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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
----------------------------------
FORM 10-K
FOR ANNUAL AND TRANSITION REPORTS
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED: DECEMBER 31, 2002
or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Commission file number: 333-68848
---------------------------------
CHASE FUNDING, INC.
(Issuer in respect of Chase Funding Mortgage Loan Asset-Backed
Certificates Series 1999-1, Series 1999-2, Series 1999-3, Series
1999-4, Series 2000-1, Series 2000-2, Series 2000-3, Series 2001-1,
Series 2001-2, Series 2001-3, Series 2001-4, Series 2002-1, Series
2002-2, Series 2002-3, Series 2002-4, Series 2001-AD1, Series 2001-C1,
Series 2001-C2, Series 2001-C3, Series 2002-C1 and Series 2001-FF1)
(the "Certificates")
------------------------------------------------------
(Exact name of Registrant as specified in its charter)
New York 13-3436103
---------------------------- ------------------------------------
(State or other jurisdiction (I.R.S. Employer Identification No.)
of incorporation)
343 Thornall Street, Edison, NJ 08837
- ---------------------------------------- -------------
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (732) 205-0600
Securities registered pursuant to Section 12(b) of the Act: NONE
Securities registered pursuant to Section 12(g) of the Act: NONE
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports) and (2) has been subject to such
filing requirements for the past 90 days. Yes: X No:
--- ---
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. Yes: X No:
--- ---
State the aggregate market value of the voting stock held by
non-affiliates of the Registrant. The aggregate market value shall be computed
by reference to the price at which the stock was sold, or the average bid and
asked priced of such stock, as of a specified date within 60 days prior to the
date of filing. NOT APPLICABLE.
Introductory Note
This Annual Report on Form 10-K is filed pursuant to Sections 13 and
15(d) of the Securities Exchange Act of 1934, as amended, in the manner
described in a "no-action" letter issued by the Office of the Chief Counsel to
Chase Funding, Inc. (formerly known as Chemical Mortgage Securities, Inc.) dated
May 24, 1988 (the "Exemption Order"). Accordingly, responses to certain items
have been omitted from or modified in this Annual Report.
The Mortgage Loan Asset-Backed Certificates, Series 1999-1, Series
1999-2, Series 1999-3, Series 1999-4, Series 2000-1, Series 2000-2, Series
2000-3, Series 2001-1, Series 2001-2, Series 2001-3, Series 2001-4, Series
2002-1, Series 2002-2, Series 2002-3, Series 2002-4, Series 2001-AD1, Series
2001-C1, Series 2001-C2, Series 2001-C3, Series 2002-C1 and Series 2001-FF1
(each a "Series"), each represent the entire beneficial ownership interest in a
trust fund (the "Trust Fund") consisting, among other things, of a segregated
pool of subprime one- to four-family first-lien mortgage loans (the "Mortgage
Loans").
PART I
Item 1. Business.
Omitted.
Item 2. Properties.
Information regarding the mortgaged properties is included in the
Accountant's Report and the Annual Statement of Compliance filed under Item 14
hereof, as discussed in Item 14.
Item 3. Legal Proceedings.
The registrant knows of no material pending legal proceedings with
respect to the Trust Fund for any Series, involving the registrant, the Trust
Fund, Citibank N.A. (the "Trustee") and Chase Manhattan Mortgage Corporation
(the "Seller and Servicer"), other than ordinary routine litigation incidental
to duties of the registrant, Trustee, Seller or the Servicer under the
applicable pooling and servicing agreement for Series 1999-1, Series 1999-2,
Series 1999-3, Series 1999-4, Series 2000-1, Series 2000-2, Series 2000-3,
Series 2001-1, Series 2001-2, Series 2001-3, Series 2001-4, Series 2002-1,
Series 2002-2, Series 2002-3, Series 2002-4, Series 2001-AD1, Series 2001-C1,
Series 2001-C2, Series 2001-C3, Series 2002-C1 and Series 2001-FF1.
Item 4. Submission of Matters to a Vote of Security Holders.
No matter was submitted to a vote of Certificateholders for any Series
during the fiscal year covered by this report.
PART II
Item 5. Market for Registrant's Common Equity and Related Stockholder Matters.
(a) (1) To the knowledge of the Registrant, there is no
established public market for the Certificates of any
Series
(2) To the knowledge of the Registrant, there are no
reported high and low bid quotations for any of the
Certificates.
(b) The records of The Depository Trust Company ("DTC") indicate
that as of December 31, 2002, the following Series had the
following number of holders of record:
Series 1999-1: 23
Series 1999-2: 32
Series 1999-3: 26
Series 1999-4: 36
Series 2000-1: 25
Series 2000-2: 35
Series 2000-3: 38
Series 2001-1: 44
Series 2001-2: 33
Series 2001-3: 74
Series 2001-4: 66
Series 2002-1: 86
Series 2002-2: 100
Series 2002-3: 68
Series 2002-4: 58
Series 2001-AD1: 69
Series 2001-C1: 19
Series 2001-C2: 52
Series 2001-C3: 13
Series 2002-C1: 70
Series 2001-FF1: 20
Item 6. Selected Financial Data.
Omitted.
Item 7. Management's Discussion and Analysis of Financial Condition and Results
of Operations.
Omitted.
Item 7A. Quantitative and Qualitative Disclosures About Market Risk
Not applicable.
Item 8. Financial Statements and Supplementary Data.
Omitted.
Item 9. Changes in and Disagreements with Accountants on Accounting and
Financial Disclosure.
None.
PART III
Item 10. Directors and Executive Officers of the Registrant.
Omitted.
Item 11. Executive Compensation.
Omitted.
Item 12. Security Ownership of Certain Beneficial Owners and Management.
The records of DTC indicate that as of December 31, 2002, there were
the following holders of record with more than 5% of each class of each series
of Certificates:
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Series 1999-1
Class IA-2 The Bank of New York $10,290,000 43.24%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $10,000,000 42.02%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $2,110,000 8.87%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $1,400,000 5.88%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-3 The Bank of New York $6,450,000 50.00%
One Wall Street
New York, NY 10286
State Street Bank and Trust Company $6,450,000 50.00%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-4 Citibank/Private Banking Division $4,000,000 33.33%
333 West 34th Street, 5th Floor
New York, NY 10001
JPMorgan Chase Bank $8,000,000 66.67%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-5 Deutsche Bank Trust Company Americas $2,000,000 15.38%
648 Grassmere Park Road
Nashville, TN 37211
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Wells Fargo Bank Minnesota, N.A. $11,000,000 84.62%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Class IM-1 JPMorgan Chase Bank $6,987,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IM-2 Citibank, N.A. $2,275,000 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
Class IB JPMorgan Chase Bank $2,438,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIA-1 The Bank of New York $37,000,000 26.69%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $35,000,000 25.24%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
JPMorgan Chase Bank $66,650,000 48.07%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIB Bank One Trust Company, N.A. - State $500,000 6.08%
340 South Cleveland Ave.
Building 350
Columbus, OH 43240
Lehman Brothers, Inc. $2,000,000 24.32%
101 Hudson Street - 30th Floor
Jersey City, NJ 07302
State Street Bank and Trust Company $5,500,000 66.87%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IIM-1 Bank One Trust Company, N.A. $7,625,000 43.26%
340 South Cleveland Ave.
Building 350
Columbus, OH 43240
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $10,000,000 56.74%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIM-2 The Bank of New York $11,750,000 100.00%
One Wall Street
New York, NY 10286
Series 1999-2
Class IA-2 Boston Safe Deposit and Trust Company $14,515,000 27.42%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $5,100,000 9.63%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $8,540,000 16.13%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
PNC Bank, National Association $10,000,000 18.89%
1600 Market Street, 29th Floor
Philadelphia, PA 19103
State Street Bank and Trust Company $11,185,000 21.13%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-3 The Bank of New York $5,000,000 100.00%
One Wall Street
New York, NY 10286
Class IA-4 The Bank of New York $9,000,000 46.29%
One Wall Street
New York, NY 10286
Citibank, N.A. $10,441,000 53.71%
3800 Citibank Center B3-15
Tampa, FL 33610
Class IA-5 The Bank of New York $14,000,000 58.33%
One Wall Street
New York, NY 10286
Wells Fargo Bank Minnesota, N.A. $10,000,000 41.67%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Class IM-1 JPMorgan Chase Bank $9,000,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IM-2 Citibank, N.A. $3,750,000 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $3,750,000 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IB JPMorgan Chase Bank $2,500,000 45.45%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. $3,000,000 54.55%
40 Broad Street, 5th Floor
New York, NY 10004
Class IIA-1 The Bank of New York $198,675,000 61.33%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $38,000,000 11.73%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $69,275,000 21.38%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
The Northern Trust Company $18,000,000 5.56%
801 S. Canal C-IN
Chicago, IL 60607
Class IIM-1 The Bank of New York $5,000,000 21.93%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $12,800,000 56.14%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
UMB Bank, National Association $5,000,000 21.93%
928 Grand Blvd.
Kansas City, MO 64106
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIM-2 The Bank of New York $8,050,000 44.60%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $5,000,000 27.70%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. - Phila. Main $5,000,000 27.70%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IIB The Bank of New York $3,200,000 21.05%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $7,000,000 46.05%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $5,000,000 32.89%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Series 1999-3
Class IA-3 The Bank of New York $7,500,000 45.45%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $1,000,000 6.06%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $7,000,000 42.42%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $1,000,000 6.06%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-4 JPMorgan Chase Bank $8,000,000 44.44%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
State Street Bank and Trust Company $10,000,000 55.56%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-5 The Bank of New York $6,000,000 55.30%
One Wall Street
New York, NY 10286
Citibank, N.A. $4,850,000 44.70%
3800 Citibank Center B3-15
Tampa, FL 33610
Class IA-6 The Bank of New York $12,150,000 100.00%
One Wall Street
New York, NY 10286
Class IM-1 The Bank of New York $3,000,000 44.44%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $3,750,000 55.56%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IM-2 Boston Safe Deposit and Trust Company $2,000,000 53.88%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Wachovia Bank N.A. - Phila. Main $1,712,000 46.12%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IB-1 JPMorgan Chase Bank $1,500,000 49.37%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. - Phila. Main $1,538,000 50.63%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IIA-1 Deutsche Bank Trust Company Americas $17,500,000 8.45%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $55,000,000 26.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Merrill, Lynch, Pierce Fenner & Smith $117,525,000 56.77%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
Class IIB JPMorgan Chase Bank $1,000,000 9.07%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. $4,000,000 36.28%
40 Broad Street, 5th Floor
New York, NY 10004
Wachovia Bank N.A. - Phila. Main $6,025,000 54.65%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IIM-1 JPMorgan Chase Bank $15,925,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIM-2 JPMorgan Chase Bank $5,500,000 49.89%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. - Phila. Main $5,525,000 50.11%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Series 1999-4
Class IA-3 Boston Safe Deposit and Trust Company $2,000,000 10.81%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
JPMorgan Chase Bank $6,500,000 35.14%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
SSB - Trust Company $4,500,000 24.32%
2 Heritage Drive
North Quincy, MA 02171
Wachovia Bank N.A. $5,500,000 29.73%
40 Broad Street, 5th Floor
New York, NY 10004
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IA-4 The Bank of New York $9,000,000 56.25%
One Wall Street
New York, NY 10286
Brown Brothers Harriman & Co. $1,000,000 6.25%
140 Broadway
New York, NY 10005
JPMorgan Chase Bank $1,000,000 6.25%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. $5,000,000 31.25%
40 Broad Street, 5th Floor
New York, NY 10004
Class IA-5 Deutsche Bank Trust Company Americas $3,050,000 26.20%
648 Grassmere Park Road
Nashville, TN 37211
UBS Painewebber Inc. $600,000 5.15%
1000 Harbor Blvd.
Weehawken, NJ 07087
U.S. Bank N.A. $4,140,000 35.57%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
Wachovia Bank N.A. $3,500,000 30.07%
40 Broad Street, 5th Floor
New York, NY 10004
Class IA-6 Boston Safe Deposit and Trust Company $6,460,000 54.01%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $2,000,000 16.72%
648 Grassmere Park Road
Nashville, TN 37211
Wachovia Bank N.A. $3,500,000 29.26%
40 Broad Street, 5th Floor
New York, NY 10004
Class IM-1 JPMorgan Chase Bank $2,000,000 43.96%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
U.S. Bank N.A. $1,150,000 25.27%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
Wachovia Bank N.A. - Phila. Main $1,400,000 30.77%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IM-2 Boston Safe Deposit and Trust Company $1,000,000 34.19%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
JPMorgan Chase Bank $1,025,000 35.04%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. - Phila. Main $900,000 30.77%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IB JPMorgan Chase Bank $2,025,000 69.23%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. - Phila. Main $900,000 30.77%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IIA-1 Boston Safe Deposit and Trust Company $14,000,000 6.82%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $17,000,000 8.28%
648 Grassmere Park Road
Nashville, TN 37211
Deutsche Bank Securities Inc. $40,200,000 19.59%
1251 Avenue of the Americas
New York, NY 10020
Investors Bank & Trust Company $66,000,000 32.16%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $60,800,000 29.63%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIM-1 JPMorgan Chase Bank $14,760,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIM-2 JPMorgan Chase Bank $7,440,000 71.26%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. - Phila. Main $3,000,000 28.74%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IIB Wachovia Bank N.A. - Phila. Main $9,600,000 100.00%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Series 2000-1
Class IA-3 Allfirst Bank $6,000,000 35.29%
110 S. Paca Street
Baltimore, MD 21201
Boston Safe Deposit and Trust Company $7,000,000 41.18%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $3,000,000 17.65%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $1,000,000 5.88%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-4 The Bank of New York $5,000,000 29.41%
One Wall Street
New York, NY 10286
State Street Bank and Trust Company $12,000,000 70.59%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-5 The Bank of New York $7,170,000 70.50%
One Wall Street
New York, NY 10286
The Northern Trust Company $3,000,000 29.50%
801 S. Canal C-IN
Chicago, IL 60607
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IA-6 JPMorgan Chase Bank $9,830,000 83.09%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $2,000,000 16.91%
801 S. Canal C-IN
Chicago, IL 60607
Class IM-1 Deutsche Bank Trust Company Americas $3,300,000 84.62%
648 Grassmere Park Road
Nashville, TN 37211
UBS Painewebber Inc. $600,000 15.38%
1000 Harbor Blvd.
Weehawken, NJ 07087
Class IM-2 Barclays Capital Inc./Barclays Bank PLC, $2,000,000 47.34%
London Branch
225 Broadway
New York, NY 10038
JPMorgan Chase Bank $2,225,000 52.66%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IB Barclays Capital Inc./Barclays Bank PLC, $3,575,000 100.00%
London Branch
225 Broadway
New York, NY 10038
Class IIA-1 The Bank of New York $20,000,000 8.35%
One Wall Street
New York, NY 10286
The Bank of New York/JP Morgan PPB $25,000,000 10.44%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $29,400,000 12.28%
648 Grassmere Park Road
Nashville, TN 37211
Merrill, Lynch, Pierce Fenner & Smith $165,000,000 68.92%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
Class IIM-1 The Bank of New York $16,100,000 100.00%
One Wall Street
New York, NY 10286
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIM-2 JPMorgan Chase Bank $9,300,000 69.92%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $4,000,000 30.08%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IIB The Bank of New York $4,500,000 40.18%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $3,200,000 28.57%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $3,500,000 31.25%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Series 2000-2
Class IA-3 State Street Bank and Trust Company $15,875,000 90.71%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-4 The Bank of New York $11,950,000 58.29%
One Wall Street
New York, NY 10286
The Northern Trust Company $5,050,000 24.63%
801 S. Canal C-IN
Chicago, IL 60607
Wachovia Bank N.A. $1,800,000 8.78%
40 Broad Street, 5th Floor
New York, NY 10004
Class IA-5 The Bank of New York $5,000,000 30.71%
One Wall Street
New York, NY 10286
Citibank, N.A. $11,280,000 69.29%
3800 Citibank Center B3-15
Tampa, FL 33610
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IA-6 JPMorgan Chase Bank $12,420,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IM-1 JPMorgan Chase Bank $4,050,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IM-2 JPMorgan Chase Bank $3,712,500 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IB Deutsche Bank Trust Company Americas $3,037,500 100.00%
648 Grassmere Park Road
Nashville, TN 37211
Class IIA-1 The Bank of New York/Credit Agricole $25,000,000 8.94%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $105,120,000 37.61%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $100,000,000 35.78%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
The Northern Trust Company $30,065,000 10.76%
801 S. Canal C-IN
Chicago, IL 60607
Class IIM-1 JPMorgan Chase Bank $17,875,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIM-2 JPMorgan Chase Bank $15,437,500 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIB The Bank of New York $8,000,000 65.64%
One Wall Street
New York, NY 10286
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Deutsche Bank Trust Company Americas $4,187,500 34.36%
648 Grassmere Park Road
Nashville, TN 37211
Series 2000-3
Class IA-3 Allfirst Bank $10,000,000 48.78%
110 S. Paca Street
Baltimore, MD 21201
Boston Safe Deposit and Trust Company $4,000,000 19.51%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
JPMorgan Chase Bank $6,500,000 31.71%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-4 Barclays Global Investors N.A/ $2,000,000 7.55%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
Boston Safe Deposit and Trust Company $3,800,000 14.34%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $3,400,000 12.83%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $15,000,000 56.60%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-5 JPMorgan Chase Bank $20,250,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-6 Citibank, N.A. $4,000,000 26.67%
3800 Citibank Center B3-15
Tampa, FL 33610
Deutsche Bank Trust Company Americas $5,500,000 36.67%
648 Grassmere Park Road
Nashville, TN 37211
SSB - Trust Company $5,500,000 36.67%
2 Heritage Drive
North Quincy, MA 02171
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IM-1 The Bank of New York $2,600,000 72.22%
One Wall Street
New York, NY 10286
Bank One, Oklahoma, N.A. $1,000,000 27.78%
100 N. Broadway - 6th Floor
Safekeeping
Oklahoma, OK 73102
Class IM-2 Barclays Capital Inc./Barclays Bank PLC, $3,200,000 100.00%
London Branch
225 Broadway
New York, NY 10038
Class IB Barclays Capital Inc./Barclays Bank PLC, $3,200,000 100.00%
London Branch
225 Broadway
New York, NY 10038
Class IIA-1 Boston Safe Deposit and Trust Company $31,425,000 6.53%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Investors Bank & Trust Company $44,600,000 9.26%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $67,700,000 14.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $200,000,000 41.53%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
The Northern Trust Company $24,500,000 5.09%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $81,275,000 16.88%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIM-1 JPMorgan Chase Bank $14,900,000 48.38%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $15,300,000 49.68%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IIM-2 Boston Safe Deposit and Trust Company $10,000,000 37.59%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
JPMorgan Chase Bank $16,600,000 62.41%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIB Wells Fargo Bank Minnesota, N.A. $21,000,000 100.00%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Series 2001-1
Class IA-2 Boston Safe Deposit and Trust Company $1,000,000 6.35%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
JPMorgan Chase Bank $6,000,000 38.10%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $8,750,000 55.56%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-3 Bear Stearns Securities Corp. $1,505,000 7.82%
One Metrotech Center North
Brooklyn, NY 11201-3862
Fleet National Bank $1,760,000 9.14%
159 East Main Street
Rochester, NY 14638
JPMorgan Chase Bank $3,280,000 17.04%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
The Northern Trust Company $9,665,000 50.21%
801 S. Canal C-IN
Chicago, IL 60607
Class IA-4 The Bank of New York $5,500,000 28.21%
One Wall Street
New York, NY 10286
Prudential Securities Custody $8,250,000 42.31%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
State Street Bank and Trust Company $5,000,000 25.64%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-5 JPMorgan Chase Bank $11,476,250 69.65%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
SEI Trust Company $5,000,000 30.35%
1 Freedom Valley Drive
Oaks, PA 19456
Class IA-6 Citibank, N.A. $6,000,000 48.44%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $6,086,250 49.14%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IM-1 The Bank of New York $4,387,500 100.00%
One Wall Street
New York, NY 10286
Class IM-2 JPMorgan Chase Bank $2,712,500 73.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
J.P. Morgan Securities Inc. $1,000,000 26.94%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IB JPMorgan Chase Bank $3,037,500 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIA-1 The Bank of New York $84,800,000 19.91%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $96,000,000 22.54%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $62,500,000 14.67%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $154,500,000 36.27%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
Class IIM-1 The Bank of New York $17,700,000 70.24%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $5,000,000 19.84%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $2,500,000 9.92%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIM-2 The Bank of New York $10,000,000 49.02%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $7,000,000 34.31%
648 Grassmere Park Road
Nashville, TN 37211
UMB Bank, National Association $3,400,000 16.67%
928 Grand Blvd.
Kansas City, MO 64106
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIB JPMorgan Chase Bank $4,200,000 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. $4,200,000 50.00%
40 Broad Street, 5th Floor
New York, NY 10004
Series 2001-2
Class IA-2 Citibank, N.A. $6,400,000 32.82%
3800 Citibank Center B3-15
Tampa, FL 33610
Deutsche Bank Trust Company Americas $2,000,000 10.26%
648 Grassmere Park Road
Nashville, TN 37211
Manufacturers and Traders Trust Company $1,200,000 6.15%
P.O. Box 1377
Buffalo, NY 14240
The Northern Trust Company $9,000,000 46.15%
801 S. Canal C-IN
Chicago, IL 60607
Class IA-3 The Bank of New York $13,000,000 76.47%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $4,000,000 23.53%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-4 The Bank of New York $10,000,000 45.98%
One Wall Street
New York, NY 10286
Comercia Bank $4,750,000 21.84%
411 West Lafayette
Mail Code 3404
Detroit, MI 48226
JPMorgan Chase Bank $3,500,000 16.09%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
PNC Bank, National Association $3,500,000 16.09%
1600 Market Street, 29th Floor
Philadelphia, PA 19103
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IA-5 State Street Bank and Trust Company $16,030,000 100.00%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-6 Bank of New York/Investment Account $12,420,000 100.00%
(Participant Contact Not Found)
Class IM-1 Bank of New York/Investment Account $2,000,000 49.38%
(Participant Contact Not Found)
JPMorgan Chase Bank $2,050,000 50.62%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IM-2 JPMorgan Chase Bank $4,050,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IB JPMorgan Chase Bank $2,700,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIA-1 Boston Safe Deposit and Trust Company $150,280,000 100.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Class IIA-2 The Bank of New York $28,000,000 9.18%
One Wall Street
New York, NY 10286
Citibank, N.A. $27,800,000 9.12%
3800 Citibank Center B3-15
Tampa, FL 33610
Deutsche Bank Trust Company Americas $45,200,000 14.82%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $101,980,000 33.44%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $93,000,000 30.49%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIM-1 The Bank of New York $7,537,500 27.88%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $6,000,000 22.19%
648 Grassmere Park Road
Nashville, TN 37211
State Street Bank and Trust Company $13,500,000 49.93%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IIM-2 The Bank of New York $12,252,500 71.02%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $5,000,000 28.98%
648 Grassmere Park Road
Nashville, TN 37211
Class IIB JPMorgan Chase Bank $11,450,000 74.11%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. $4,000,000 25.89%
40 Broad Street, 5th Floor
New York, NY 10004
Series 2001-3
Class IA-1 Bank One Trust Company, N.A. $3,235,000 5.39%
340 South Cleveland Ave.
Building 350
Columbus, OH 43240
The Northern Trust Company $24,240,000 40.40%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $25,345,000 42.24%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-2 The Bank of New York $5,000,000 19.23%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $5,000,000 19.23%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $7,000,000 26.92%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $9,000,000 34.62%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-3 Barclays Global Investors N.A/ $3,000,000 7.69%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
JPMorgan Chase Bank $4,690,000 12.03%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
LaSalle Bank National Association $12,000,000 30.77%
135 South LaSalle Street
Chicago, IL 60603
M&I Marshall & Isley Bank $13,000,000 33.33%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
State Street Bank and Trust Company $3,000,000 7.69%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-4 The Bank of New York $6,975,000 21.30%
One Wall Street
New York, NY 10286
Barclays Global Investors N.A/ $3,000,000 9.16%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
Comercia Bank $3,000,000 9.16%
411 West Lafayette
Mail Code 3404
Detroit, MI 48226
The Northern Trust Company $7,750,000 23.66%
801 S. Canal C-IN
Chicago, IL 60607
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
State Street Bank and Trust Company $4,650,000 14.20%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-5 The Bank of New York $10,000,000 31.77%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $5,000,000 15.88%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
UBS Painewebber Inc. $4,000,000 12.71%
1000 Harbor Blvd.
Weehawken, NJ 07087
Union Bank of California, N.A. $12,477,250 39.64%
530 B St., Suite 242
San Diego, CA 92101
Class IA-6 Boston Safe Deposit and Trust Company $17,000,000 80.86%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
The Northern Trust Company $3,675,250 17.48%
801 S. Canal C-IN
Chicago, IL 60607
Class IM-1 Citibank, N.A. $3,409,500 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $3,409,500 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IM-2 Citibank, N.A. $3,950,750 63.20%
3800 Citibank Center B3-15
Tampa, FL 33610
Deutsche Bank Trust Company Americas $2,300,000 36.80%
648 Grassmere Park Road
Nashville, TN 37211
Class IB Citibank, N.A. $1,988,875 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $1,988,875 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIA-1 Deutsche Bank Trust Company Americas $294,870,000 39.08%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $89,200,000 11.82%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
PNC Bank, National Association $307,953,000 40.82%
1600 Market Street, 29th Floor
Philadelphia, PA 19103
Class IIM-1 JPMorgan Chase Bank $31,385,000 74.05%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $11,000,000 25.95%
801 S. Canal C-IN
Chicago, IL 60607
Class IIM-2 Boston Safe Deposit and Trust Company $15,000,000 44.24%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Investors Bank & Trust Company $2,500,000 7.37%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $14,908,000 43.97%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIB Deutsche Bank Trust Company Americas $1,977,000 11.66%
648 Grassmere Park Road
Nashville, TN 37211
Investors Bank & Trust Company $1,977,000 11.66%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $8,000,000 47.19%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
LaSalle Bank National Association $3,000,000 17.69%
135 South LaSalle Street
Chicago, Il 60603
Wachovia Bank N.A. $2,000,000 11.80%
40 Broad Street, 5th Floor
New York, NY 10004
Series 2001-4
Class IA-1 The Bank of New York $22,970,000 27.51%
One Wall Street
New York, NY 10286
Brown Brothers Harriman & Co. $5,800,000 6.95%
140 Broadway
New York, NY 10005
Citibank, N.A. $9,385,000 11.24%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $15,935,000 19.08%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $12,365,000 14.81%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-2 JPMorgan Chase Bank $23,750,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-3 The Bank of New York $8,585,000 16.59%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $20,705,000 40.01%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $18,000,000 34.78%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-4 JPMorgan Chase Bank $9,025,000 28.88%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $4,000,000 12.80%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $17,225,000 55.12%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-5 Deutsche Bank Trust Company Americas $5,000,000 14.74%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $28,931,000 85.26%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-6 The Bank of New York $16,409,000 65.88%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $7,000,000 28.10%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Fifth Third Bank $1,500,000 6.02%
38 Fountain Square Plaza
Cincinnati, OH 45263
Class IM-1 The Bank of New York $6,900,000 50.00%
One Wall Street
New York, NY 10286
Citibank, N.A. $6,900,000 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IM-2 Citibank, N.A. $2,210,000 35.59%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $2,000,000 32.21%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
LaSalle Bank National Association $2,000,000 32.21%
135 South LaSalle Street
Chicago, Il 60603
Class IB The Bank of New York $2,000,000 28.99%
One Wall Street
New York, NY 10286
Citibank, N.A. $2,900,000 42.03%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $2,000,000 28.99%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIA-1 Deutsche Bank Trust Company Americas $148,000,000 42.87%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $50,000,000 14.48%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $127,000,000 36.79%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
Class IIM-1 The Bank of New York $20,340,000 87.15%
One Wall Street
New York, NY 10286
State Street Bank and Trust Company $3,000,000 12.85%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIM-2 The Bank of New York $4,697,500 43.91%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $4,000,000 37.39%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Investors Bank & Trust Company $2,000,000 18.70%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
Class IIB Credit Suisse First Boston LLC $5,000,000 51.41%
c/o ADP Proxy Services
Deutsche Bank Trust Company Americas $3,000,000 30.85%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $1,725,000 17.74%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Series 2002-1
IA1 Citibank, N.A. $13,250,000 10.13%
3800 Citibank Center B3-15
Tampa, FL 33610
DBTC Americas/Suntrust Portfolio $30,750,000 23.52%
14 Wall Street
New York, NY 10005
JPMorgan Chase Bank $34,340,000 26.26%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $27,165,000 20.78%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $16,575,000 12.68%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IA2 Boston Safe Deposit and Trust Company $7,220,000 17.94%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Citibank, N.A. $4,740,000 11.78%
3800 Citibank Center B3-15
Tampa, FL 33610
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Deutsche Bank Trust Company Americas $7,225,000 17.95%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $4,000,000 9.94%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
LBI - Lehman Government Securities Inc. (LBI) $2,045,000 5.08%
101 Hudson Street, 30th Floor
Jersey City, NJ 07302
SSB - Trust Company $3,000,000 7.45%
2 Heritage Drive
North Quincy, MA 02171
State Street Bank and Trust Company $8,755,000 21.75%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IA3 The Bank of New York $7,035,000 8.55%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $6,075,000 7.39%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $9,950,000 12.10%
648 Grassmere Park Road
Nashville, TN 37211
Investors Bank & Trust Company $5,500,000 6.69%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $10,450,000 12.71%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $5,350,000 6.50%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $23,225,000 28.24%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
IA4 The Bank of New York $7,000,000 11.67%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $26,000,000 43.33%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Union Bank of California, N.A. $22,000,000 36.67%
530 B St., Suite 242
San Diego, CA 92101
Wells Fargo Bank Minnesota, N.A. $5,000,000 8.33%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
IA5 Deutsche Bank Trust Company Americas $5,000,000 8.28%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $10,000,000 16.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Salomon Smith Barney Inc./Salomon Brothers $10,000,000 16.57%
333 W 34th Street, 3rd Floor
New York, NY 10001
State Street Bank and Trust Company $15,362,500 25.45%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
UBS Warburg LLC/CMC $20,000,000 33.13%
1000 Harbor Blvd., 8th Floor
Weekhawken, NJ 07087
IA6 Boston Safe Deposit and Trust Company $41,512,500 100.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
IM1 Citibank, N.A. $4,900,000 43.56%
3800 Citibank Center B3-15
Tampa, FL 33610
Comercia Bank $750,000 6.67%
411 West Lafayette
Mail Code 3404
Detroit, MI 48226
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $5,500,000 48.89%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IM2 The Bank of New York $3,000,000 29.63%
One Wall Street
New York, NY 10286
Citibank, N.A. $3,125,000 30.86%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $1,000,000 9.88%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $3,000,000 29.63%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IB The Bank of New York $2,000,000 22.22%
One Wall Street
New York, NY 10286
Citibank, N.A. $2,000,000 22.22%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $5,000,000 55.56%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IIA1 Boston Safe Deposit and Trust Company $284,375,000 100.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
IIA2 Deutsche Bank Trust Company Americas $53,375,000 18.77%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $153,000,000 53.80%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
The Northern Trust Company $25,000,000 8.79%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $33,700,000 11.85%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IIM1 Bank of Tokyo-Mitsubishi Trust Company $16,000,000 49.23%
Trust Operations Dept. Plaza 3
Jersey City, NJ 07311-1904
JPMorgan Chase Bank $16,500,000 50.77%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IIM2 The Bank of New York $11,200,000 43.08%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $2,750,000 10.58%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
State Street Bank and Trust Company $6,250,000 24.04%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Wachovia Securities, Inc. $5,000,000 19.23%
8739 Research Drive
Charlotte, NC 28262-0675
IIB The Bank of New York $10,000,000 51.28%
One Wall Street
New York, NY 10286
Citibank, N.A. $5,000,000 25.64%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $4,500,000 23.08%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Series 2002-2
IA1 Boston Safe Deposit and Trust Company $13,800,000 13.08%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Citibank, N.A. $16,000,000 15.17%
3800 Citibank Center B3-15
Tampa, FL 33610
The Northern Trust Company $21,665,000 20.54%
801 S. Canal C-IN
Chicago, IL 60607
UBS Warburg LLC/CMC $34,250,000 32.46%
1000 Harbor Blvd., 8th Floor
Weekhawken, NJ 07087
IA2 JPMorgan Chase Bank $21,000,000 62.69%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wells Fargo Bank Minnesota, N.A. $9,090,000 27.13%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
IA3 Boston Safe Deposit and Trust Company $4,075,000 6.22%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
State Street Bank and Trust Company $7,650,000 11.68%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Union Bank of California, N.A. $10,500,000 16.03%
530 B St., Suite 242
San Diego, CA 92101
IA4 The Bank of New York $10,680,000 21.36%
One Wall Street
New York, NY 10286
Bank One Trust Company N.A./Public Employee $12,000,000 24.00%
Retirement
340 South Cleveland
Building 350
Columbus, OH 43240
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Deutsche Bank Trust Company Americas $7,135,000 14.27%
648 Grassmere Park Road
Nashville, TN 37211
State Street Bank and Trust Company $5,930,000 11.86%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Union Bank of California, N.A. $3,290,000 6.58%
530 B St., Suite 242
San Diego, CA 92101
IA5 Bank of America Securities LLC $36,400,000 74.90%
300 Harmon Meadow Blvd
Secaucus, NJ 07094
Deutsche Bank Trust Company Americas $5,000,000 10.29%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $7,200,000 14.81%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IA6 The Bank of New York $6,225,000 18.53%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $3,750,000 11.16%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $12,325,000 36.68%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $10,750,000 31.99%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IB Citibank, N.A. $2,275,000 50.00%
3800 Citibank Center B3-15
Tampa, FL 33610
LaSalle Bank National Association $2,275,000 50.00%
135 South LaSalle Street
Chicago, Il 60603
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
IIA1 Barclays Global Investors N.A/ $40,000,000 6.21%
Investors Bank & Trust
980 9th Street, 6th Floor
Sacramento, CA 95814
Deutsche Bank Trust Company Americas $93,020,000 14.44%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $154,000,000 23.91%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $330,000,000 51.24%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
IIB Citibank, N.A. $1,675,000 9.10%
3800 Citibank Center B3-15
Tampa, FL 33610
Credit Suisse First Boston LLC $2,000,000 10.87%
c/o ADP Proxy Services
JPMorgan Chase Bank $5,000,000 27.17%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
LaSalle Bank National Association $2,725,000 14.81%
135 South LaSalle Street
Chicago, Il 60603
LBI - Lehman Government Securities Inc. (LBI) $4,000,000 21.74%
101 Hudson Street, 30th Floor
Jersey City, NJ 07302
Wells Fargo Bank Minnesota, N.A. $3,000,000 16.30%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
IIM1 Bank of Tokyo-Mitsubishi Trust Company $8,000,000 19.76%
Trust Operations Dept. Plaza 3
Jersey City, NJ 07311-1904
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $28,000,000 69.17%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $4,480,000 11.07%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IIM2 The Bank of New York $15,000,000 50.95%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $14,440,000 49.05%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IM1 Deutsche Bank Trust Company Americas $4,795,000 43.91%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $3,070,000 28.11%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $2,410,000 22.07%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IM2 Citibank, N.A. $2,000,000 21.98%
3800 Citibank Center B3-15
Tampa, FL 33610
Deutsche Bank Trust Company Americas $2,000,000 21.98%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $5,100,000 56.04%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Series 2002-3
IA1 The Bank of New York $5,400,000 9.38%
One Wall Street
New York, NY 10286
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Deutsche Bank Trust Company Americas $3,600,000 6.25%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $27,600,000 47.92%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $20,000,000 34.72%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IA2 The Bank of New York $1,610,000 6.97%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $9,970,000 43.16%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $9,000,000 38.96%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Wells Fargo Bank Minnesota, N.A. $1,650,000 7.14%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
IA3 Boston Safe Deposit and Trust Company $3,500,000 9.83%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Brown Brothers Harriman & Co. $3,500,000 9.83%
140 Broadway
New York, NY 10005
Citibank, N.A. $1,900,000 5.34%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $10,700,000 30.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
State Street Bank and Trust Company $13,600,000 38.20%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IA4 JPMorgan Chase Bank $7,500,000 24.83%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
M&I Marshall & Isley Bank $10,000,000 33.11%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Union Bank of California, N.A. $8,200,000 27.15%
530 B St., Suite 242
San Diego, CA 92101
Wachovia Bank N.A. - Phila. Main $4,000,000 13.25%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
IA5 The Bank of New York $26,450,000 100.00%
One Wall Street
New York, NY 10286
IA6 The Bank of New York $9,695,000 50.49%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $2,405,000 12.53%
648 Grassmere Park Road
Nashville, TN 37211
State Street Bank and Trust Company $6,545,000 34.09%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IM1 Deutsche Bank Trust Company Americas $3,675,000 50.00%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $3,675,000 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
IM2 Deutsche Bank Trust Company Americas $2,887,500 50.00%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $2,887,500 50.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IB Deutsche Bank Trust Company Americas $2,000,000 54.42%
648 Grassmere Park Road
Nashville, TN 37211
Morgan Stanley & Co. Incorporated $1,675,000 45.58%
One Pierrepont Plaza
Brooklyn, NY 11201
IIA1 The Bank of New York $19,460,000 5.30%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $28,450,000 7.74%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Citibank, N.A. $64,485,000 17.55%
3800 Citibank Center B3-15
Tampa, FL 33610
DBTC Americas/DBAG London $20,000,000 5.44%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
JPMorgan Chase Bank $93,915,000 25.56%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $65,000,000 17.69%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
State Street Bank and Trust Company $46,075,000 12.54%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
IIM1 The Bank of New York $7,000,000 30.30%
One Wall Street
New York, NY 10286
DBTC Americas/DBAG London $11,100,000 48.05%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
JPMorgan Chase Bank $5,000,000 21.65%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IIM2 The Bank of New York $2,800,000 16.67%
One Wall Street
New York, NY 10286
DBTC Americas/DBAG London $5,000,000 29.76%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
JPMorgan Chase Bank $9,000,000 53.57%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IIB Investors Bank & Trust Company $3,000,000 31.75%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $6,450,000 68.25%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Series 2002-4
IA1 JPMorgan Chase Bank $35,000,000 49.65%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $4,000,000 5.67%
801 S. Canal C-IN
Chicago, IL 60607
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
State Street Bank and Trust Company $5,500,000 7.80%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
UBS Warburg LLC/CMC $26,000,000 36.88%
1000 Harbor Blvd., 8th Floor
Weekhawken, NJ 07087
IA2 Boston Safe Deposit and Trust Company $5,800,000 20.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Citibank, N.A. $1,700,000 5.86%
3800 Citibank Center B3-15
Tampa, FL 33610
The Northern Trust Company $15,600,000 53.79%
801 S. Canal C-IN
Chicago, IL 60607
U.S. Bank N.A. $4,000,000 13.79%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
IA3 Boston Safe Deposit and Trust Company $29,569,000 67.82%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $2,871,000 6.58%
648 Grassmere Park Road
Nashville, TN 37211
IA4 JPMorgan Chase Bank $3,000,000 7.77%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
M&I Marshall & Isley Bank $15,000,000 38.86%
Issuer Services
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Union Bank of California, N.A. $18,600,000 48.19%
530 B St., Suite 242
San Diego, CA 92101
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
IA5 State Street Bank and Trust Company $33,600,000 100.00%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IA6 The Bank of New York $4,750,000 19.87%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $14,900,000 62.34%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $4,250,000 17.78%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IM1 The Bank of New York $3,500,000 44.87%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $3,913,000 50.17%
648 Grassmere Park Road
Nashville, TN 37211
IM2 Boston Safe Deposit and Trust Company $1,625,000 25.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Citibank, N.A. $2,000,000 30.77%
3800 Citibank Center B3-15
Tampa, FL 33610
Deutsche Bank Trust Company Americas $2,762,500 42.50%
648 Grassmere Park Road
Nashville, TN 37211
IB Citibank, N.A. $5,200,000 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
IIA1 DBTC Americas/DBAG London $20,000,000 6.57%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Merrill, Lynch, Pierce Fenner & Smith $284,500,000 93.43%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
IIM1 DBTC Americas/DBAG London $19,250,000 100.00%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
IIM2 DBTC Americas/DBAG London $14,000,000 100.00%
Global Markets
16 Wall Street - 5th Floor
Broker Dealer Clearance
New York, NY 10005
IIB The Bank of New York $4,000,000 43.96%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $3,100,000 34.07%
648 Grassmere Park Road
Nashville, TN 37211
Wells Fargo Bank Minnesota, N.A. $2,000,000 21.98%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Series 2001-AD1
Class IA-1 The Bank of New York $35,000,000 15.56%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $37,940,000 16.86%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $46,000,000 20.44%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $35,000,000 15.56%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $19,190,000 8.53%
801 S. Canal C-IN
Chicago, IL 60607
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
State Street Bank and Trust Company $35,110,000 15.60%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-2 The Bank of New York/CDC-FP $7,000,000 14.43%
One Wall Street
New York, NY 10286
Citibank, N.A. $4,450,000 9.18%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $25,000,000 51.55%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $7,090,000 14.62%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-3 The Bank of New York $51,000,000 62.58%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $4,300,000 5.28%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
JPMorgan Chase Bank $5,000,000 6.13%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $9,750,000 11.96%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-4 The Bank of New York $8,000,000 10.81%
One Wall Street
New York, NY 10286
Comercia Bank $10,044,000 13.57%
411 West Lafayette
Mail Code 3404
Detroit, MI 48226
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Deutsche Bank Trust Company Americas $9,500,000 12.84%
648 Grassmere Park Road
Nashville, TN 37211
Salomon Smith Barney Inc./Salomon Brothers $19,795,000 26.75%
333 W 34th Street, 3rd Floor
New York, NY 10001
State Street Bank and Trust Company $24,808,000 33.52%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-5 The Bank of New York $28,872,000 49.04%
One Wall Street
New York, NY 10286
Citibank, N.A. $30,000,000 50.96%
3800 Citibank Center B3-15
Tampa, FL 33610
Class IA-6 The Bank of New York $21,500,000 39.66%
One Wall Street
New York, NY 10286
Citibank, N.A. $25,208,000 46.50%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $7,500,000 13.84%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IM-1 The Bank of New York $27,720,000 100.00%
One Wall Street
New York, NY 10286
Class IM-2 Citibank, N.A. $24,640,000 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
Class IB Citibank, N.A. $18,560,000 86.09%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $3,000,000 13.91%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIA-1 Citibank, N.A. $25,200,000 16.29%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $124,000,000 80.16%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIM-1 Investors Bank & Trust Company $2,000,000 19.11%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $6,465,000 61.78%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $2,000,000 19.11%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IIM-2 The Bank of New York $1,500,000 15.70%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $5,555,000 58.14%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
J.P. Morgan Securities Inc. $2,000,000 20.93%
34 Exchange Place, 4th Floor
Jersey City, NJ 07302
The Northern Trust Company $500,000 5.23%
801 S. Canal C-IN
Chicago, IL 60607
Class IIB Citibank, N.A. $2,280,000 31.32%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $5,000,000 68.68%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Series 2001-C1
Class IA-2 State Street Bank and Trust Company $24,500,000 100.00%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-3 The Bank of New York $4,970,000 26.27%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $8,917,000 47.14%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $5,000,000 26.43%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-4 The Bank of New York $8,463,000 100.00%
One Wall Street
New York, NY 10286
Class IM-1 Citibank, N.A. $3,185,000 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
Class IM-2 Citibank, N.A. $2,275,000 100.00%
3800 Citibank Center B3-15
Tampa, FL 33610
Class IIA-1 Deutsche Bank Trust Company Americas $95,000,000 36.82%
648 Grassmere Park Road
Nashville, TN 37211
Investors Bank & Trust Company $16,730,000 6.48%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
Merrill, Lynch, Pierce Fenner & Smith $132,500,000 51.35%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
Class IIM-1 Deutsche Bank Trust Company Americas $5,000,000 47.28%
648 Grassmere Park Road
Nashville, TN 37211
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $2,000,000 18.91%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $3,575,000 33.81%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IIM-2 JPMorgan Chase Bank $9,165,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Series 2001-C2
Class IA-2 The Bank of New York $10,000,000 11.27%
One Wall Street
New York, NY 10286
Bank of New York/Investment Account $10,000,000 11.27%
(Participant Contact Not Found)
Boston Safe Deposit and Trust Company $5,250,000 5.92%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Investors Bank & Trust Company $7,000,000 7.89%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $16,000,000 18.03%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
LaSalle Bank National Association $6,000,000 6.76%
135 South LaSalle Street
Chicago, Il 60603
State Street Bank and Trust Company $5,500,000 6.20%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
U.S. Bank N.A. $6,950,000 7.83%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Wachovia Bank N.A. - Phila. Main $5,500,000 6.20%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Wells Fargo Bank Minnesota, N.A. $5,250,000 5.92%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Class IA-3 The Bank of New York $4,000,000 9.20%
One Wall Street
New York, NY 10286
Fleet National Bank $8,000,000 18.39%
159 East Main Street
Rochester, NY 14638
The Northern Trust Company $2,750,000 6.32%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $23,300,000 53.56%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Class IA-4 Boston Safe Deposit and Trust Company $10,000,000 16.24%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Citibank, N.A. $31,595,000 51.29%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $20,000,000 32.47%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IA-5 The Bank of New York $10,000,000 24.87%
One Wall Street
New York, NY 10286
Bank of New York/Investment Account $30,205,000 75.13%
(Participant Contact Not Found)
Class IM-1 JPMorgan Chase Bank $10,750,000 100.00%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IM-2 Citibank, N.A. $2,800,000 32.56%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $5,800,000 67.44%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IB Citibank, N.A. $2,000,000 31.01%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $2,450,000 37.98%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. $2,000,000 31.01%
40 Broad Street, 5th Floor
New York, NY 10004
Class IIA-1 Deutsche Bank Trust Company Americas $182,000,000 39.39%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $75,000,000 16.23%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $175,075,000 37.89%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
Wachovia Bank N.A. - Phila. Main $25,000,000 5.41%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
Class IIM-1 Deutsche Bank Trust Company Americas $4,000,000 26.40%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $11,150,000 73.60%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class IIM-2 Deutsche Bank Trust Company Americas $4,887,500 35.19%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $9,000,000 64.81%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class IIB Deutsche Bank Trust Company Americas $2,000,000 17.60%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $2,362,500 20.79%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wachovia Bank N.A. $2,000,000 17.60%
40 Broad Street, 5th Floor
New York, NY 10004
Wells Fargo Bank Minnesota, N.A. $5,000,000 44.00%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Series 2001-C3
Class A-1 The Bank of New York/CDC-FP $20,112,500 7.45%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $65,000,000 24.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $113,000,000 41.83%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
Wells Fargo Bank Minnesota, N.A. $62,000,000 22.95%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Class M-1 The Bank of New York $3,112,500 17.18%
One Wall Street
New York, NY 10286
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Investors Bank & Trust Company $5,000,000 27.61%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $10,000,000 55.21%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class M-2 The Bank of New York $6,687,500 49.95%
One Wall Street
New York, NY 10286
JPMorgan Chase Bank $6,700,000 50.05%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class B JPMorgan Chase Bank $7,025,000 63.72%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Wells Fargo Bank Minnesota, N.A. $4,000,000 36.28%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Series 2002-C1
IA1 Boston Safe Deposit and Trust Company $21,390,000 34.78%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
The Northern Trust Company $14,450,000 23.50%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $19,705,000 32.04%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IA2 Deutsche Bank Trust Company Americas $1,000,000 5.88%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $15,000,000 88.24%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Manufacturers and Traders Trust Company $1,000,000 5.88%
P.O. Box 1377
Buffalo, NY 14240
IA3 Boston Safe Deposit and Trust Company $16,750,000 43.23%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Investors Bank & Trust Company $2,000,000 5.16%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
State Street Bank and Trust Company $9,000,000 23.23%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Wachovia Bank N.A. - Phila. Main $10,000,000 25.81%
530 Walnut Street, 1st Floor
Philadelphia, PA 19101
IA4 Boston Safe Deposit and Trust Company $2,750,000 10.78%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Deutsche Bank Trust Company Americas $4,550,000 17.84%
648 Grassmere Park Road
Nashville, TN 37211
Investors Bank & Trust Company $2,460,000 9.65%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $5,680,000 22.27%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $1,710,000 6.71%
801 S. Canal C-IN
Chicago, IL 60607
State Street Bank and Trust Company $4,460,000 17.49%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
IA5 JPMorgan Chase Bank $12,050,000 42.40%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $13,546,000 47.66%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IA6 The Bank of New York $8,000,000 42.06%
One Wall Street
New York, NY 10286
Citibank, N.A. $5,000,000 26.29%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $5,000,000 26.29%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $1,019,000 5.36%
801 S. Canal C-IN
Chicago, IL 60607
IM1 The Bank of New York $2,837,500 36.20%
One Wall Street
New York, NY 10286
Citibank, N.A. $2,000,000 25.52%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $2,000,000 25.52%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
U.S. Bank N.A. $1,000,000 12.76%
Attn: Securities Control
1555 N. Rivercenter Drive, Suite 0300
Milwaukee, WI 53212
IM2 The Bank of New York $2,225,000 42.58%
One Wall Street
New York, NY 10286
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Citibank, N.A. $1,500,000 28.71%
3800 Citibank Center B3-15
Tampa, FL 33610
IB Citibank, N.A. $1,400,000 33.49%
3800 Citibank Center B3-15
Tampa, FL 33610
JPMorgan Chase Bank $2,780,000 66.51%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
IIA1 The Bank of New York $20,000,000 10.44%
One Wall Street
New York, NY 10286
Deutsche Bank Trust Company Americas $35,000,000 18.27%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $126,520,000 66.06%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
State Street Bank and Trust Company $10,000,000 5.22%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IIM1 Deutsche Bank Trust Company Americas $5,000,000 42.52%
648 Grassmere Park Road
Nashville, TN 37211
State Street Bank and Trust Company $6,760,000 57.48%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
IIM2 The Bank of New York $5,760,000 57.14%
One Wall Street
New York, NY 10286
Boston Safe Deposit and Trust Company $3,115,000 30.90%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
IIB Credit Suisse First Boston LLC $1,000,000 12.76%
c/o ADP Proxy Services
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
JPMorgan Chase Bank $6,840,000 87.24%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Series 2001-FF1
Class IA-1 Boston Safe Deposit and Trust Company $100,021,225 100.00%
525 William Penn Place, Suite 3148
Pittsburgh, PA 15259
Class IA-2 Deutsche Bank Trust Company Americas $30,000,000 15.68%
648 Grassmere Park Road
Nashville, TN 37211
JPMorgan Chase Bank $91,100,000 47.62%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Merrill, Lynch, Pierce Fenner & Smith $30,000,000 15.68%
Safekeeping
4 Corporate Place
Piscataway, NJ 08854
State Street Bank and Trust Company $19,500,000 10.19%
1776 Heritage Dr.
Global Corporate Action Unit JAB 5NW
No. Quincy, MA 02171
Wells Fargo Bank Minnesota, N.A. $11,300,000 5.91%
c/o ADP Proxy Services
51 Mercedes Way
Edgewood, NY 11717
Class M-1 Deutsche Bank Trust Company Americas $2,500,000 15.06%
648 Grassmere Park Road
Nashville, TN 37211
Investors Bank & Trust Company $2,500,000 15.06%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $5,599,500 33.73%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
The Northern Trust Company $6,000,000 36.15%
801 S. Canal C-IN
Chicago, IL 60607
Chase Funding, Inc. Name & Address of Participant Original Certificate % of Class
Principal Balance
Class M-2 Deutsche Bank Trust Company Americas $2,479,850 24.90%
648 Grassmere Park Road
Nashville, TN 37211
Investors Bank & Trust Company $2,479,850 24.90%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
JPMorgan Chase Bank $5,000,000 50.20%
Proxy/Class Actions/Bankruptcy
14201 Dallas Pkwy
Dallas, TX 75254
Class B Citibank, N.A. $2,959,700 29.72%
3800 Citibank Center B3-15
Tampa, FL 33610
Deutsche Bank Trust Company Americas $4,000,000 40.16%
648 Grassmere Park Road
Nashville, TN 37211
Investors Bank & Trust Company $3,000,000 30.12%
200 Clarendon St, 9th Floor
Corporate Actions Unit/TOP57
Boston, MA 02116
Item 13. Certain Relationships and Related Transactions.
Omitted.
PART IV
Item 14. Exhibits, Financial Statement Schedules, and Reports of Form 8-K.
(a) Exhibits
99.1 Servicer's Annual Statement of Compliance for each of
the following Series:
(i) Series 1999-1
(ii) Series 1999-2
(iii) Series 1999-3
(iv) Series 1999-4
(v) Series 2000-1
(vi) Series 2000-2
(vii) Series 2000-3
(viii) Series 2001-1
(ix) Series 2001-2
(x) Series 2001-3
(xi) Series 2001-4
(xii) Series 2002-1
(xiii) Series 2002-2
(xiv) Series 2002-3
(xv) Series 2002-4
(xvi) Series 2001-AD1
(xvii) Series 2001-C1
(xviii) Series 2001-C2
(xix) Series 2001-C3
(xx) Series 2002-C1
(xxi) Series 2001-FF1
99.2 Reports prepared by Servicer's certified independent
accountants concerning their respective duties for
the year ended December 31, 2002:
99.3 Certification pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
(i) Series 1999-1
(ii) Series 1999-2
(iii) Series 1999-3
(iv) Series 1999-4
(v) Series 2000-1
(vi) Series 2000-2
(vii) Series 2000-3
(viii) Series 2001-1
(ix) Series 2001-2
(x) Series 2001-3
(xi) Series 2001-4
(xii) Series 2002-1
(xiii) Series 2002-2
(xiv) Series 2002-3
(xv) Series 2002-4
(xvi) Series 2001-AD1
(xvii) Series 2001-C1
(xviii) Series 2001-C2
(xix) Series 2001-C3
(xx) Series 2002-C1
(xxi) Series 2001-FF1
(b) Reports on Form 8-K during the last quarter of the prior
calendar year.
(i) Date Items Reported Financial Statements
---------- -------------- --------------------------------------------------
10/11/2002 5, 7 Monthly report to securityholders dated 9/25/2002
11/08/2002 5, 7 Monthly report to securityholders dated 10/25/2002
11/27/2002 5, 7 Monthly report to securityholders dated 11/25/2002
01/02/2003 5, 7 Monthly report to securityholders dated 12/26/2002
(ii) Reports on Form 8-K were filed during the last
quarter of the prior calendar year for the following
series:
(A) Series 2002-3 September 9, 2002 in response
to Item 5 and Item 7 (Structural Term
Sheets, Collateral Term Sheets and
Computational Materials)
(B) Series 2002-3 September 12, 2002 in response
to Items 5 and 7 (Computational Materials)
(C) Series 2002-3 September 20, 2002 in response
to Items 5 and 7 (Filing of Legality and Tax
Opinions)
(D) Series 2002-3 September 20, 2002 in response
to Items 5 and 7 (Acquisition or Disposition
of Assets and Pooling and Servicing
Agreement)
(E) Series 2002-4 November 4, 2002 in response
to Items 5 and 7 (Structural Term Sheets,
Collateral Term Sheets and Computational
Materials)
(F) Series 2002-4 November 20, 2002 in response
to Items 5 and 7 (Filing of Legality and Tax
Opinions)
(G) Series 2002-4 November 20, 2002 in response
to Items 5 and 7 (Acquisition or Disposition
of Assets and Pooling and Servicing
Agreement)
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
CHASE FUNDING, INC. (Registrant)
By: /s/Luke S. Hayden
-----------------------------
Name: Luke S. Hayden
Title: Chief Executive Officer
Date: March 28, 2003
SUPPLEMENTAL INFORMATION TO BE FURNISHED WITH REPORTS FILED PURSUANT TO SECTION
15(d) OF THE ACT BY REGISTRANTS WHICH HAVE NOT REGISTERED SECURITIES PURSUANT TO
SECTION 12 OF THE ACT.
No annual report, proxy statement, form of proxy or other proxy soliciting
material has been sent to Certificateholders during the period covered by this
Annual Report on Form 10-K and the registrant does not intend to furnish such
materials to Certificateholders subsequent to the filing of this report.
INDEX TO EXHIBITS
EXHIBITS
99.1 Servicer's Annual Statement of Compliance for each of the
following Series:
(i) Series 1999-1
(ii) Series 1999-2
(iii) Series 1999-3
(iv) Series 1999-4
(v) Series 2000-1
(vi) Series 2000-2
(vii) Series 2000-3
(viii) Series 2001-1
(ix) Series 2001-2
(x) Series 2001-3
(xi) Series 2001-4
(xii) Series 2002-1
(xiii) Series 2002-2
(xiv) Series 2002-3
(xv) Series 2002-4
(xvi) Series 2001-AD1
(xvii) Series 2001-C1
(xviii) Series 2001-C2
(xix) Series 2001-C3
(xx) Series 2002-C1
(xxi) Series 2001-FF1
99.2 Reports prepared by Servicer's certified independent
accountants concerning their respective duties for the year
ended December 31, 2002:
99.3 Certification pursuant to Section 302 of the Sarbanes-Oxley
Act of 2002.
(i) Series 1999-1
(ii) Series 1999-2
(iii) Series 1999-3
(iv) Series 1999-4
(v) Series 2000-1
(vi) Series 2000-2
(vii) Series 2000-3
(viii) Series 2001-1
(ix) Series 2001-2
(x) Series 2001-3
(xi) Series 2001-4
(xii) Series 2002-1
(xiii) Series 2002-2
(xiv) Series 2002-3
(xv) Series 2002-4
(xvi) Series 2001-AD1
(xvii) Series 2001-C1
(xviii) Series 2001-C2
(xix) Series 2001-C3
(xx) Series 2002-C1
(xxi) Series 2001-FF1