2001-4, Series 2002-1, Series 2002-2,
Series 2002-3, Series 2002-4, Series 2003-1, Series 2003-2, Series 2003-3,
Series 2003-4, Series 2003-5, Series 2003-6 and its Chase Funding Loan
Acquisition Trust Mortgage Loan Asset-Backed Certificates, Series 2001-AD1,
Series 2001-C1, Series 2001-C2, Series 2001-C3, Series 2002-C1, Series 2003-C1,
Series 2003-C2 and Series 2001-FF1.
Item 4. Submission of Matters to a Vote of Security Holders.
No matter was submitted to a vote of Certificateholders for any Series
during the fiscal year covered by this report.
PART II
Item 5. Market for Registrant's Common Equity and Related Stockholder
Matters.
(a) (1) To the knowledge of the Registrant, there is no
established public market for the Certificates of any
Series.
(2) To the knowledge of the Registrant, there are no
reported high and low bid quotations for any of the
Certificates.
(b) The records of The Depository Trust Company ("DTC") indicate
that as of December 31, 2003, the following Series had the
following number of holders of record:
Series 1999-1: 20
Series 1999-2: 40
Series 1999-3: 25
Series 1999-4: 32
Series 2000-1: 25
Series 2000-2: 33
Series 2000-3: 46
Series 2001-1: 33
Series 2001-2: 46
Series 2001-3: 63
Series 2001-4: 46
Series 2002-1: 74
Series 2002-2: 88
Series 2002-3: 67
Series 2002-4: 58
Series 2003-1: 78
Series 2003-2: 88
Series 2003-3: 79
Series 2003-4: 132
Series 2003-5: 131
Series 2003-6: 100
Series 2001-AD1: 33
Series 2001-C1: 25
Series 2001-C2: 35
Series 2001-C3: 18
Series 2002-C1: 57
Series 2003-C1: 59
Series 2003-C2: 9
Series 2001-FF1: 19
Item 6. Selected Financial Data.
Omitted.
Item 7. Management's Discussion and Analysis of Financial Condition
and Results of Operations.
Omitted.
Item 7A. Quantitative and Qualitative Disclosures About Market Risk
Not applicable.
Item 8. Financial Statements and Supplementary Data.
Omitted.
Item 9. Changes in and Disagreements with Accountants on Accounting
and Financial Disclosure.
None.
PART III
Item 10. Directors and Executive Officers of the Registrant.
Omitted.
Item 11. Executive Compensation.
Omitted.
Item 12. Security Ownership of Certain Beneficial Owners and Management.
The records of DTC indicate that as of December 31, 2003, there were
the following holders of record with more than 5% of each class of each series
of Certificates:
- ----------------------------------------------------------------------------------------------------------------------
Series/Class Name & Address of Participant Original Certificate % of Class
Principal Balance
- ----------------------------------------------------------------------------------------------------------------------
1999-1
- ----------------------------------------------------------------------------------------------------------------------
Class IA-3 The Bank of New York $ 6,450,000.00 50.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 6,450,000.00 50.00%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 JPMorgan Chase Bank $ 8,000,000.00 66.67%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank/Private Banking Division $ 4,000,000.00 33.33%
333 West 34th Street, 5th Floor
New York, NY 10001
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 Wells Fargo Bank Minnesota, N.A. $ 11,000,000.00 84.62%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,000,000.00 15.38%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 JPMorgan Chase Bank $ 6,987,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 Citibank, N.A. $ 2,275,000.00 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Class IB JPMorgan Chase Bank $ 2,438,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 JPMorgan Chase Bank $ 66,650,000.00 48.07%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 37,000,000.00 26.69%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 35,000,000.00 25.24%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 Pershing LLC $ 7,625,000.00 43.26%
International Services Division
1 Pershing Plaza
Jersey City, NJ 07399
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 6,875,000.00 39.01%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 3,125,000.00 17.73%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 The Bank of New York $ 11,750,000.00 100.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IIB State Street Bank and Trust Company $ 5,500,000.00 66.87%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Lehman Brothers, Inc. $ 2,000,000.00 24.32%
70 Hudson Street
Jersey City, NJ 07302
- ----------------------------------------------------------------------------------------------------------------------
Bank One Trust Company, N.A. - State $ 500,000.00 6.08%
340 South Cleveland Ave.
Building 350
Columbus, OH
43240
- ----------------------------------------------------------------------------------------------------------------------
1999-2
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 Citibank, N.A. $ 10,441,000.00 53.71%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
M&I Marshall & Isley Bank $ 2,170,000.00 11.16%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,000,000.00 10.29%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 1,900,000.00 9.77%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
U.S. Bank N.A. $ 1,200,000.00 6.17%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 Wells Fargo Bank Minnesota, N.A. $ 10,000,000.00 41.67%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 7,000,000.00 29.17%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,765,000.00 15.69%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Brown Brothers Harriman & Co. $ 1,290,000.00 5.38%
63 Wall Street, 8th Fl.
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 JPMorgan Chase Bank $ 9,000,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 Citibank, N.A. $ 3,750,000.00 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,750,000.00 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IB Wachovia Bank N.A. $ 3,000,000.00 54.55%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,500,000.00 45.45%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 JPMorgan Chase Bank $ 198,950,000.00 61.41%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 69,275,000.00 21.38%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 37,725,000.00 11.65%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 18,000,000.00 5.56%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 State Street Bank and Trust Company $ 13,000,000.00 57.02%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 5,000,000.00 21.93%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
UMB Bank, National Association $ 5,000,000.00 21.93%
928 Grand Blvd.
Kansas City, MO 64106
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 The Bank of New York $ 8,050,000.00 44.60%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Citigroup Global Markets Inc./Salomon $ 5,000,000.00 27.70%
Brothers
333 W 34th Street, 3rd Floor
New York, NY 10001
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 5,000,000.00 27.70%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
Class IIB Deutsche Bank Trust Company Americas $ 7,000,000.00 46.05%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,000,000.00 32.89%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,200,000.00 21.05%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
1999-3
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 JPMorgan Chase Bank $ 12,000,000.00 66.67%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 6,000,000.00 33.33%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 The Bank of New York $ 6,000,000.00 55.30%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 4,850,000.00 44.70%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 The Bank of New York $ 12,150,000.00 100.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 JPMorgan Chase Bank $ 3,750,000.00 55.56%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,000,000.00 44.44%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 Mellon Trust of New England, NA $ 2,000,000.00 53.88%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 1,712,000.00 46.12%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
Class IB-1 Wachovia Bank N.A. - Phila. Main $ 1,538,000.00 50.63%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 1,500,000.00 49.37%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 Mellon Trust of New England, NA $ 72,525,000.00 35.03%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 55,000,000.00 26.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 41,120,000.00 19.86%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 17,500,000.00 8.45%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Class IIB Wachovia Bank N.A. - Phila. Main $ 6,025,000.00 54.65%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 4,000,000.00 36.28%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 1,000,000.00 9.07%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 JPMorgan Chase Bank $ 14,225,000.00 89.32%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 1,700,000.00 10.68%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 Wachovia Bank N.A. - Phila. Main $ 5,525,000.00 50.11%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,500,000.00 49.89%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
1999-4
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 The Bank of New York $ 9,000,000.00 56.25%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 5,000,000.00 31.25%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
Brown Brothers Harriman & Co. $ 1,000,000.00 6.25%
63 Wall Street, 8th Fl.
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 1,000,000.00 6.25%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 U.S. Bank N.A. $ 4,140,000.00 35.57%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 3,500,000.00 30.07%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,550,000.00 21.91%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 850,000.00 7.30%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
UBS Financial Services Inc. $ 600,000.00 5.15%
1200 Harbor Blvd.
Weehawken, NJ 07086
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 Brown Brothers Harriman & Co. $ 5,800,000.00 48.49%
63 Wall Street, 8th Fl.
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,000,000.00 16.72%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 3,500,000.00 29.26%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 660,000.00 5.52%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 JPMorgan Chase Bank $ 2,000,000.00 43.96%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 1,400,000.00 30.77%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
U.S. Bank N.A. $ 1,150,000.00 25.27%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 Citibank, N.A. $ 1,000,000.00 34.19%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 1,025,000.00 35.04%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 900,000.00 30.77%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
Class IB JPMorgan Chase Bank $ 2,025,000.00 69.23%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 900,000.00 30.77%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 Investors Bank & Trust Company $ 66,000,000.00 32.16%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 62,000,000.00 30.21%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 40,200,000.00 19.59%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 14,000,000.00 6.82%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 14,000,000.00 6.82%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 JPMorgan Chase Bank $ 14,760,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 JPMorgan Chase Bank $ 7,440,000.00 71.26%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 3,000,000.00 28.74%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
Class IIB Wachovia Bank N.A. - Phila. Main $ 9,600,000.00 100.00%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
2000-1
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 State Street Bank and Trust Company $ 12,000,000.00 70.59%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 5,000,000.00 29.41%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 The Bank of New York $ 7,170,000.00 70.50%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 3,000,000.00 29.50%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 JPMorgan Chase Bank $ 9,830,000.00 83.09%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,000,000.00 16.91%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 Deutsche Bank Trust Company Americas $ 2,800,000.00 71.79%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
UBS Financial Services Inc. $ 600,000.00 15.38%
1200 Harbor Blvd.
Weehawken, NJ 07086
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 500,000.00 12.82%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 JPMorgan Chase Bank $ 2,225,000.00 52.66%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
PNC Bank, National Association $ 1,725,000.00 40.83%
8800 Tinicum Blvd.
Philadelphia, PA 19153
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 275,000.00 6.51%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Class IB Barclays Capital Inc./Barclays Bank PLC, $ 2,000,000.00 55.94%
London Branch
222 Broadway
New York, NY 10038
- ----------------------------------------------------------------------------------------------------------------------
Barclays Capital Inc./Barclays Bank PLC, $ 1,575,000.00 44.06%
London Branch
222 Broadway
New York, NY 10038
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 Merrill, Lynch, Pierce Fenner & Smith $ 165,000,000.00 68.92%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 29,400,000.00 12.28%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York/JP Morgan PPB $ 25,000,000.00 10.44%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 20,000,000.00 8.35%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 JPMorgan Chase Bank $ 16,100,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 JPMorgan Chase Bank $ 5,300,000.00 39.85%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
LBI - Lehman Government Securities Inc. $ 4,000,000.00 30.08%
(LBI)
70 Hudson Street
Jersey City, NJ 07302
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 4,000,000.00 30.08%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Class IIB The Bank of New York $ 4,500,000.00 40.18%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 3,200,000.00 28.57%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,500,000.00 31.25%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
2000-2
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 The Bank of New York $ 10,200,000.00 49.76%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 5,050,000.00 24.63%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 1,800,000.00 8.78%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
M&I Marshall & Isley Bank $ 1,750,000.00 8.54%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 The Bank of New York $ 15,338,000.00 94.21%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 JPMorgan Chase Bank $ 12,420,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 JPMorgan Chase Bank $ 4,050,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 JPMorgan Chase Bank $ 3,712,500.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IB Deutsche Bank Trust Company Americas $ 3,037,500.00 100.00%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 JPMorgan Chase Bank $ 106,620,000.00 38.15%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Merrill, Lynch, Pierce Fenner & Smith $ 100,000,000.00 35.78%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 99,065,000.00 35.44%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 39,205,000.00 14.03%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 30,500,000.00 10.91%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 UBS Warburg LLC/CMC $ 17,875,000.00 100.00%
299 Park Avenue
New York, NY 10171
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 JPMorgan Chase Bank $ 10,000,000.00 64.78%
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 3,687,500.00 23.89%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California Capital Markets $ 1,750,000.00 11.34%
445 S. Figuero Street, 11th Floor
Los Angelas, CA 90071
- ----------------------------------------------------------------------------------------------------------------------
Class IIB Deutsche Bank Trust Company Americas $ 4,187,500.00
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 4,000,000.00 32.82%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 4,000,000.00 32.82%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
2000-3
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 JPMorgan Chase Bank $ 15,000,000.00 56.60%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 3,800,000.00 14.34%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 3,030,000.00 11.43%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,900,000.00 10.94%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 JPMorgan Chase Bank $ 20,250,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 Mellon Trust of New England, NA $ 7,200,000.00 48.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 4,000,000.00 26.67%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 1,300,000.00 8.67%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 The Bank of New York $ 2,600,000.00 72.22%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Bank One, Oklahoma, N.A. $ 1,000,000.00 27.78%
100 N. Broadway - 6th Floor
Safekeeping
Oklahoma, OK 73102
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 State Street Bank and Trust Company $ 1,600,000.00 50.00%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 500,000.00 15.63%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
The Fifth Third Bank $ 500,000.00 15.63%
38 Fountain Square Plaza
Cincinnati, OH 45263
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 450,000.00 14.06%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
Class IB JPMorgan Chase Bank/ $ 2,000,000.00 62.50%
Correspondence Clearing Services 2
Proxy/Class Actions/Bankruptcy
14201 Dallas Parkway
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 1,200,000.00 37.50%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Class IIA1 State Street Bank and Trust Company $ 293,550,000.00 60.95%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Merrill, Lynch, Pierce Fenner & Smith $ 200,000,000.00 41.53%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 67,700,000.00 14.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 48,100,000.00 9.99%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 25,350,000.00 5.26%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 State Street Bank and Trust Company $ 15,300,000.00 49.68%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
UBS Warburg LLC/CMC $ 11,800,000.00 38.31%
299 Park Avenue
New York, NY 10171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,100,000.00 10.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 Citibank, N.A. $ 10,000,000.00 37.59%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 7,600,000.00 28.57%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 5,000,000.00 18.80%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 2,000,000.00 7.52%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,000,000.00 7.52%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IIB Wells Fargo Bank Minnesota, N.A. $ 21,000,000.00 100.00%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
2001-1
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 Wachovia Securities, LLC/Custody $ 8,250,000.00 42.31%
One New York Plaza
New York, NY 10292
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 5,500,000.00 28.21%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,240,000.00 11.49%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,085,000.00 10.69%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 1,175,000.00 6.03%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 JPMorgan Chase Bank $ 11,476,250.00 69.65%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
SEI Trust Company $ 5,000,000.00 30.35%
1 Freedom Valley Drive
Oaks, PA 19456
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 JPMorgan Chase Bank $ 6,086,250.00 49.14%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 6,000,000.00 48.44%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 The Bank of New York $ 4,387,500.00 100.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 JPMorgan Chase Bank $ 2,712,500.00 73.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Fleet National Bank $ 1,000,000.00 26.94%
159 East Main Street
Rochester, NY 14638
- ----------------------------------------------------------------------------------------------------------------------
Class IB JPMorgan Chase Bank $ 3,037,500.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 Investors Bank & Trust Company $ 217,000,000.00 50.94%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 96,000,000.00 22.54%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 84,800,000.00 19.91%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 JPMorgan Chase Bank $ 14,700,000.00 58.33%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 5,500,000.00 21.83%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 5,000,000.00 19.84%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 JPMorgan Chase Bank $ 6,650,000.00 32.60%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 5,000,000.00 24.51%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 3,575,000.00 17.52%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
UMB Bank, National Association $ 3,400,000.00 16.67%
928 Grand Blvd.
Kansas City, MO 64106
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 1,125,000.00 5.51%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
Class IIB JPMorgan Chase Bank $ 4,200,000.00 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 4,200,000.00 50.00%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
2001-2
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 PNC Bank, National Association $ 6,410,000.00 29.47%
8800 Tinicum Blvd
Philadelphia, PA 19153
- ----------------------------------------------------------------------------------------------------------------------
Comercia Bank $ 4,800,000.00 22.07%
411 West Lafayette
Mail Code 3404
Detroit, MI 48226
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,800,000.00 17.47%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,500,000.00 16.09%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 1,550,000.00 7.13%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 State Street Bank and Trust Company $ 16,030,000.00 100.00%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 Bank of New York/Investment Account $ 12,420,000.00 100.00%
(Participant Contact Not Found)
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 JPMorgan Chase Bank $ 2,050,000.00 50.62%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Bank of New York/Investment Account $ 2,000,000.00 49.38%
(Participant Contact Not Found)
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 JPMorgan Chase Bank $ 4,050,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Class IB JPMorgan Chase Bank $ 2,700,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 Federal Home Loan Mortgage $ 150,280,000.00 100.00%
Corporation/Retained -
Participant Contact Info Not Found
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-2 Merrill, Lynch, Pierce Fenner & Smith $ 93,000,000.00 30.49%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 74,280,000.00 24.36%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 45,200,000.00 14.82%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 30,000,000.00 9.84%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 28,000,000.00 9.18%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 25,500,000.00 8.36%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 DBTC Americas/DBAG London $ 7,000,000.00 25.89%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 7,000,000.00 25.89%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 6,000,000.00 22.19%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 4,537,500.00 16.78%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,000,000.00 7.40%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 The Bank of New York $ 12,252,500.00 71.02%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 5,000,000.00 28.98%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Class IIB Wells Fargo Bank Minnesota, N.A. $ 4,500,000.00 29.13%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 4,000,000.00 25.89%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,950,000.00 25.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 3,000,000.00 19.42%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
2001-3
- ----------------------------------------------------------------------------------------------------------------------
Class IA-3 M&I Marshall & Isley Bank $ 13,000,000.00 33.33%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 12,000,000.00 30.77%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 4,690,000.00 12.03%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 3,790,000.00 9.72%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 3,000,000.00 7.69%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 JPMorgan Chase Bank $ 11,650,000.00 35.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Barclays Global Investors N.A/ $ 3,000,000.00 9.16%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 2,655,000.00 8.11%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,520,000.00 7.69%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Comercia Bank $ 2,500,000.00 7.63%
411 West Lafayette
Mail Code 3404
Detroit, MI 48226
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,450,000.00 7.48%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 Union Bank of California, N.A. $ 12,477,250.00 39.64%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 10,000,000.00 31.77%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,000,000.00 15.88%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
UBS Financial Services Inc. $ 4,000,000.00 12.71%
1200 Harbor Blvd.
Weehawken, NJ 07086
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 Mellon Trust of New England, NA $ 15,250,000.00 72.53%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 3,675,250.00 17.48%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,100,000.00 9.99%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 Mellon Trust of New England, NA $ 3,409,500.00 50.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,409,500.00 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 Citibank, N.A. $ 3,950,750.00 63.20%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,300,000.00 36.80%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Class IB Citibank, N.A. $ 1,988,875.00 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 1,988,875.00 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 PNC Bank, National Association $ 307,953,000.00 40.82%
8800 Tinicum Blvd
Philadelphia, PA 19153
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 250,200,000.00 33.16%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 129,870,000.00 17.21%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 JPMorgan Chase Bank $ 31,385,000.00 74.05%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 11,000,000.00 25.95%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 Mellon Trust of New England, NA $ 15,000,000.00 44.24%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 14,908,000.00 43.97%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 2,500,000.00 7.37%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
Class IIB JPMorgan Chase Bank $ 8,000,000.00 47.19%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 3,000,000.00 17.69%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 2,000,000.00 11.80%
40 Broad Street, 5th Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 1,977,000.00 11.66%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 1,977,000.00 11.66%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
2001-4
- ----------------------------------------------------------------------------------------------------------------------
Class IA-3 Mellon Trust of New England, NA $ 20,705,000.00 40.01%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 18,000,000.00 34.78%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 8,585,000.00 16.59%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Class IA-4 State Street Bank and Trust Company $ 14,250,000.00 45.60%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 10,500,000.00 33.60%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 4,000,000.00 12.80%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IA-5 JPMorgan Chase Bank $ 28,931,000.00 85.26%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 4,250,000.00 12.53%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Class IA-6 The Bank of New York $ 16,409,000.00 65.88%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 8,500,000.00 34.12%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IM-1 The Bank of New York $ 6,900,000.00 50.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 6,900,000.00 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Class IM-2 Citibank, N.A. $ 2,210,000.00 35.59%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,000,000.00 32.21%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 2,000,000.00 32.21%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------------
Class IB Citibank, N.A. $ 2,900,000.00 42.03%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,040,000.00 29.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 915,000.00 13.26%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 535,000.00 7.75%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 410,000.00 5.94%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Class IIA-1 Barclays Global Investors N.A/ $ 127,000,000.00 36.79%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 90,000,000.00 26.07%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 58,000,000.00 16.80%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 50,000,000.00 14.48%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-1 State Street Bank and Trust Company $ 18,340,000.00 78.58%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,000,000.00 21.42%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Class IIM-2 The Bank of New York $ 4,697,500.00 43.91%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 4,000,000.00 37.39%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 2,000,000.00 18.70%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
Class IIB Wells Fargo Bank Minnesota, N.A. $ 5,000,000.00 51.41%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 3,000,000.00 30.85%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 1,725,000.00 17.74%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
2002-1
- ----------------------------------------------------------------------------------------------------------------------
IA2 Mellon Trust of New England, NA $ 13,945,000.00 34.65%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 8,450,000.00 20.99%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 5,020,000.00 12.47%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,045,000.00 7.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
SSB - Trust Custody $ 3,000,000.00 7.45%
2 Heritage Drive
North Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IA3 State Street Bank and Trust Company $ 33,575,000.00 40.82%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 21,550,000.00 26.20%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 13,625,000.00 16.57%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 8,660,000.00 10.53%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
IA4 The Bank of New York $ 22,200,000.00 37.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 22,000,000.00 36.67%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 6,100,000.00 10.17%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 4,700,000.00 7.83%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
IA5 State Street Bank and Trust Company $ 17,362,500.00 28.76%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 16,550,000.00 27.42%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 13,000,000.00 21.54%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 10,000,000.00 16.57%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------------
IA6 Mellon Trust of New England, NA $ 41,512,500.00 100.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
IM1 JPMorgan Chase Bank $ 5,500,000.00 48.89%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 4,900,000.00 43.56%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Comercia Bank $ 750,000.00 6.67%
411 West Lafayette
Mail Code 3404
Detroit, MI 48226
- ----------------------------------------------------------------------------------------------------------------------
IM2 Citibank, N.A. $ 3,125,000.00 30.86%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,000,000.00 29.63%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 3,000,000.00 29.63%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 1,000,000.00 9.88%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IB JPMorgan Chase Bank $ 5,000,000.00 55.56%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 2,000,000.00 22.22%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,000,000.00 22.22%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
IIA1 Federal Home Loan Mortgage $ 284,375,000.00 100.00%
Corporation/Retained - Participant Contact
Info Not Found
- ----------------------------------------------------------------------------------------------------------------------
IIA2 State Street Bank and Trust Company $ 58,700,000.00 20.64%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 53,375,000.00 18.77%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 50,000,000.00 17.58%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 38,000,000.00 13.36%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 30,000,000.00 10.55%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 25,000,000.00 8.79%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 20,000,000.00 7.03%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
IIM1 JPMorgan Chase Bank $ 16,500,000.00 50.77%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Bank of Tokyo-Mitsubishi Trust Company $ 16,000,000.00 49.23%
Trust Operations Dept. Plaza 3
Jersey City, NJ 07311-1904
- ----------------------------------------------------------------------------------------------------------------------
IIM2 The Bank of New York $ 10,500,000.00 40.38%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 6,450,000.00 24.81%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,000,000.00 19.23%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 4,050,000.00 15.58%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
IIB The Bank of New York $ 10,000,000.00 51.28%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 5,000,000.00 25.64%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 4,500,000.00 23.08%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
2002-2
- ----------------------------------------------------------------------------------------------------------------------
IA2 JPMorgan Chase Bank $ 24,935,000.00 74.43%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 5,070,000.00 15.13%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
IA3 JPMorgan Chase Bank $ 32,000,000.00 48.85%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 11,650,000.00 17.79%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 7,000,000.00 10.69%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 4,000,000.00 6.11%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
IA4 Bank One Trust Company N.A./Public Employee $ 12,000,000.00 24.00%
Retirement
340 South Cleveland
Building 350
Columbus, OH 43240
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 11,110,000.00 22.22%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 11,030,000.00 22.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 6,345,000.00 12.69%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 3,290,000.00 6.58%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
UBS Warburg LLC/CMC $ 2,750,000.00 5.50%
299 Park Avenue
New York, NY 10171
- ----------------------------------------------------------------------------------------------------------------------
IA5 Wells Fargo Bank Minnesota, N.A. $ 15,900,000.00 32.72%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 13,500,000.00 27.78%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 5,000,000.00 10.29%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Southtrust Bank $ 5,000,000.00 10.29%
P.O. Box 2554
Birmingham, AL 35290-0100
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 3,100,000.00 6.38%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 3,000,000.00 6.17%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
IA6 The Bank of New York $ 21,600,000.00 64.29%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 12,000,000.00 35.71%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IB Citibank, N.A. $ 2,275,000.00 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 2,275,000.00 50.00%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------------
IIA1 Merrill, Lynch, Pierce Fenner & Smith $ 330,000,000.00 51.24%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 90,455,000.00 14.05%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 79,855,000.00 12.40%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 68,420,000.00 10.62%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 34,635,000.00 5.38%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
IIB JPMorgan Chase Bank $ 7,000,000.00 38.04%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 7,000,000.00 38.04%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 2,725,000.00 14.81%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 1,675,000.00 9.10%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
IIM1 JPMorgan Chase Bank $ 28,000,000.00 69.17%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Bank of Tokyo-Mitsubishi Trust Company $ 8,000,000.00 19.76%
Trust Operations Dept. Plaza 3
Jersey City, NJ 07311-1904
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 4,480,000.00 11.07%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IIM2 The Bank of New York $ 15,000,000.00 50.95%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 14,440,000.00 49.05%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IM1 Deutsche Bank Trust Company Americas $ 4,000,000.00 36.63%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,070,000.00 28.11%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,410,000.00 22.07%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 795,000.00 7.28%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
IM2 JPMorgan Chase Bank $ 5,100,000.00 56.04%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,000,000.00 21.98%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,000,000.00 21.98%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
2002-3
- ----------------------------------------------------------------------------------------------------------------------
IA1 JPMorgan Chase Bank $ 27,600,000.00 47.92%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 20,000,000.00 34.72%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 5,400,000.00 9.38%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 3,600,000.00 6.25%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
IA2 JPMorgan Chase Bank $ 11,970,000.00 51.82%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,225,000.00 9.63%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Investors Bank & Trust $ 2,000,000.00 8.66%
200 Clarendon St., 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 1,850,000.00 8.01%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 1,650,000.00 7.14%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
IA3 State Street Bank and Trust Company $ 15,300,000.00 42.98%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 10,350,000.00 29.07%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Brown Brothers Harriman & Co. $ 5,400,000.00 15.17%
63 Wall Street, 8th Fl.
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 3,500,000.00 9.83%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
IA4 M&I Marshall & Isley Bank $ 10,000,000.00 33.11%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 8,200,000.00 27.15%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 7,500,000.00 24.83%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Comercia Bank $ 1,800,000.00 5.96%
411 West Lafayette
Detroit, MI 48226
- ----------------------------------------------------------------------------------------------------------------------
IA5 The Bank of New York $ 26,450,000.00 100.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
IA6 The Bank of New York $ 9,695,000.00 50.49%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 6,545,000.00 34.09%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,405,000.00 12.53%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
IM1 Deutsche Bank Trust Company Americas $ 3,675,000.00 50.00%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,675,000.00 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IM2 Deutsche Bank Trust Company Americas $ 2,887,500.00 50.00%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,887,500.00 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IB Deutsche Bank Trust Company Americas $ 3,675,000.00 100.00%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
IIA1 JPMorgan Chase Bank $ 166,790,000.00 45.39%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 71,255,000.00 19.39%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 39,160,000.00 10.66%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 36,445,000.00 9.92%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 20,400,000.00 5.55%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
IIM1 DBTC Americas/DBAG London $ 11,100,000.00 48.05%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 7,000,000.00 30.30%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,000,000.00 21.65%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IIM2 JPMorgan Chase Bank $ 9,000,000.00 53.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
DBTC Americas/DBAG London $ 5,000,000.00 29.76%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,800,000.00 16.67%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
IIB JPMorgan Chase Bank $ 6,450,000.00 68.25%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 3,000,000.00 31.75%
200 Clarendon St., 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
2002-4
- ----------------------------------------------------------------------------------------------------------------------
IA1 JPMorgan Chase Bank $ 35,000,000.00 49.65%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
UBS Warburg LLC/CMC $ 26,000,000.00 36.88%
299 Park Avenue
New York, NY 10171
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 5,500,000.00 7.80%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IA2 The Northern Trust Company $ 15,600,000.00 53.79%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 5,800,000.00 20.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
U.S. Bank N.A. $ 4,000,000.00 13.79%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 1,600,000.00 5.52%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IA3 Mellon Trust of New England, NA $ 12,600,000.00 28.90%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 12,273,000.00 28.15%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 12,000,000.00 27.52%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 3,300,000.00 7.57%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
IA4 Union Bank of California, N.A. $ 18,600,000.00 48.19%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
M&I Marshall & Isley Bank $ 14,000,000.00 36.27%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,700,000.00 6.99%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IA5 The Bank of New York $ 33,600,000.00 100.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
IA6 JPMorgan Chase Bank $ 9,900,000.00 41.42%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 9,250,000.00 38.70%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 4,750,000.00 19.87%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
IM1 Deutsche Bank Trust Company Americas $ 3,913,000.00 50.17%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,500,000.00 44.87%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
IM2 Deutsche Bank Trust Company Americas $ 2,762,500.00 42.50%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,000,000.00 30.77%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 1,625,000.00 25.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
IB Citibank, N.A. $ 5,200,000.00 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
IIA1 State Street Bank and Trust Company $ 115,715,000.00 38.00%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Barclays Capital Inc./Barclays Capital Inc. $ 62,500,000.00 20.53%
Fixed Income
222 Broadway
New York, NY 10038
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 52,073,000.00 17.10%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 31,560,000.00 10.36%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 21,541,000.00 7.07%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
IIM1 DBTC Americas/DBAG London $ 18,250,000.00 94.81%
Global Markets (Client ACCT)
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
DBTC Americas/DBAG London $ 1,000,000.00 5.19%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
IIM2 DBTC Americas/DBAG London $ 13,000,000.00 92.86%
Global Markets (Client ACCT)
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
DBTC Americas/DBAG London $ 1,000,000.00 7.14%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
IIB The Bank of New York $ 4,000,000.00 43.96%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 3,100,000.00 34.07%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 2,000,000.00 21.98%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
2003-1
- ----------------------------------------------------------------------------------------------------------------------
IA1 JPMorgan Chase Bank $ 58,500,000.00 60.62%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 19,650,000.00 20.36%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 15,000,000.00 15.54%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------------
IA2 JPMorgan Chase Bank $ 23,000,000.00 69.70%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Morgan Stanley & Co. Incorporated $ 10,000,000.00 30.30%
One Pierrepont Plaza
Brooklyn, NY 11201
- ----------------------------------------------------------------------------------------------------------------------
IA3 JPMorgan Chase Bank $ 31,400,000.00 52.07%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 15,350,000.00 25.46%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 10,000,000.00 16.58%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
IA4 The Bank of New York $ 20,900,000.00 45.53%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
M&I Marshall & Isley Bank $ 7,500,000.00 16.34%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 7,250,000.00 15.80%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
IA5 The Bank of New York $ 21,400,000.00 48.20%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 13,000,000.00 29.28%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 10,000,000.00 22.52%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
IA6 State Street Bank and Trust Company $ 17,835,000.00 57.53%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 12,035,000.00 38.82%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
IM1 JPMorgan Chase Bank $ 8,323,700.00 76.50%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,556,300.00 23.50%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
IM2 Citibank, N.A. $ 4,350,000.00 46.52%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,563,000.00 27.41%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,000,000.00 21.39%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IB Citibank, N.A. $ 4,500,000.00 66.18%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,300,000.00 33.82%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IIA1 JPMorgan Chase Bank $ 57,000,000.00 31.08%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 34,000,000.00 18.54%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 20,300,000.00 11.07%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 20,000,000.00 10.91%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Fortis Investment Services, LLC $ 20,000,000.00 10.91%
520 Madison Avenue
New York, NY 10022
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 17,970,000.00 9.80%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
IIA2 JPMorgan Chase Bank $ 67,025,000.00 25.50%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 63,000,000.00 23.97%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 50,925,000.00 19.37%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 41,000,000.00 15.60%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 35,000,000.00 13.32%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
IIM1 Citibank, N.A. $ 14,000,000.00 52.29%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
DBTC Americas/DBAG London $ 10,000,000.00 37.35%
Global Markets (Client ACCT)
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,000,000.00 7.47%
801 S. Canal C-IN
Chicago, IL 60607
- ----------------------------------------------------------------------------------------------------------------------
IIM2 Citibank, N.A. $ 5,000,000.00 23.07%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Bear Stearns Securities Corp. $ 4,675,000.00 21.57%
One Metrotech Center North
Brooklyn, NY 11201-3862
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,000,000.00 13.84%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 3,000,000.00 13.84%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,000,000.00 9.23%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,000,000.00 9.23%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 2,000,000.00 9.23%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
IIB JPMorgan Chase Bank $ 7,455,000.00 71.31%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,000,000.00 28.69%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
2003-2
- ----------------------------------------------------------------------------------------------------------------------
IA1 UBS Warburg LLC/CMC $ 32,800,000.00 30.43%
299 Park Avenue
New York, NY 10171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 25,000,000.00 23.19%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 22,000,000.00 20.41%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 20,600,000.00 19.11%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IA2 JPMorgan Chase Bank $ 23,800,000.00 72.56%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,250,000.00 9.91%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 3,000,000.00 9.15%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
IA3 State Street Bank and Trust Company $ 21,995,000.00 32.63%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 19,660,000.00 29.17%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 16,400,000.00 24.33%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
Citigroup Global Markets Inc./Salomon $ 5,000,000.00 7.42%
Brothers
333 W. 34th Street, 3rd Floor
New York, NY 10001
- ----------------------------------------------------------------------------------------------------------------------
IA4 JPMorgan Chase Bank $ 20,500,000.00 42.89%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 8,650,000.00 18.10%
530 B St., Suite 242
San Diego, CA 92101
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 7,800,000.00 16.32%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
IA5 The Bank of New York $ 34,950,000.00 71.40%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 7,000,000.00 14.30%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 5,000,000.00 10.21%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
IA6 State Street Bank and Trust Company $ 23,800,000.00 70.41%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 8,500,000.00 25.15%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IM1 Citibank, N.A. $ 9,525,000.00 79.21%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Comercia Bank $ 1,500,000.00 12.47%
411 West Lafayette
Detroit, MI 48226
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 1,000,000.00 8.32%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
IM2 Citibank, N.A. $ 4,000,000.00 43.24%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 3,250,000.00 35.14%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,000,000.00 21.62%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IB State Street Bank and Trust Company $ 3,000,000.00 36.04%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 3,000,000.00 36.04%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,325,000.00 27.93%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IIA1 Mellon Trust of New England, NA $ 68,000,000.00 36.25%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 67,100,000.00 35.77%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Morgan Stanley & Co. Incorporated $ 30,000,000.00 15.99%
One Pierrepont Plaza
Brooklyn, NY 11201
- --------------------------------------------------------------------------------------------------------------
UBS Warburg LLC/CMC $ 10,000,000.00 5.33%
299 Park Avenue
New York, NY 10171
- --------------------------------------------------------------------------------------------------------------
IIA2 JPMorgan Chase Bank $ 171,150,000.00 61.98%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 50,000,000.00 18.11%
801 S. Canal C-IN
Chicago, IL 60607
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 25,000,000.00 9.05%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 15,000,000.00 5.43%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 15,000,000.00 5.43%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
IIM1 Barclays Global Investors N.A/ $ 14,500,000.00 52.11%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 13,000,000.00 46.72%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
IIM2 Deutsche Bank Trust Company Americas $ 10,200,000.00 48.11%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 6,225,000.00 29.36%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 4,000,000.00 18.87%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
IIB JPMorgan Chase Bank $ 4,780,000.00 34.69%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,000,000.00 21.77%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 3,000,000.00 21.77%
135 South LaSalle Street
Chicago, Il 60603
- ---------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 3,000,000.00 21.77%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ---------------------------------------------------------------------------------------------------------------
2003-3
- ---------------------------------------------------------------------------------------------------------------
1A1 Deutsche Bank Trust Company Americas $ 35,000,000.00 32.93%
648 Grassmere Park Road
Nashville, TN 37211
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 23,410,000.00 22.02%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Barclays Global Investors N.A/ $ 19,300,000.00 18.16%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
- ---------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 15,000,000.00 14.11%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 10,910,000.00 10.26%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
1A2 JPMorgan Chase Bank $ 28,400,000.00 61.21%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Fleet National Bank $ 8,550,000.00 18.43%
159 East Main Street
Rochester, NY 14638
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 3,975,000.00 8.57%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,200,000.00 6.90%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
1A3 JPMorgan Chase Bank $ 55,100,000.00 84.25%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 10,300,000.00 15.75%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------------
1A4 Deutsche Bank Trust Company Americas $ 23,800,000.00 39.80%
648 Grassmere Park Road
Nashville, TN 37211
- ---------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 10,000,000.00 16.72%
135 South LaSalle Street
Chicago, Il 60603
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 7,000,000.00 11.71%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 6,500,000.00 10.87%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
Comercia Bank $ 5,000,000.00 8.36%
411 West Lafayette
Detroit, MI 48226
- ---------------------------------------------------------------------------------------------------------------
1A5 JPMorgan Chase Bank $ 18,500,000.00 35.92%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Bank of New York/Investment Account $ 18,000,000.00 34.95%
(Participant Contact Not Found)
- ---------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 10,000,000.00 19.42%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 4,250,000.00 8.25%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
1A6 Mellon Trust of New England, NA $ 17,000,000.00 46.45%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 11,975,000.00 32.72%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 5,625,000.00 15.37%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,000,000.00 5.46%
801 S. Canal C-IN
Chicago, IL 60607
- ---------------------------------------------------------------------------------------------------------------
1M1 State Street Bank and Trust Company $ 5,035,000.00 38.73%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 3,800,000.00 29.23%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ---------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 1,800,000.00 13.85%
801 S. Canal C-IN
Chicago, IL 60607
- ---------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------------------------------------------------------
Comercia Bank $ 1,000,000.00 7.69%
411 West Lafayette
Detroit, MI 48226
- -------------------------------------------------------------------------------------------------------------
1M2 Citibank, N.A. $ 6,000,000.00 60.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 3,000,000.00 30.00%
648 Grassmere Park Road
Nashville, TN 37211
- -------------------------------------------------------------------------------------------------------------
Deseret Trust Company $ 1,000,000.00 10.00%
Gateway Tower East
10 East South Temple Suite 470
Salt Lake City, UT 84133
- -------------------------------------------------------------------------------------------------------------
1B Citibank, N.A. $ 8,000,000.00 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
2A1 The Northern Trust Company $ 70,700,000.00 63.58%
801 S. Canal C-IN
Chicago, IL 60607
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 23,500,000.00 21.13%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 15,000,000.00 13.49%
200 Clarendon St., 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- -------------------------------------------------------------------------------------------------------------
2A2 Deutsche Bank Trust Company Americas $ 73,000,000.00 39.18%
648 Grassmere Park Road
Nashville, TN 37211
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 38,135,000.00 20.47%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 25,650,000.00 13.77%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
Fortis Investment Services, LLC $ 17,000,000.00 9.13%
520 Madison Avenue
New York, NY 10022
- -------------------------------------------------------------------------------------------------------------
Northern Trust Company - Safekeeping $ 13,000,000.00 6.98%
50 South LaSalle Street, Level A
Chicago, IL 60675
- -------------------------------------------------------------------------------------------------------------
2M1 UBS Warburg LLC/CMC $ 7,850,000.00 43.98%
299 Park Avenue
New York, NY 10171
- -------------------------------------------------------------------------------------------------------------
The Bank of New York $ 5,000,000.00 28.01%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 5,000,000.00 28.01%
801 S. Canal C-IN
Chicago, IL 60607
- --------------------------------------------------------------------------------------------------------------
2M2 The Bank of New York $ 13,600,000.00 100.00%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
2B LaSalle Bank National Association $ 4,000,000.00 48.02%
135 South LaSalle Street
Chicago, Il 60603
- --------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 2,330,000.00 27.97%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,000,000.00 24.01%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
2003-4
- --------------------------------------------------------------------------------------------------------------
IA1 State Street Bank and Trust Company $ 85,010,000.00 43.48%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 31,320,000.00 16.02%
801 S. Canal C-IN
Chicago, IL 60607
- --------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 30,930,000.00 15.82%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 30,355,000.00 15.53%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
IA2 JPMorgan Chase Bank $ 42,750,000.00 56.40%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 11,475,000.00 15.14%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 11,000,000.00 14.51%
530 B St., Suite 242
San Diego, CA 92101
- --------------------------------------------------------------------------------------------------------------
Fleet National Bank $ 4,975,000.00 6.56%
159 East Main Street
Rochester, NY 14638
- --------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 4,675,000.00 6.17%
801 S. Canal C-IN
Chicago, IL 60607
- --------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
IA3 JPMorgan Chase Bank $ 48,000,000.00 39.60%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 33,770,000.00 27.86%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 19,000,000.00 15.68%
530 B St., Suite 242
San Diego, CA 92101
- --------------------------------------------------------------------------------------------------------------
IA4 State Street Bank and Trust Company $ 37,903,000.00 37.68%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 27,629,000.00 27.46%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 18,000,000.00 17.89%
530 B St., Suite 242
San Diego, CA 92101
- --------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 10,000,000.00 9.94%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
IA5 State Street Bank and Trust Company $ 23,550,000.00 25.72%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 23,500,000.00 25.67%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 20,550,000.00 22.45%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 12,705,000.00 13.88%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Deseret Trust Company $ 5,000,000.00 5.46%
Gateway Tower East
10 East South Temple Suite 470
Salt Lake City, UT 84133
- --------------------------------------------------------------------------------------------------------------
IA6 Citibank, N.A. $ 33,000,000.00 50.77%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 20,000,000.00 30.77%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 7,000,000.00 10.77%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,000,000.00 7.69%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
IM1 The Bank of New York $ 8,075,000.00 34.99%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 7,500,000.00 32.50%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------------
Comercia Bank $ 2,835,000.00 12.29%
411 West Lafayette
Detroit, MI 48226
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,000,000.00 8.67%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 1,718,000.00 7.45%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
IM2 The Bank of New York $ 7,800,000.00 43.94%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 7,750,000.00 43.66%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 1,059,000.00 5.97%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 1,000,000.00 5.63%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
IB JPMorgan Chase Bank $ 6,620,000.00 42.38%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ----------------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 5,000,000.00 32.01%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,000,000.00 12.80%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------------
J.P. Morgan Chase Bank/Greenwich Capital $ 2,000,000.00 12.80%
4 New York Plaza, 21st Floor
New York, NY 10004
- ----------------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------------------------------------------------------
IIA1 JPMorgan Chase Bank $ 24,785,000.00 18.65%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 22,845,000.00 17.19%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -------------------------------------------------------------------------------------------------------------
Barclays Global Investors N.A/ $ 15,000,000.00 11.29%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
- -------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 14,430,000.00 10.86%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 13,755,000.00 10.35%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 12,290,000.00 9.25%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- -------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 8,575,000.00 6.45%
801 S. Canal C-IN
Chicago, IL 60607
- -------------------------------------------------------------------------------------------------------------
The Bank of New York $ 6,720,000.00 5.06%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
IIA2 JPMorgan Chase Bank $ 49,000,000.00 22.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
The Bank of New York $ 43,000,000.00 19.81%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
Fortis Investment Services, LLC $ 40,000,000.00 18.42%
520 Madison Avenue
New York, NY 10022
- -------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 25,000,000.00 11.52%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 25,000,000.00 11.52%
648 Grassmere Park Road
Nashville, TN 37211
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 20,700,000.00 9.53%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
IIM1 UBS Warburg LLC/CMC $ 10,000,000.00 46.73%
299 Park Avenue
New York, NY 10171
- -------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 6,400,000.00 29.91%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 5,000,000.00 23.36%
648 Grassmere Park Road
Nashville, TN 37211
- -------------------------------------------------------------------------------------------------------------
IIM2 JPMorgan Chase Bank $ 10,000,000.00 66.67%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 5,000,000.00 33.33%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
IIB JPMorgan Chase Bank $ 3,000,000.00 33.33%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 3,000,000.00 33.33%
135 South LaSalle Street
Chicago, Il 60603
- -------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,000,000.00 22.22%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 1,000,000.00 11.11%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -------------------------------------------------------------------------------------------------------------
2003-5
- -------------------------------------------------------------------------------------------------------------
IA1 Citibank, N.A. $ 72,900,000.00 34.91%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
LBI - Lehman Government Securities Inc. $ 50,000,000.00 23.95%
(LBI)
70 Hudson Street
Jersey City, NJ 07302
- -------------------------------------------------------------------------------------------------------------
The Bank of New York $ 40,000,000.00 19.16%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 25,000,000.00 11.97%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
IA2 JPMorgan Chase Bank $ 70,650,000.00 96.25%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
IA3 Citibank, N.A. $ 62,728,571.00 48.33%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------------------------------------------------------
The Bank of New York $ 45,000,000.00 34.67%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
IA4 The Bank of New York $ 45,000,000.00 45.05%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 12,565,000.00 12.58%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 10,000,000.00 10.01%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 8,325,000.00 8.33%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 5,500,000.00 5.51%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 5,000,000.00 5.01%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- -------------------------------------------------------------------------------------------------------------
IA5 The Bank of New York $ 46,350,000.00 48.36%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 34,500,000.00 35.99%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 15,000,000.00 15.65%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
IA6 JPMorgan Chase Bank $ 24,500,000.00 36.30%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 22,700,000.00 33.63%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
The Bank of New York $ 20,000,000.00 29.63%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
IM1 State Street Bank and Trust Company $ 12,050,000.00 50.10%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 8,000,000.00 33.26%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 4,000,000.00 16.63%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
IM2 Citibank, N.A. $ 5,800,000.00 39.19%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 5,000,000.00 33.78%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 2,500,000.00 16.89%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
J.P. Morgan Chase Bank/Greenwich Capital $ 1,500,000.00 10.14%
4 New York Plaza, 21st Floor
New York, NY 10004
- --------------------------------------------------------------------------------------------------------------
IB State Street Bank and Trust Company $ 7,800,000.00 52.70%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,000,000.00 20.27%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
J.P. Morgan Chase Bank/Greenwich Capital $ 3,000,000.00 20.27%
4 New York Plaza, 21st Floor
New York, NY 10004
- --------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 1,000,000.00 6.76%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- --------------------------------------------------------------------------------------------------------------
IIA1 Citibank, N.A. $ 34,550,000.00 29.01%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
Barclays Global Investors N.A/ $ 30,000,000.00 25.19%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 11,680,000.00 9.81%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 7,850,000.00 6.59%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Federal Reserve Bank of New York $ 7,375,000.00 6.19%
33 Liberty Street
New York New York 10045
- --------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 6,750,000.00 5.67%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
J.P. Morgan Securities Inc. - Fixed Income $ 6,615,000.00 5.55%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- --------------------------------------------------------------------------------------------------------------
IIA2 Mellon Trust of New England, NA $ 81,090,000.00 41.39%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
Fortis Investment Services, LLC $ 35,000,000.00 17.87%
520 Madison Avenue
New York, NY 10022
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 26,454,000.00 13.50%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
DBTC Americas/Deutsche Bank Frankfurt $ 20,000,000.00 10.21%
14 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 12,355,000.00 6.31%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 11,936,000.00 6.09%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
IIM1 State Street Bank and Trust Company $ 14,900,000.00 78.84%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,500,000.00 13.23%
801 S. Canal C-IN
Chicago, IL 60607
- --------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 1,500,000.00 7.94%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- --------------------------------------------------------------------------------------------------------------
IIM2 The Bank of New York $ 9,000,000.00 71.43%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Bank of New York/Investment Account $ 3,600,000.00 28.57%
(Participant Contact Not Found)
- --------------------------------------------------------------------------------------------------------------
IIB Wells Fargo Bank Minnesota, N.A. $ 3,000,000.00 36.23%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,000,000.00 24.15%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,000,000.00 24.15%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 1,280,000.00 15.46%
135 South LaSalle Street
Chicago, Il 60603
- -------------------------------------------------------------------------------------------------------------
2003-6
- -------------------------------------------------------------------------------------------------------------
1A1 Wachovia Securities, LLC/Custody $ 95,000,000.00 42.26%
One New York Plaza
New York, NY 10292
- -------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 47,000,000.00 20.91%
801 S. Canal C-IN
Chicago, IL 60607
- -------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 46,800,000.00 20.82%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 18,000,000.00 8.01%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 18,000,000.00 8.01%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
1A2 The Bank of New York $ 29,500,000.00 37.25%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 29,000,000.00 36.62%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 6,275,000.00 7.92%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 5,100,000.00 6.44%
801 S. Canal C-IN
Chicago, IL 60607
- -------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 4,000,000.00 5.05%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -------------------------------------------------------------------------------------------------------------
1A3 State Street Bank and Trust Company $ 60,198,000.00 43.34%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 35,495,000.00 25.55%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------------------------------------------------------
Bank One Trust Company N.A./Public Employee $ 25,700,000.00 18.50%
Retirement
340 South Cleveland
Building 350
Columbus, OH 43240
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 10,000,000.00 7.20%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
1A4 The Bank of New York $ 44,900,000.00 41.61%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 32,000,000.00 29.66%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
Credit Suisse First Boston LLC $ 13,000,000.00 12.05%
c/o ADP Proxy Services
- -------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 10,000,000.00 9.27%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
J.P. Morgan Securities Inc. - Fixed Income $ 7,900,000.00 7.32%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- -------------------------------------------------------------------------------------------------------------
1A5 Citibank, N.A. $ 40,100,000.00 39.08%
3800 Citibank Center B3-15
Tampa, FL 33610
- -------------------------------------------------------------------------------------------------------------
The Bank of New York $ 32,500,000.00 31.68%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
Credit Suisse First Boston LLC $ 20,000,000.00 19.49%
c/o ADP Proxy Services
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 10,000,000.00 9.75%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
1A6 The Bank of New York $ 30,870,000.00 42.52%
One Wall Street
New York, NY 10286
- -------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 18,000,000.00 24.79%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 16,000,000.00 22.04%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 6,670,000.00 9.19%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
1A7 DBTC Americas/Suntrust Portfolio $ 150,000,000.00 100.00%
14 Wall Street, 5th Floor
New York, NY 10005
- ----------------------------------------------------------------------------------------------------------------
1M1 The Bank of New York $ 10,800,000.00 37.50%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------
Goldman Sachs & Co. $ 6,000,000.00 20.83%
180 Maiden Lane
New York, NY 10038
- ----------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 6,000,000.00 20.83%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ----------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 6,000,000.00 20.83%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------
1M2 The Bank of New York $ 10,800,000.00 50.00%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 10,728,000.00 49.67%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------
1B State Street Bank and Trust Company $ 5,000,000.00 24.80%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------
Merrill Lynch, Pierce, Fennder & Smith, Inc. $ 4,000,000.00 19.84%
101 Hudson Street - 9th Floor
Jersey City, NJ 07302
- ----------------------------------------------------------------------------------------------------------------
Barclays Capital Inc./Barclays Bank PLC, $ 3,000,000.00 14.88%
London Branch
222 Broadway
New York, NY 10038
- ----------------------------------------------------------------------------------------------------------------
LaSalle Bank National Association $ 3,000,000.00 14.88%
135 South LaSalle Street
Chicago, Il 60603
- ----------------------------------------------------------------------------------------------------------------
The Bank of New York $ 2,800,000.00 13.89%
One Wall Street
New York, NY 10286
- ----------------------------------------------------------------------------------------------------------------
SG Cowen Securities Corp. $ 2,160,000.00 10.71%
560 Lexington Avenue
New York New York 10022
- ----------------------------------------------------------------------------------------------------------------
2A1 Investors Bank & Trust Company $ 47,500,000.00 32.45%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 37,000,000.00 25.27%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ----------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
Goldman Sachs & Co. $ 34,000,000.00 23.22%
180 Maiden Lane
New York, NY 10038
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 11,500,000.00 7.86%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 10,000,000.00 6.83%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
2A2 Deutsche Bank Trust Company Americas $ 23,600,000.00 51.80%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 54,250,000.00 22.74%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
Fortis Investment Services, LLC $ 30,000,000.00 12.57%
520 Madison Avenue
New York, NY 10022
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 17,345,000.00 7.27%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
2M1 The Bank of New York $ 10,000,000.00 42.88%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Fleet National Bank $ 9,750,000.00 41.81%
159 East Main Street
Rochester, NY 14638
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 3,570,000.00 15.31%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
2M2 The Bank of New York $ 9,500,000.00 57.58%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 7,000,000.00 42.42%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
2B LaSalle Bank National Association $ 8,000,000.00 72.73%
135 South LaSalle Street
Chicago, Il 60603
- --------------------------------------------------------------------------------------------------------------
Citigroup Global Markets Inc./Salomon $ 1,000,000.00 9.09%
Brothers
333 W 34th Street, 3rd Floor
New York, NY 10001
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 1,000,000.00 9.09%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 1,000,000.00 9.09%
801 S. Canal C-IN
Chicago, IL 60607
- --------------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------------
2001-AD1
- ---------------------------------------------------------------------------------------------------------------
Class IA-3 The Bank of New York $ 51,020,000.00 62.60%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 9,750,000.00 11.96%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,000,000.00 6.13%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 4,300,000.00 5.28%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ---------------------------------------------------------------------------------------------------------------
Class IA-4 Union Bank of California, N.A. $ 14,795,000.00 19.99%
530 B St., Suite 242
San Diego, CA 92101
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 14,455,000.00 19.53%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
Comercia Bank $ 10,800,000.00 14.59%
411 West Lafayette
Mail Code 3404
Detroit, MI 48226
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 6,790,000.00 9.18%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 6,750,000.00 9.12%
801 S. Canal C-IN
Chicago, IL 60607
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 6,700,000.00 9.05%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Class IA-5 The Bank of New York $ 28,872,000.00 49.04%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 3,000,000.00 5.10%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
Class IA-6 Citibank, N.A. $ 25,208,000.00 46.50%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 21,500,000.00 39.66%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 5,000,000.00 9.22%
801 S. Canal C-IN
Chicago, IL 60607
- ---------------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------------
Class IM-1 The Bank of New York $ 27,720,000.00 100.00%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Class IM-2 Citibank, N.A. $ 24,640,000.00 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
Class IB Citibank, N.A. $ 18,560,000.00 86.09%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 3,000,000.00 13.91%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Class IIA-1 JPMorgan Chase Bank $ 124,000,000.00 80.16%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 25,200,000.00 16.29%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
Class IIM-1 JPMorgan Chase Bank $ 6,465,000.00 61.78%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 2,000,000.00 19.11%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 2,000,000.00 19.11%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
Class IIM-2 Mellon Trust of New England, NA $ 8,055,000.00 84.30%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ---------------------------------------------------------------------------------------------------------------
J.P. Morgan Securities Inc. $ 1,500,000.00 15.70%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- ---------------------------------------------------------------------------------------------------------------
Class IIB JPMorgan Chase Bank $ 5,000,000.00 68.68%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,280,000.00 31.32%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
2001-C1
- ---------------------------------------------------------------------------------------------------------------
Class IA-3 State Street Bank and Trust Company $ 5,200,000.00 27.49%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 4,970,000.00 26.27%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Bank of New York/Investment Account $ 2,960,000.00 15.65%
(Participant Contact Not Found)
- --------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 2,410,000.00 12.74%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 950,000.00 5.02%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
Class IA-4 The Bank of New York $ 846,300.00 100.00%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Class IM-1 Citibank, N.A. $ 3,185,000.00 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
Class IM-2 Citibank, N.A. $ 2,275,000.00 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
Class IIA-1 Merrill, Lynch, Pierce Fenner & Smith $ 132,500,000.00 51.35%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 95,000,000.00 36.82%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 16,730,000.00 6.48%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- --------------------------------------------------------------------------------------------------------------
Class IIM-1 State Street Bank and Trust Company $ 3,575,000.00 33.81%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 5,000,000.00 47.28%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,000,000.00 18.91%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
Class IIM-2 JPMorgan Chase Bank $ 9,165,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
2001-C2
- --------------------------------------------------------------------------------------------------------------
Class IA-3 State Street Bank and Trust Company $ 24,050,000.00 55.29%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------------
Fleet National Bank $ 8,000,000.00 18.39%
159 East Main Street
Rochester, NY 14638
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 4,000,000.00 9.20%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 2,200,000.00 5.06%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ---------------------------------------------------------------------------------------------------------------
Class IA-4 Citibank, N.A. $ 31,595,000.00 51.29%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 20,000,000.00 32.47%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 10,000,000.00 16.24%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- ---------------------------------------------------------------------------------------------------------------
Class IA-5 Bank of New York/Investment Account $ 30,205,000.00 75.13%
(Participant Contact Not Found)
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 10,000,000.00 24.87%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Class IM-1 JPMorgan Chase Bank $ 10,750,000.00 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Class IM-2 JPMorgan Chase Bank $ 5,800,000.00 67.44%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,800,000.00 32.56%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
Class IB JPMorgan Chase Bank $ 2,450,000.00 37.98%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,000,000.00 31.01%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 2,000,000.00 31.01%
40 Broad Street, 5th Floor
New York, NY 10004
- ---------------------------------------------------------------------------------------------------------------
Class IIA-1 Merrill, Lynch, Pierce Fenner & Smith $ 175,075,000.00
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
- ---------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 93,250,000.00 20.18%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 86,940,000.00 18.82%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 25,000,000.00 5.41%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 25,000,000.00 5.41%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 25,000,000.00 5.41%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- --------------------------------------------------------------------------------------------------------------
Class IIM-1 JPMorgan Chase Bank $ 11,150,000.00 73.60%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 4,000,000.00 26.40%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
Class IIM-2 JPMorgan Chase Bank $ 9,000,000.00 6.48%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Class IIB Wells Fargo Bank Minnesota, N.A. $ 5,000,000.00 44.00%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,362,500.00 20.79%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,000,000.00 17.60%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. $ 2,000,000.00 17.60%
40 Broad Street, 5th Floor
New York, NY 10004
- --------------------------------------------------------------------------------------------------------------
2001-C3
- --------------------------------------------------------------------------------------------------------------
Class A-1 State Street Bank and Trust Company $ 109,540,000.00 40.55%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 62,000,000.00 22.95%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- --------------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 51,600,000.00 19.10%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York/CDC-FP $ 20,112,500.00 7.45%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Class M-1 JPMorgan Chase Bank $ 10,000,000.00 55.21%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 5,000,000.00 27.61%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,112,500.00 17.18%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Class M-2 JPMorgan Chase Bank $ 6,700,000.00 50.05%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York $ 6,687,500.00 49.95%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Class B JPMorgan Chase Bank $ 7,025,000.00 63.72%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 4,000,000.00 36.28%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- ---------------------------------------------------------------------------------------------------------------
2002-C1
- ---------------------------------------------------------------------------------------------------------------
IA4 JPMorgan Chase Bank $ 5,820,000.00 22.82%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 4,820,000.00 18.90%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ---------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 3,950,000.00 15.49%
648 Grassmere Park Road
Nashville, TN 37211
- ---------------------------------------------------------------------------------------------------------------
The Bank of New York/Banc One Capital $ 2,960,000.00 11.61%
Markets Inc.One Wall Street, New York, NY
10286
- ---------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,070,000.00 8.12%
801 S. Canal C-IN
Chicago, IL 60607
- ---------------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 1,800,000.00 7.06%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
IA5 State Street Bank and Trust Company $ 13,596,000.00 47.84%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 7,050,000.00 24.81%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 1,900,000.00 6.69%
648 Grassmere Park Road
Nashville, TN 37211
- ---------------------------------------------------------------------------------------------------------------
Union Bank of California, N.A. $ 1,500,000.00 5.28%
530 B St., Suite 242
San Diego, CA 92101
- ---------------------------------------------------------------------------------------------------------------
IA6 The Bank of New York $ 8,000,000.00 42.06%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 5,000,000.00 26.29%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,000,000.00 26.29%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 1,019,000.00 5.36%
801 S. Canal C-IN
Chicago, IL 60607
- ---------------------------------------------------------------------------------------------------------------
IM1 The Bank of New York $ 2,837,500.00 36.20%
One Wall Street
New York, NY 10286
- ---------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,000,000.00 25.52%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 2,000,000.00 25.52%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- ---------------------------------------------------------------------------------------------------------------
U.S. Bank N.A. $ 1,000,000.00 12.76%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
- ---------------------------------------------------------------------------------------------------------------
IM2 The Bank of New York $ 2,225,000.00 42.58%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 1,500,000.00 28.71%
3800 Citibank Center B3-15
Tampa, FL 33610
- ---------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 1,500,000.00 28.71%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
IB JPMorgan Chase Bank $ 2,780,000.00 66.51%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 1,400,000.00 33.49%
3800 Citibank Center B3-15
Tampa, FL 33610
- --------------------------------------------------------------------------------------------------------------
IIA1 JPMorgan Chase Bank $ 126,520,000.00 66.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 35,000,000.00 18.27%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 20,000,000.00 10.44%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 10,000,000.00 5.22%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
IIM1 State Street Bank and Trust Company $ 6,760,000.00 57.48%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 5,000,000.00 42.52%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
IIM2 The Bank of New York $ 5,425,000.00 53.82%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 3,950,000.00 39.19%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
IIB JPMorgan Chase Bank $ 6,840,000.00 87.24%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 1,000,000.00 12.76%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- --------------------------------------------------------------------------------------------------------------
2003-C1
- --------------------------------------------------------------------------------------------------------------
1A1 JPMorgan Chase Bank $ 40,000,000.00 38.61%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 28,600,000.00 27.61%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 25,000,000.00 24.13%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 10,000,000.00 9.65%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
1A2 JPMorgan Chase Bank $ 33,000,000.00 58.61%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
The Bank of New York $ 20,300,000.00 36.06%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
1A3 Union Bank of California, N.A. $ 14,300,000.00 41.33%
530 B St., Suite 242
San Diego, CA 92101
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 13,300,000.00 38.44%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 4,270,000.00 12.34%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- --------------------------------------------------------------------------------------------------------------
1A4 Bank of New York/Investment Account $ 24,812,000.00 78.00%
(Participant Contact Not Found)
- --------------------------------------------------------------------------------------------------------------
Deseret Trust Company $ 7,000,000.00 22.00%
Gateway Tower East
10 East South Temple Suite 470
Salt Lake City, UT 84133
- --------------------------------------------------------------------------------------------------------------
1A5 The Bank of New York $ 12,200,000.00 48.41%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 4,000,000.00 15.87%
648 Grassmere Park Road
Nashville, TN 37211
- --------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 4,000,000.00 15.87%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- --------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 4,000,000.00 15.87%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- --------------------------------------------------------------------------------------------------------------
1M1 The Bank of New York $ 4,000,000.00 35.09%
One Wall Street
New York, NY 10286
- --------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 3,400,000.00 29.82%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -----------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,000,000.00 17.54%
648 Grassmere Park Road
Nashville, TN 37211
- -----------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 2,000,000.00 17.54%
801 S. Canal C-IN
Chicago, IL 60607
- -----------------------------------------------------------------------------------------------------------------
1M2 JPMorgan Chase Bank $ 4,000,000.00 37.43%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -----------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,688,000.00 34.51%
One Wall Street
New York, NY 10286
- -----------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 3,000,000.00 28.07%
648 Grassmere Park Road
Nashville, TN 37211
- -----------------------------------------------------------------------------------------------------------------
1B JPMorgan Chase Bank $ 5,000,000.00 54.82%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -----------------------------------------------------------------------------------------------------------------
The Bank of New York $ 4,120,000.00 45.18%
One Wall Street
New York, NY 10286
- -----------------------------------------------------------------------------------------------------------------
2A1 Mellon Trust of New England, NA $ 53,100,000.00 36.12%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -----------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 37,520,000.00 25.52%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -----------------------------------------------------------------------------------------------------------------
Wachovia Bank N.A. - Phila. Main $ 30,000,000.00 20.41%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
- -----------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 18,400,000.00 12.52%
801 S. Canal C-IN
Chicago, IL 60607
- -----------------------------------------------------------------------------------------------------------------
2A2 Mellon Trust of New England, NA $ 45,100,000.00 37.35%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -----------------------------------------------------------------------------------------------------------------
Fortis Investment Services, LLC $ 25,000,000.00 20.70%
520 Madison Avenue
New York, NY 10022
- -----------------------------------------------------------------------------------------------------------------
The Northern Trust Company $ 20,650,000.00 17.10%
801 S. Canal C-IN
Chicago, IL 60607
- -----------------------------------------------------------------------------------------------------------------
The Bank of New York $ 19,000,000.00 15.73%
One Wall Street
New York, NY 10286
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 7,000,000.00 5.80%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -----------------------------------------------------------------------------------------------------------------
2M1 DBTC Americas/Suntrust Portfolio $ 12,640,000.00 71.66%
14 Wall Street, 5th Floor
New York, NY 10005
- -----------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 3,000,000.00 17.01%
648 Grassmere Park Road
Nashville, TN 37211
- -----------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 2,000,000.00 11.34%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- -----------------------------------------------------------------------------------------------------------------
2M2 Bear Stearns Securities Corp. $ 5,000,000.00 35.27%
One Metrotech Center North
Brooklyn, NY 11201-3862
- -----------------------------------------------------------------------------------------------------------------
Bank of New York/Investment Account $ 5,000,000.00 35.27%
(Participant Contact Not Found)
- -----------------------------------------------------------------------------------------------------------------
The Bank of New York $ 3,005,000.00 21.20%
One Wall Street
New York, NY 10286
- -----------------------------------------------------------------------------------------------------------------
Mellon Trust of New England, NA $ 750,000.00 5.29%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -----------------------------------------------------------------------------------------------------------------
2B Bank of New York/Investment Account $ 7,250,000.00 61.38%
(Participant Contact Not Found)
- -----------------------------------------------------------------------------------------------------------------
Merrill Lynch, Pierce, Fenner & Smith, Inc. $ 4,562,000.00 38.62%
101 Hudson Street - 9th Floor
Jersey City, NJ 07302
- -----------------------------------------------------------------------------------------------------------------
2003-C2
- -----------------------------------------------------------------------------------------------------------------
1A Federal Home Loan Mortgage $ 89,455,000.00 100.00%
Corporation/Retained - Participant Contact
Info Not Found
- -----------------------------------------------------------------------------------------------------------------
1AX J.P. Morgan Securities Inc. - Fixed Income $ 4,999,051.00 100.00%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- -----------------------------------------------------------------------------------------------------------------
1AP J.P. Morgan Securities Inc. - Fixed Income $ 2,464,396.00 100.00%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- -----------------------------------------------------------------------------------------------------------------
2A Federal Home Loan Mortgage $ 191,211.00 100.00%
Corporation/Retained - Participant Contact
Info Not Found
- -----------------------------------------------------------------------------------------------------------------
2AX J.P. Morgan Securities Inc. - Fixed Income $ 5,975,909.00 100.00%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- -----------------------------------------------------------------------------------------------------------------
2AP J.P. Morgan Securities Inc. - Fixed Income $ 7,369,225.00 100.00%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
B1 J.P. Morgan Securities Inc. - Fixed Income $ 6,000,000.00 100.00%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- -----------------------------------------------------------------------------------------------------------------
B2 J.P. Morgan Securities Inc. - Fixed Income $ 4,500,000.00 100.00%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- -----------------------------------------------------------------------------------------------------------------
B3 J.P. Morgan Securities Inc. - Fixed Income $ 3,900,000.00 100.00%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
- -----------------------------------------------------------------------------------------------------------------
2001-FF1
- -----------------------------------------------------------------------------------------------------------------
Class IA-1 Mellon Trust of New England, NA $ 100,021,225.00 100.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
- -----------------------------------------------------------------------------------------------------------------
Class IA-2 JPMorgan Chase Bank $ 91,100,000.00 47.62%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -----------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 30,000,000.00 15.68%
648 Grassmere Park Road
Nashville, TN 37211
- -----------------------------------------------------------------------------------------------------------------
Merrill, Lynch, Pierce Fenner & Smith $ 30,000,000.00 15.68%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
- -----------------------------------------------------------------------------------------------------------------
State Street Bank and Trust Company $ 20,700,000.00 10.82%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
- -----------------------------------------------------------------------------------------------------------------
Wells Fargo Bank Minnesota, N.A. $ 11,300,000.00 5.91%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
- -----------------------------------------------------------------------------------------------------------------
Class M-1 The Northern Trust Company $ 6,000,000.00 36.15%
801 S. Canal C-IN
Chicago, IL 60607
- -----------------------------------------------------------------------------------------------------------------
JPMorgan Chase Bank $ 5,599,500.00 33.73%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -----------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,500,000.00 15.06%
648 Grassmere Park Road
Nashville, TN 37211
- -----------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 2,500,000.00 15.06%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- -----------------------------------------------------------------------------------------------------------------
Class M-2 JPMorgan Chase Bank $ 5,000,000.00 50.20%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
- -----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Deutsche Bank Trust Company Americas $ 2,479,850.00 24.90%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 2,479,850.00 24.90%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------
Class B Deutsche Bank Trust Company Americas $ 4,000,000.00 40.16%
648 Grassmere Park Road
Nashville, TN 37211
- ----------------------------------------------------------------------------------------------------------------
Investors Bank & Trust Company $ 3,000,000.00 30.12%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
- ----------------------------------------------------------------------------------------------------------------
Citibank, N.A. $ 2,959,700.00 29.72%
3800 Citibank Center B3-15
Tampa, FL 33610
- ----------------------------------------------------------------------------------------------------------------
Item 13. Certain Relationships and Related Transactions.
Omitted.
PART IV
Item 14. Exhibits, Financial Statement Schedules, and Reports of Form 8-K.
(a) Exhibits
99.1 Servicer's Annual Statement of Compliance
for each of the following Series:
(i) Series 1999-1
(ii) Series 1999-2
(iii) Series 1999-3
(iv) Series 1999-4
(v) Series 2000-1
(vi) Series 2000-2
(vii) Series 2000-3
(viii) Series 2001-1
(ix) Series 2001-2
(x) Series 2001-3
(xi) Series 2001-4
(xii) Series 2002-1
(xiii) Series 2002-2
(xiv) Series 2002-3
(xv) Series 2002-4
(xvi) Series 2003-1
(xvii) Series 2003-2
(xviii) Series 2003-3
(xix) Series 2003-4
(xx) Series 2003-5
(xxi) Series 2003-6
(xxii) Series 2001-AD1
(xxiii) Series 2001-C1
(xxiv) Series 2001-C2
(xxv) Series 2001-C3
(xxvi) Series 2002-C1
(xxvii) Series 2003-C1
(xxviii) Series 2003-C2
(xxix) Series 2001-FF1
99.2 Reports prepared by Servicer's certified independent
accountants concerning their respective duties for
the year ended December 31, 2003:
99.3 Certification pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
(i) Series 1999-1
(ii) Series 1999-2
(iii) Series 1999-3
(iv) Series 1999-4
(v) Series 2000-1
(vi) Series 2000-2
(vii) Series 2000-3
(viii) Series 2001-1
(ix) Series 2001-2
(x) Series 2001-3
(xi) Series 2001-4
(xii) Series 2002-1
(xiii) Series 2002-2
(xiv) Series 2002-3
(xv) Series 2002-4
(xvi) Series 2003-1
(xvii) Series 2003-2
(xviii) Series 2003-3
(xix) Series 2003-4
(xx) Series 2003-5
(xxi) Series 2003-6
(xxii) Series 2001-AD1
(xxiii) Series 2001-C1
(xxiv) Series 2001-C2
(xxv) Series 2001-C3
(xxvi) Series 2002-C1
(xxvii) Series 2003-C2
(xxviii) Series 2003-C3
(xxix) Series 2001-FF1
(b) Reports on Form 8-K during the last quarter of the prior calendar
year.
(i) Date Items Reported Financial Statements
------- -------------- ---------------------------------------
10/03/2003 5, 7 Monthly report to securityholders
dated 9/25/2003
10/30/2003 5, 7 Monthly report to securityholders
dated 10/27/2003
12/02/2003 5, 7 Monthly report to securityholders
dated 11/25/2003
01/07/2004 5, 7 Monthly report to securityholders
dated 12/26/2003
(ii) Reports on Form 8-K were filed during the last
quarter of the prior calendar year for the following
series:
(A) Series 2003-5
September 10, 2003
in response to Item 5 and Item 7
(Structural Term Sheets, Collateral
Term Sheets and Computational Materials)
(B) Series 2003-5
September 25, 2003 in response to
Items 5 and 7 (Pooling and Servicing
Agreement)
(C) Series 2003-6
November 14, 2003 in response to Items 2 and 7
(Structural Term Sheets, Collateral Term Sheets
and Computational Materials)
(D) Series 2003-6
November 18, 2003 in response to Items 5 and 7
(Computational Materials)
(E) Series 2003-C2
December 1, 2002 in response to Items 5 and 7
(Collateral Term Sheets)
(F) Series 2003-6
December 4, 2002 in response to Items 5 and 7
(Computational Materials)
(G) Series 2003-C2
December 4, 2002 in response to Items 5 and 7
(Computational Materials)
(H) Series 2003-C2
December 5, 2002 in response to Items 5 and 7
(Collateral Term Sheets)
(I) Series 2003-C2
December 8, 2002 in response to Items 5 and 7
(Structural Term Sheets, Collateral Term Sheets
and Computational Materials)
(J) Series 2003-6
December 9, 2002 in response to
Items 5 and 7 (Pooling and Servicing
Agreement)
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
CHASE FUNDING, INC.,
depositor
By: /s/Luke S. Hayden
---------------------------------
Name: Luke S. Hayden
Title: Chief Executive Officer
Date: March 30, 2004
SUPPLEMENTAL INFORMATION TO BE FURNISHED WITH REPORTS FILED PURSUANT TO SECTION
15(d) OF THE ACT BY REGISTRANTS WHICH HAVE NOT REGISTERED SECURITIES PURSUANT TO
SECTION 12 OF THE ACT.
No annual report, proxy statement, form of proxy or other proxy soliciting
material has been sent to Certificateholders during the period covered by this
Annual Report on Form 10-K and the registrant does not intend to furnish such
materials to Certificateholders subsequent to the filing of this report.
INDEX TO EXHIBITS
Exhibits
- --------
99.1 Servicer's Annual Statement of Compliance
for each of the following Series:
(i) Series 1999-1
(ii) Series 1999-2
(iii) Series 1999-3
(iv) Series 1999-4
(v) Series 2000-1
(vi) Series 2000-2
(vii) Series 2000-3
(viii) Series 2001-1
(ix) Series 2001-2
(x) Series 2001-3
(xi) Series 2001-4
(xii) Series 2002-1
(xiii) Series 2002-2
(xiv) Series 2002-3
(xv) Series 2002-4
(xvi) Series 2003-1
(xvii) Series 2003-2
(xviii) Series 2003-3
(xix) Series 2003-4
(xx) Series 2003-5
(xxi) Series 2003-6
(xxii) Series 2001-AD1
(xxiii) Series 2001-C1
(xxiv) Series 2001-C2
(xxv) Series 2001-C3
(xxvi) Series 2002-C1
(xxvii) Series 2003-C1
(xxviii) Series 2003-C2
(xxix) Series 2001-FF1
99.2 Reports prepared by Servicer's certified independent
accountants concerning their respective duties for
the year ended December 31, 2003:
99.3 Certification pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
(i) Series 1999-1
(ii) Series 1999-2
(iii) Series 1999-3
(iv) Series 1999-4
(v) Series 2000-1
(vi) Series 2000-2
(vii) Series 2000-3
(viii) Series 2001-1
(ix) Series 2001-2
(x) Series 2001-3
(xi) Series 2001-4
(xii) Series 2002-1
(xiii) Series 2002-2
(xiv) Series 2002-3
(xv) Series 2002-4
(xvi) Series 2003-1
(xvii) Series 2003-2
(xviii) Series 2003-3
(xix) Series 2003-4
(xx) Series 2003-5
(xxi) Series 2003-6
(xxii) Series 2001-AD1
(xxiii) Series 2001-C1
(xxiv) Series 2001-C2
(xxv) Series 2001-C3
(xxvi) Series 2002-C1
(xxvii) Series 2003-C2
(xxviii) Series 2003-C3
(xxix) Series 2001-FF1